-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H2tdK5AM6HW+nptTAnt1MIWkTCEGOzw/nA/GUsesKN6h9u4I1BUFR61CP6Fsh6Zm QvMz0AXjXXmMDqEgMhyKFQ== 0001308757-09-000002.txt : 20090206 0001308757-09-000002.hdr.sgml : 20090206 20090206155541 ACCESSION NUMBER: 0001308757-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 EFFECTIVENESS DATE: 20090206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC CENTRAL INDEX KEY: 0001308757 IRS NUMBER: 364445980 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11054 FILM NUMBER: 09577216 BUSINESS ADDRESS: BUSINESS PHONE: 630-875-4915 MAIL ADDRESS: STREET 1: 500 PARK BLVD STREET 2: SUITE 1400 CITY: ITASCA STATE: IL ZIP: 60143 13F-HR 1 dec2008.txt DECEMBER 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2008 Institutional Investment Manager Filing this Report: Name: Balasa Dinverno Foltz LLC Address: 500 Park Blvd. Suite 1400 Itasca, IL 60143 13F File 28-11054 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Michael C. Foltz Title: Chief Compliance Officer Phone: 630-875-4926 Signature, Place, and Date of Signing: Michael C. Foltz Itasca, IL December 31, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table 112 Entry Total: Form 13F Information Table $369,281,000 Value Total: FORM 13F INFORMATION TABLE Voting Authority ----------------------- Title of Value Shares Sh/ Put/ Invstmt Other Security Class Cusip (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ---------------------------------- ---------- --------- -------- --------- --- --- -------- -------- --------- ------ ---- Vanguard Short Term Bond SHORT TRM 921937827 38,597 479,164 SH Sole 479,164 BOND S&P 500 SPDR UNIT SER 1 78462F103 444 4,917 SH Sole 4,917 SPDR DJ Wilshire Int'l Real DJ WIL 78463x863 3,257 120,271 SH Sole 120,271 Estate REIT iShares MSCI EAFE MSCI EAFE 464287465 30,245 674,210 SH Sole 674,210 IDX iShares MSCI EAFE Growth Index MSCI GRW 464288885 4,759 104,713 SH Sole 104,713 IDX iShares MSCI Emerging Market MSCI EMERG 464287234 1,055 42,267 SH Sole 42,267 MKT iShares Russell 1000 Growth RUSSELL 464287614 91,521 2,469,543 SH Sole 2,469,543 1000GRW iShares Russell 1000 Index RUSSELL 464287622 2,254 46,131 SH Sole 46,131 1000 iShares Russell 1000 Value RUSSELL100 464287598 48,592 981,261 SH Sole 981,261 0VAL iShares Russell 2000 Growth RUSL 2000 464287648 820 16,117 SH Sole 16,117 GROW iShares S&P 500 S&P 500 464287200 60,155 666,096 SH Sole 666,096 INDEX iShares S&P 500/Barra Growth S&P500 GRW 464287309 3,627 80,735 SH Sole 80,735 iShares S&P 500/Value Index S&P 500 464287408 1,186 26,259 SH Sole 26,259 VALUE iShares S&P 600 Growth S&P SMLCAP 464287887 23,896 536,263 SH Sole 536,263 600 AT&T Inc. New COM 78387G103 1,519 53,281 SH Sole 53,281 Abbott Laboratories COM 002824100 2,595 48,618 SH Sole 48,618 Allergan Inc. COM 184901023 276 6,855 SH Sole 6,855 Allstate Corp COM 020002101 400 12,212 SH Sole 12,212 Altria Group COM 718154107 155 10,277 SH Sole 10,277 American Intl Group Inc COM 026874107 23 14,424 SH Sole 14,424 Amgen Inc. COM 311621007 417 7,225 SH Sole 7,225 Apple Computer, Inc. COM 378331003 537 6,292 SH Sole 6,292 Applied Materials Inc COM 382221059 124 12,219 SH Sole 12,219 Bank of New York Mellon Co. COM 064058100 288 10,168 SH Sole 10,168 BankAmerica Corp. COM 605051044 236 16,742 SH Sole 16,742 Baxter International Inc. COM 718131097 323 6,035 SH Sole 6,035 Becton Dickenson & Co. COM 758871099 236 3,447 SH Sole 3,447 Bristol-Myers Squibb Company COM 110122108 345 14,832 SH Sole 14,832 British Petroleum Amoco COM 556221042 946 20,234 SH Sole 20,234 Burlington Northern Santa Fe COM 12189T104 249 3,288 SH Sole 3,288 Corp. C H Robinson COM 12541W100 1,271 23,101 SH Sole 23,101 C V S Corp Del COM 126650100 220 7,641 SH Sole 7,641 Carmax COM 143130102 86 10,900 SH Sole 10,900 Carnival Corp. COM 143658102 284 11,687 SH Sole 11,687 Caterpillar Inc. COM 149123101 605 13,545 SH Sole 13,545 Charles Schwab COM 808513105 275 16,984 SH Sole 16,984 ChevronTexaco Corp. COM 166764100 1,364 18,439 SH Sole 18,439 Chubb Corporation COM 171232101 204 4,001 SH Sole 4,001 Cisco Systems Inc. COM 17275R102 536 32,868 SH Sole 32,868 Citigroup Inc. COM 172967101 180 26,783 SH Sole 26,783 Coca Cola COM 