EX-1.01 2 d60697dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Dolby Laboratories, Inc.

Conflict Minerals Report

For Calendar Year Ended December 31, 2018

Introduction

This Conflict Minerals Report (this “Report”) of Dolby Laboratories, Inc. (“Dolby” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2018 to December 31, 2018. The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals referred to as “Conflict Minerals” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their metallic derivatives which include tantalum, tin and tungsten. The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of Congo, the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

Dolby has determined that certain Conflict Minerals are necessary to the functionality or production of products manufactured or contracted to be manufactured by us during calendar year 2018. These products are referred to in this Report as “Covered Products.” Dolby has conducted a reasonable country of origin inquiry (“RCOI”) reasonably designed to determine if Conflict Minerals originated in the Covered Countries. Based on our RCOI, Dolby believes that certain of the Conflict Minerals used in our products may have originated in the Covered Countries. Because of this finding, we performed additional due diligence on the source and chain of custody of these Conflict Minerals based on the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (“Framework”), to determine if the Conflict Minerals that may have originated in the Covered Countries benefited armed groups. As such, we believe our process was reasonably designed and performed in good faith. After performing the RCOI and additional due diligence in conformity with the Framework, we were unable to comprehensively determine the origin of all Conflict Minerals used in our products, the facilities used to process them, their country of origin, and their mine or location of origin. We note, however, that we did not learn of any facts that led us to conclude that any of our Covered Products included Conflict Minerals that originated in a Covered Country and financed or benefitted an armed group.

The Covered Products are hardware products and a significant majority, over 90%, of Dolby’s revenues are associated with Licensing and Services as opposed to physical hardware products. As reported in Dolby’s Annual Report on Form 10-K for the fiscal year ended September 28, 2018, Dolby’s Product (hardware) revenue for the fiscal year period comprised approximately 8% of reported revenues of $1.17 billion. Most of Dolby’s hardware products are manufactured by contract manufacturers. These factors result in a relatively small supply base as indicated in the RCOI summary. Descriptions of our covered products are provided below.

Descriptions of Covered Products

 

   

 

Product

 

   

Description

 

Cinema     

 

Cinema Imaging Products  

   

 

Digital Cinema Servers used to load, store, decrypt, decode, watermark, and play back digital film files for presentation on digital cinema projectors and software used to encrypt, encode, and package digital media files for distribution.

 

  

 

Cinema Audio Products

   

 

Cinema Processors, amplifiers, and loudspeakers used to decode, render, and optimally play back digital cinema soundtracks including those using Dolby Atmos®.

 

Other   

 

Dolby Conference Phone

   

 

An integral hardware component of the Dolby Voice® conferencing solution that enhances full-room voice capture, spatial voice separation, and playback.

 

  

 

Dolby Voice RoomTM

   

 

Video conferencing solution for huddle rooms and small conference rooms that combines a camera product with the Dolby Conference Phone.

 

  

 

Dolby DimensionTM

   

 

Wireless headphones designed for the home featuring Dolby LifeMixTM technology that allows users the ability to control the volume of sound from their surroundings while also listening to content.

 

    

 

Other Products

   

 

3-D glasses and kits, broadcast hardware and software used to encode, transmit, and decode multiple channels of high quality audio for Digital Television (DTV) and High-Definition Television (HDTV) distribution, monitors, and accessibility solutions for hearing and visually impaired consumers.

 

RCOI

Our RCOI consisted of requesting a completed Responsible Minerals Initiative (“RMI”) Conflict Minerals Reporting Template (“CMRT”) from our contract manufacturers and suppliers of materials/products/components received by Dolby in 2018 for purchases made through Dolby’s purchase order system. Responses were reviewed for completeness and consistency, and we routinely followed up with our suppliers for corrections and clarifications as needed. We submitted this questionnaire to 95 suppliers and manufacturers of components and products purchased directly by Dolby. We did not receive complete responses to the questionnaire from 11 of these suppliers (11.6%) despite repeated follow-up attempts with these nonresponsive suppliers. We were informed that many of Dolby’s suppliers have not received responses from all their upstream suppliers. Of the responses received, 26 suppliers indicated that they source Conflict Minerals from the Covered Countries. Based on these responses, we conducted additional due diligence on the smelters and refiners identified.

