0000943440-12-000246.txt : 20120322 0000943440-12-000246.hdr.sgml : 20120322 20120322115556 ACCESSION NUMBER: 0000943440-12-000246 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120322 DATE AS OF CHANGE: 20120322 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Oberosler Robert G CENTRAL INDEX KEY: 0001429907 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 2601 ANNAND DR SUITE 16 CITY: WILMINGTON STATE: DE ZIP: 19808 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Universal Capital Management, Inc. CENTRAL INDEX KEY: 0001308569 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 201568059 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80644 FILM NUMBER: 12708632 BUSINESS ADDRESS: STREET 1: 2601 ANNAND DRIVE STREET 2: SUITE 16 CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 302-998-8824 MAIL ADDRESS: STREET 1: 2601 ANNAND DRIVE STREET 2: SUITE 16 CITY: WILMINGTON STATE: DE ZIP: 19808 SC 13G 1 oberosler031612_13g.htm SCHEDULE 13G Schedule 13G


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. __)

 

 

UNIVERSAL CAPITAL MANAGEMENT, INC.


(Name of Issuer)


COMMON STOCK


(Title of Class of Securities)


913393 10 4


(CUSIP Number)


MARCH 16, 2012


(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 







CUSIP NO. 913393 10 4

 

  

 

 

 

 

1

NAMES OF REPORTING PERSONS:

 

Robert G. Oberosler 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a) o  

(b) ¨

 

 

3

SEC USE ONLY

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

 

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH REPORTING

PERSON WITH:

 

5

SOLE VOTING POWER                        1,409,000(1)

 

6

SHARED VOTING POWER                  0

 

7

SOLE DISPOSITIVE POWER               1,409,000 (1)

 

8

SHARED DISPOSITIVE POWER         0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,409,000

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

10.68%(2)

 

 

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

 


1.

See Item 4.

2.

Based on 13,187,426 shares of the Issuer’s common stock that were outstanding as of March 16, 2012, as disclosed in the Issuer’s Interim Report on Form 8-K, which was filed on March 16, 2012.






 CUSIP NO. 913393 10 4

 

  

 

 

 

  

Item 1(a).                      Name of Issuer:

Universal Capital Management, Inc.

Item 1(b).                      Address of Issuer’s Principal Executive Offices:

2601 Annand Drive, Suite 16,

Wilmington, Delaware 19808

Item 2(a).                      Name of Person Filing:

Robert G. Oberosler 

Item 2(b).                      Address of Principal Business Office or, if None, Residence:

320 Rendle Court

Cherry Hill, NJ 08034

Item 2(c).                      Citizenship:

Robert G. Oberosler is a U.S. citizen.  

Item 2(d).                      Title of Class of Securities:

Common Stock

Item 2(e).                      CUSIP Number:

913393 10 4

Item 3.

  

Not applicable.

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  

(a)

Amount beneficially owned:       1,409,000

  

(b)

Percent of class:       10.68%(1)

  

(c)

Number of shares as to which the person has:

  

  

(i)

Sole power to vote or to direct the vote:      1,409,000

  

  

(ii)

Shared power to vote or to direct the vote:       0

  

  

(iii)

Sole power to dispose or to direct the disposition of:       1,409,000

 

 

(iv)

Shared power to dispose or to direct the disposition of:       0

    

 

 


1.

Based on  13,187,426 shares of the Issuer’s common stock that were outstanding as of March 16, 2012, as disclosed in the Issuer’s Interim Report on Form 8-K, which was filed on March 16, 2012.

 

Item 5.

Ownership of Five Percent or Less of a Class

Not applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.


Not Applicable.







 Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.


Item 8.

Identification and Classification of Members of the Group

Not Applicable.

Item 9.

Notice of Dissolution of Group

Not Applicable.

Item 10.

Certification

Not applicable.

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

 

 

 

 

 

 

Dated: March 22, 2012

 

/s/Robert Oberosler