191216100 564 12,448 SH Sole 12,448 Colgate-Palmolive Co COM 194162103 246 3,589 SH Sole 3,589 ComCast COM 20030N101 192 11,349 SH Sole 11,349 Conocophillips COM 718507106 471 9,096 SH Sole 9,096 DCT Industrial Trust Inc COM 233153105 868 171,604 SH Sole 171,604 Dell Inc. COM 24702r101 266 25,977 SH Sole 25,977 Devon Energy COM 25179M103 217 3,296 SH Sole 3,296 Diamond Management & Technology COM 25278P106 114 27,145 SH Sole 27,145 Consultant Discover Financial Services LLC COM 254709108 153 16,050 SH Sole 16,050 Disney COM 254687106 576 25,401 SH Sole 25,401 E*TRADE Financial Corp COM 269246104 18 15,561 SH Sole 15,561 EMC Corp. Mass. COM 268648102 122 11,614 SH Sole 11,614 Eli Lilly & Co. COM 532457108 229 5,682 SH Sole 5,682 Emerson Electric COM 291011104 245 6,687 SH Sole 6,687 Exelon Corporation COM 30161N101 1,050 18,878 SH Sole 18,878 Exxon Mobil Corporation COM 30231G102 3,621 45,360 SH Sole 45,360 FPL Group COM 302571104 209 4,154 SH Sole 4,154 Ford Motor Company COM 345370860 71 31,202 SH Sole 31,202 General Electric COM 369604103 1,215 75,009 SH Sole 75,009 Gilead Sciences Inc. COM 375558103 313 6,128 SH Sole 6,128 Glaxosmithkline COM 37733W105 459 12,327 SH Sole 12,327 Goldman Sachs Group COM 38141G104 210 2,491 SH Sole 2,491 Google Inc COM 38259p508 323 1,051 SH Sole 1,051 Hewitt Associates Inc COM 42822Q100 890 31,375 SH Sole 31,375 Hewlett Packard Co COM 428236103 1,106 30,465 SH Sole 30,465 Home Depot COM 437076102 273 11,844 SH Sole 11,844 IBM COM 459200101 1,219 14,482 SH Sole 14,482 Intel Corp. COM 458140100 967 65,986 SH Sole 65,986 J P Morgan Chase & Co. COM 46625H100 959 30,404 SH Sole 30,404 Johnson & Johnson COM 478160104 1,265 21,145 SH Sole 21,145 Kraft Foods Inc COM 50075n104 204 7,579 SH Sole 7,579 McDonald's Corporation COM 580135101 11,366 182,767 SH Sole 182,767 Medtronic Inc. COM 585055106 225 7,169 SH Sole 7,169 Merck & Co, Inc. COM 589331107 294 9,667 SH Sole 9,667 Merrill Lynch COM 590188108 178 15,301 SH Sole 15,301 Microsoft Corp. COM 594918104 946 48,663 SH Sole 48,663 Monsanto Co. COM 61166W101 343 4,877 SH Sole 4,877 Morgan Stanley / Dean Witter COM 617446448 329 20,541 SH Sole 20,541 Motorola Inc. COM 620076109 126 28,545 SH Sole 28,545 National City Corp. COM 635405103 19 10,586 SH Sole 10,586 National Semi-Conductor Corp. COM 637640103 131 12,993 SH Sole 12,993 News Corp. Ltd Class A COM 65248e104 102 11,198 SH Sole 11,198 Northern Trust COM 665859104 421 8,070 SH Sole 8,070 Novamed Eyecare Inc. COM 66986W108 130 37,520 SH Sole 37,520 Occidental Petroleum Corp COM 674599105 307 5,119 SH Sole 5,119 Oracle Corp. COM 68389X105 421 23,725 SH Sole 23,725 Pepsico Inc COM 713448108 623 11,378 SH Sole 11,378 Pfizer Incorporated COM 717081103 686 38,750 SH Sole 38,750 Philip Morris International Inc. COM 718172109 612 14,062 SH Sole 14,062 Praxair Inc COM 74005P104 238 4,016 SH Sole 4,016 Procter & Gamble COM 742718109 1,123 18,164 SH Sole 18,164 Qualcomm, Inc. COM 747525103 399 11,142 SH Sole 11,142 Qwest Communications COM 749121109 42 11,593 SH Sole 11,593 International Schering-Plough Corp. COM 806605101 422 24,761 SH Sole 24,761 Schlumberger COM 806857108 283 6,693 SH Sole 6,693 Serefex Corp. COM 81748P101 0 30,000 SH Sole 30,000 Sirius XM Radio Inc COM 82966U103 2 18,421 SH Sole 18,421 Southern Corp. COM 842587107 227 6,129 SH Sole 6,129 Sprint Nextel Corp. COM 852061100 27 14,995 SH Sole 14,995 Starwood Hotels and Resorts COM 85590A203 200 11,148 SH Sole 11,148 Texas Instruments Inc. COM 882508104 199 12,809 SH Sole 12,809 Time Warner Inc. COM 887317105 245 24,383 SH Sole 24,383 US Bancorp COM 902973304 394 15,767 SH Sole 15,767 Union Pacific COM 907818108 229 4,784 SH Sole 4,784 United Parcel Service Class B COM 911312106 233 4,221 SH Sole 4,221 United Technologies Corp. COM 913017109 279 5,207 SH Sole 5,207 Verizon Communications COM 92343V104 732 21,589 SH Sole 21,589 Wal-Mart COM 931142103 1,287 22,953 SH Sole 22,953 Walgreen Company COM 931422109 320 12,985 SH Sole 12,985 Wells Fargo & Co New COM 949746101 1,759 59,651 SH Sole 59,651 Wyeth COM 983024100 353 9,424 SH Sole 9,424 YUM! Brands Inc COM 988498101 292 9,262 SH Sole 9,262
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