Due Diligence Framework

Dolby’s due diligence program was designed to be in conformance in all material respects with the OECD Framework.

Due Diligence Measures Taken

The due diligence measures taken include, but are not limited to, those described as follows:

Dolby has assembled a Conflict Minerals Project Team comprised of representatives from Engineering, Legal, and Procurement who meet periodically and provide oversight to our Conflict Minerals program. Dolby adopted a Conflict Minerals Policy in 2013 which was updated in 2018. The policy, which is available at https://www.dolby.com/us/en/about/conflict-minerals-policy.html , describes our commitment to avoiding the use of Conflict Minerals that finance or benefit armed groups. Our policy statement does not exclude the use of responsibly sourced materials from the Covered Countries. Dolby has communicated this policy to our suppliers. We encourage suppliers to seek conflict-free sources of Conflict Minerals that are validated as conflict-free by recognized responsible sourcing protocols such as RMI’s Responsible Minerals Assurance Process (“RMAP”) and its cross-recognized programs (e.g., RJC (Responsible Jewelry Council) and LBMA (London Bullion Market Association)). If we become aware of a supplier who does not meet the expectations specified in our Conflict Minerals Policy, including the provision of a CMRT, our Director of Procurement may seek alternative sources of supply for our products or components. In support of Dolby’s Conflict Minerals program, we participate in industry groups on the topic of Conflict Minerals and other responsible sourcing matters. Dolby is an active member of RMI and we utilize data from RMI for smelter conformance status and reasonable country of origin information.

Findings and Conclusions

Through our RCOI, certain suppliers reported the use of smelters or refiners with an RMI Audit Status of “Outreach Required”, “Non-Conformant”, or “Communication Suspended—Not Interested”. We cannot be certain these smelters or refiners are present in our supply chain due to uncertainty in our supplier survey results. We have asked these suppliers to request that these smelters or refiners pursue conformance to a recognized responsible sourcing protocol or be removed from our supply chain. Where contact information was available, we have communicated this request directly to these smelters or refiners. Should these smelters or refiners decline to pursue conformance to a recognized responsible sourcing protocol and our supplier refuses to remove these smelters from our supply chain, we will evaluate our relationship with that supplier and explore alternatives.

Dolby did not receive responses from certain of our suppliers as noted above. We made repeated requests that these suppliers provide a CMRT. A list of these nonresponsive suppliers was provided to our Director of Procurement who is determining if Dolby will continue to purchase components from these non-responsive suppliers or if alternative suppliers can be identified and utilized in the future. We continue to include provisions in new supply agreements relating to the gathering of Conflict Minerals information, the provision of a CMRT, and the sourcing of Conflict Free materials to encourage greater cooperation by the companies in our supply chain.

As we have not received conclusive data from all our direct suppliers, we are unable to make a definitive determination about all sources of the tin, tungsten, tantalum or gold in our products and cannot determine whether our supply chain is “DRC conflict-free”. However, we received no information from our direct suppliers who did provide a CMRT response to indicate that the tin, tantalum, tungsten or gold directly or indirectly financed or benefitted armed groups in the DRC or adjoining countries. Some suppliers disclosed to us that scrap/recycled sources of gold, tantalum, tin and/or tungsten

were identified in their supply chains and therefore did not require due diligence. The table in Annex 1 lists the names and countries of the smelters or refiners reported by our suppliers. Annex 2 lists the countries of origin identified as the sources of those smelters and refiners.

We believe that requesting our contract manufacturers and component/product/material suppliers to complete the RMI Conflict Minerals Reporting Template and encouraging these upstream suppliers to source materials from conflict-free sources such as those validated by the RMAP, the communication of our Conflicts Minerals Policy, as well as our review of the smelter or refiner information provided and our review of the country of origin of source materials of those smelters or refiners represents a reasonable effort to determine the mines or location of origin of the Conflict Minerals in our supply chain. Moving forward, the Company will continue to implement commercially reasonable procedures to continue preventing Conflict Minerals that finance or benefit armed groups from being introduced into our supply chain.

Independent Private Sector Audit (IPSA)

Not required for reporting year 2018.

