0001432093-11-000511.txt : 20110808
0001432093-11-000511.hdr.sgml : 20110808
20110808174800
ACCESSION NUMBER: 0001432093-11-000511
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110805
FILED AS OF DATE: 20110808
DATE AS OF CHANGE: 20110808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sawyer William Alexander
CENTRAL INDEX KEY: 0001376883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32508
FILM NUMBER: 111018290
MAIL ADDRESS:
STREET 1: 3000 RICHMOND AVE.
STREET 2: SUITE 400
CITY: HOUSTON
STATE: TX
ZIP: 77098
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUCAS ENERGY, INC.
CENTRAL INDEX KEY: 0001309082
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 980417780
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3555 TIMMONS LANE
STREET 2: SUITE 1550
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-528-1881
MAIL ADDRESS:
STREET 1: 3555 TIMMONS LANE
STREET 2: SUITE 1550
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: Panorama Investments Corp
DATE OF NAME CHANGE: 20041118
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-08-05
0
0001309082
LUCAS ENERGY, INC.
AMEX:LEI
0001376883
Sawyer William Alexander
3555 TIMMONS LANE
SUITE 1550
HOUSTON
TX
77027
1
1
0
0
Chief Executive Officer
Common Stock
2011-08-05
4
P
0
3000
2.18
A
367446
D
Common Stock
2011-08-08
4
P
0
1000
1.96
A
368446
D
Stock Options
2.07
2011-03-31
2020-10-07
Common Stock
24000
224000
D
Stock Options
4.05
2012-04-01
2016-04-01
Common Stock
200000
224000
D
On October 7, 2010, the Issuer's Board of Directors approved the issuance to Mr. Sawyer of 17,500 shares of common stock under the Issuer's 2010 Long Term Incentive Plan (the "Plan") in the event the net production of the Issuer averages over 10,000 barrels of oil per month for a period of six months (which shares have not been issued or earned by Mr. Sawyer to date, and therefore have not been included in the table above).
Represents the date that last portion of the Stock Option vested to Mr. Sawyer.
Effective April 1, 2011, the Issuer's Board of Directors approved the grant to Mr. Sawyer of 200,000 options to purchase shares of common stock of the Issuer in consideration for services to be rendered to the Issuer during the April 1, 2011 to March 31, 2015 fiscal years as the Chief Executive Officer of the Issuer, which options had an exercise price of $4.05 per share and vest in tranches of 1/4th of such options per year pursuant to the Plan. The disclosure in the table above only discloses the date the first tranche is exercisable.
/s/ William A. Sawyer
2011-08-08