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Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-08-018782
Filing Date
2008-04-01
Accepted
2008-04-15 10:51:11
Documents
1
Period of Report
2007-12-31
Effectiveness Date
2008-04-01

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-08-018782.paper X-17A-5 294
  Scanned paper document scanned.pdf   236050
  Complete submission text file 9999999997-08-018782.txt   1701
Mailing Address THE CARRIAGE HOUSE 12 MIDDLE STREET AMHERST NH 03031
Business Address THE CARRIAGE HOUSE 12 MIDDLE STREET AMHERST NH 03031 603-673-9462
UPTON ADVISORS, LLC (Filer) CIK: 0001309812 (see all company filings)

IRS No.: 014566315 | State of Incorp.: NH | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-66741 | Film No.: 08031157