Risk Factors

The statements above are based on the RCOI process and due diligence performed in good faith by the Company. These statements are based on the infrastructure and information available at the time. A number of factors could introduce errors or otherwise affect Dolby’s Conflict Minerals status. These factors include, but are not limited to, gaps in supplier data, gaps in smelter or refiner data, errors or omissions by suppliers, errors or omissions by smelters or refiners, the definition of a smelter or refiner not being finalized at the end of the reporting period, all instances of Conflict Minerals necessary to the functionality or manufacturing of Dolby’s products possibly not yet having been identified, gaps in supplier education and knowledge, timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter or refiner unfamiliarity with the protocol, oversights or errors in independent third party audits conducted by the RMAP, LBMA, or RJC, Covered Countries sourced materials being declared secondary materials, companies going out of business, auditing programs being not equally advanced for all industry segments and metals, and smuggling of Conflict Minerals from the Covered Countries to countries beyond the Covered Countries.

Annex 1

The table below describes the smelters and refiners reported by our contract manufacturers and component/product/ materials suppliers in their CMRT as of April 29, 2019 covering Dolby products manufactured during calendar year 2018:

 

Metal

   

Smelter Name

   

Smelter Country

Gold    L’Orfebre S.A.    ANDORRA
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA
Gold    Morris and Watson Gold Coast    AUSTRALIA
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM
Gold    Tony Goetz NV    BELGIUM
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL
Gold    Umicore Brasil Ltda.    BRAZIL
Gold    Marsam Metals    BRAZIL
Gold    CCR Refinery—Glencore Canada Corporation    CANADA
Gold    Asahi Refining Canada Ltd.    CANADA
Gold    Royal Canadian Mint    CANADA
Gold    Planta Recuperadora de Metales SpA    CHILE
Gold    CHALCO Yunnan Copper Co. Ltd.    CHINA
Gold    Daye Non-Ferrous Metals Mining Ltd.    CHINA
Gold    Refinery of Seemine Gold Co., Ltd.    CHINA
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA
Gold    Heraeus Ltd. Hong Kong    CHINA
Gold    Hunan Chenzhou Mining Co., Ltd.    CHINA
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    CHINA
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA
Gold    Jiangxi Copper Co., Ltd.    CHINA
Gold    LinBao Gold Mining    CHINA
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA
Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA
Gold    Shandong Tarzan Bio-Gold Industry Co., Ltd.    CHINA
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA
Gold    Great Wall Precious Metals Co,. LTD.    CHINA
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA
Gold    Anhui Tongling Nonferrous Metal Mining Co., Ltd.    CHINA
Gold    Zhongjin Gold Corporation Limited    CHINA
Gold    Zijin Mining Industry Corporation    CHINA
Gold    Guangdong Gaoyao Co    CHINA
Gold    Shandong Humon Smelting Co., Ltd.    CHINA
Gold    SAFINA A.S.    CZECH REPUBLIC
Gold    SAAMP    FRANCE
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY
Gold    Aurubis AG    GERMANY
Gold    C. Hafner GmbH + Co. KG    GERMANY
Gold    Doduco    GERMANY
Gold    Heimerle + Meule GmbH    GERMANY
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY
Gold    SAXONIA Edelmetalle GmbH    GERMANY
Gold    WIELAND Edelmetalle GmbH    GERMANY
Gold    DEGUSSA    GERMANY
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA
Gold    GCC Gujrat Gold Centre Pvt. Ltd.    INDIA
Gold    Sai Refinery    INDIA
Gold    BALORE REFINERSGA    INDIA
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA
Gold    Chimet S.p.A.    ITALY
Gold    T.C.A S.p.A    ITALY
Gold    8853 S.p.A.    ITALY
Gold    Italpreziosi    ITALY
Gold    Safimet S.p.A    ITALY
Gold    Aida Chemical Industries Co., Ltd.    JAPAN

Metal

   

Smelter Name

   

