-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GJgkCas1NsUAj7BH4CrTZBo2SrMn2sKaz/GgCEc1yF0lSCxlT2obciHaatZEQyIF fE5ZHexHy6Ki0E36ZkT0kQ== 0001432093-11-000025.txt : 20110127 0001432093-11-000025.hdr.sgml : 20110127 20110127124907 ACCESSION NUMBER: 0001432093-11-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110110 FILED AS OF DATE: 20110127 DATE AS OF CHANGE: 20110127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hofheinz James Fred CENTRAL INDEX KEY: 0001446137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32508 FILM NUMBER: 11551378 MAIL ADDRESS: STREET 1: 2000 BERING DRIVE STREET 2: SUITE 909 CITY: HOUSTON STATE: TX ZIP: 77057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUCAS ENERGY, INC. CENTRAL INDEX KEY: 0001309082 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 980417780 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3555 TIMMONS LANE STREET 2: SUITE 1550 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-528-1881 MAIL ADDRESS: STREET 1: 3555 TIMMONS LANE STREET 2: SUITE 1550 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: Panorama Investments Corp DATE OF NAME CHANGE: 20041118 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-01-10 0 0001309082 LUCAS ENERGY, INC. AMEX:LEI 0001446137 Hofheinz James Fred 2000 BERING DRIVE SUITE 909 HOUSTON TX 77057 1 0 0 0 Common Stock 2011-01-10 4 A 0 12000 0 A 804020 D Warrants to Purchase Shares of Common Stock 1 2009-08-31 2012-08-31 Common Stock 83334 107334 D Stock Options 2.07 2011-01-10 4 A 0 6000 0 A 2011-01-10 2020-10-07 Common Stock 6000 107334 D Stock Options 2.07 2011-01-10 4 A 0 6000 0 A 2011-01-10 2020-10-07 Common Stock 6000 107334 D Stock Options 2.07 2011-01-10 4 A 0 6000 0 A 2011-01-10 2020-10-07 Common Stock 6000 107334 D Stock Options 2.07 2011-01-10 4 A 0 6000 0 A 2011-03-31 2020-10-07 Common Stock 6000 107334 D On October 7, 2010, the Issuer's Board of Directors approved the issuance of 12,000 shares of common stock and 24,000 options to purchase shares of common stock to each Director of the Company, including Mr. Hofheinz, in consideration for services to be rendered to the Issuer during the April 1, 2010 to March 31, 2011 fiscal year, which options had an exercise price of $2.07 per share and vest in tranches of 1/4th of such options per quarter pursuant to the Plan, which issuances and grants were ratified by the Issuer's shareholders at its Annual Meeting of Stockholders held on January 10, 2011. Excludes indirect partial ownership (due to Mr. Hofheinz's ownership of approximately 25.2% of El Tex Petroleum LLC) of 637,887 shares owned by El Tex Petroleum LLC. /s/ James Fred Hofheinz 2011-01-27 -----END PRIVACY-ENHANCED MESSAGE-----