Smelter Country

Gold    Asahi Pretec Corp.    JAPAN
Gold    Asaka Riken Co., Ltd.    JAPAN
Gold    Chugai Mining    JAPAN
Gold    Dowa    JAPAN
Gold    Eco-System Recycling Co., Ltd.    JAPAN
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN
Gold    Japan Mint    JAPAN
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN
Gold    Kojima Chemicals Co., Ltd.    JAPAN
Gold    Matsuda Sangyo Co., Ltd.    JAPAN
Gold    Mitsubishi Materials Corporation    JAPAN
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Gold    Nihon Material Co., Ltd.    JAPAN
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN
Gold    Tokuriki Honten Co., Ltd.    JAPAN
Gold    Yamamoto Precious Metal Co., Ltd.    JAPAN
Gold    Yokohama Metal Co., Ltd.    JAPAN
Gold    Kazakhmys Smelting LLC    KAZAKHSTAN
Gold    Kazzinc    KAZAKHSTAN
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN
Gold    Daejin Indus Co., Ltd.    KOREA, REPUBLIC OF
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF
Gold    HeeSung Metal Ltd.    KOREA, REPUBLIC OF
Gold    HwaSeong CJ CO., LTD.    KOREA, REPUBLIC OF
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF
Gold    Samwon Metals Corp.    KOREA, REPUBLIC OF
Gold    Torecom    KOREA, REPUBLIC OF
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF
Gold    NH Recytech Company    KOREA, REPUBLIC OF
Gold    DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN
Gold    State Research Institute Center for Physical Sciences and Technology    LITHUANIA
Gold    Modeltech Sdn Bhd    MALAYSIA
Gold    Caridad    MEXICO
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO
Gold    Remondis Argentia B.V.    NETHERLANDS
Gold    Morris and Watson    NEW ZEALAND
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES
Gold    KGHM Polska Miedz S.A.    POLAND
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION
Gold    JSC Uralelectromed    RUSSIAN FEDERATION
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION
Gold    Kyshtym Copper-Electrolytic Plant ZAO    RUSSIAN FEDERATION
Gold    L’azurde Company For Jewelry    SAUDI ARABIA
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA
Gold    AU Traders and Refiners    SOUTH AFRICA
Gold    SEMPSA Joyeria Plateria S.A.    SPAIN
Gold    Sudan Gold Refinery    SUDAN
Gold    Boliden AB    SWEDEN
Gold    Argor-Heraeus S.A.    SWITZERLAND
Gold    Cendres + M?taux SA    SWITZERLAND
Gold    Metalor Technologies S.A.    SWITZERLAND
Gold    PAMP S.A.    SWITZERLAND
Gold    PX Precinox S.A.    SWITZERLAND
Gold    Valcambi S.A.    SWITZERLAND
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA
Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA
Gold    Umicore Precious Metals Thailand    THAILAND
Gold    ATAkulche    TURKEY

Metal

   

Smelter Name

   

Smelter Country

Gold    Istanbul Gold Refinery    TURKEY
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY
Gold    African Gold Refinery    UGANDA
Gold    Al Etihad Gold LLC    UNITED ARAB EMIRATES
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES
Gold    Kaloti Precious Metals    UNITED ARAB EMIRATES
Gold    Advanced Chemical Company    UNITED STATES OF AMERICA
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA
Gold    Materion    UNITED STATES OF AMERICA
Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA
Gold    Sabin Metal Corp.    UNITED STATES OF AMERICA
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA
Gold    Geib Refining Corporation    UNITED STATES OF AMERICA
Gold    Abington Reldan Metals, LLC    UNITED STATES OF AMERICA
Gold    Pease & Curren    UNITED STATES OF AMERICA
Gold    QG Refining, LLC    UNITED STATES OF AMERICA
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN
Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN
Gold    Universal Precious Metals Refining Zambia    ZAMBIA
Gold    Fidelity Printers and Refiners Ltd.    ZIMBABWE
Tantalum    LSM Brasil S.A.    BRAZIL
Tantalum    Mineracao Taboca S.A.    BRAZIL
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA
Tantalum    Conghua Tantalum and Niobium Smeltry    CHINA
Tantalum    F&X Electro-Materials Ltd.    CHINA
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA
Tantalum    RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA
Tantalum    FIR Metals & Resource Ltd.    CHINA
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    Jiangxi Tuohong New Raw Material    CHINA
Tantalum    Jiujiang Janny New Material Co., Ltd.    CHINA
Tantalum    NPM Silmet AS    ESTONIA
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA
Tantalum    Asaka Riken Co., Ltd.    JAPAN
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Tantalum    Taki Chemical Co., Ltd.    JAPAN
Tantalum    H.C. Starck Ltd.    JAPAN
Tantalum    Global Advanced Metals Aizu    JAPAN
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN
Tantalum    Power Resources Ltd.    MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
Tantalum    KEMET Blue Metals    MEXICO
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION
Tantalum    H.C. Starck Co., Ltd.    THAILAND
Tantalum    Exotech Inc.    UNITED STATES
Tantalum    QuantumClean    UNITED STATES OF AMERICA
Tantalum    Telex Metals    UNITED STATES OF AMERICA
Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA
Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA
Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA
Tantalum    KEMET Blue Powder    UNITED STATES OF AMERICA
Tin    Metallo Belgium N.V.    BELGIUM
Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)
Tin    Operaciones Metalurgical S.A.    BOLIVIA (PLURINATIONAL STATE OF)
Tin    Estanho de Rondonia S.A.    BRAZIL
Tin    Mineracao Taboca S.A.    BRAZIL
Tin    Soft Metais Ltda.    BRAZIL

Metal

   

Smelter Name

   

Smelter Country

Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL
Tin    Melt Metais e Ligas S.A.    BRAZIL
Tin    Resind Industria e Comercio Ltda.    BRAZIL
Tin    Super Ligas    BRAZIL
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA
Tin    Gejiu Zi-Li    CHINA
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA
Tin    China Tin Group Co., Ltd.    CHINA
Tin    Jiangxi Nanshan    CHINA
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA
Tin    Yunnan Tin Company Limited    CHINA
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA
Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA
Tin    CV Gita Pesona    INDONESIA
Tin    PT Aries Kencana Sejahtera    INDONESIA
Tin    CV Serumpun Sebalai    INDONESIA
Tin    CV United Smelting    INDONESIA
Tin    PT Artha Cipta Langgeng    INDONESIA
Tin    PT Babel Inti Perkasa    INDONESIA
Tin    PT Babel Surya Alam Lestari    INDONESIA
Tin    PT Bangka Tin Industry    INDONESIA
Tin    PT Belitung Industri Sejahtera    INDONESIA
Tin    PT Bukit Timah    INDONESIA
Tin    PT DS Jaya Abadi    INDONESIA
Tin    PT Karimun Mining    INDONESIA
Tin    PT Mitra Stania Prima    INDONESIA
Tin    PT Panca Mega Persada    INDONESIA
Tin    PT Prima Timah Utama    INDONESIA
Tin    PT Refined Bangka Tin    INDONESIA
Tin    PT Sariwiguna Binasentosa    INDONESIA
Tin    PT Stanindo Inti Perkasa    INDONESIA
Tin    PT Sumber Jaya Indah    INDONESIA
Tin    PT Timah (Persero) Tbk Kundur    INDONESIA
Tin    PT Timah (Persero) Tbk Mentok    INDONESIA
Tin    PT Tinindo Inter Nusa    INDONESIA
Tin    PT Tommy Utama    INDONESIA
Tin    CV Venus Inti Perkasa    INDONESIA
Tin    PT Tirus Putra Mandiri    INDONESIA
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA
Tin    PT Inti Stania Prima    INDONESIA
Tin    CV Ayi Jaya    INDONESIA
Tin    CV Dua Sekawan    INDONESIA
Tin    CV Tiga Sekawan    INDONESIA
Tin    PT Bangka Prima Tin    INDONESIA
Tin    PT Sukses Inti Makmur    INDONESIA
Tin    PT Kijang Jaya Mandiri    INDONESIA
Tin    PT Menara Cipta Mulia    INDONESIA
Tin    PT Bangka Serumpun    INDONESIA
Tin    Dowa    JAPAN
Tin    Mitsubishi Materials Corporation    JAPAN
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA
Tin    Modeltech Sdn Bhd    MALAYSIA
Tin    Pongpipat Company Limited    MYANMAR
Tin    Minsur    PERU
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES
Tin    Fenix Metals    POLAND
Tin    Metallo Spain S.L.U.    SPAIN
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND
Tin    Thaisarco    THAILAND
Tin    Alpha    UNITED STATES OF AMERICA

Metal

   

Smelter Name

   

Smelter Country

Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIET NAM
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIET NAM
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIET NAM
Tin    An Vinh Joint Stock Mineral Processing Company    VIET NAM
Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA
Tungsten    ACL Metais Eireli    BRAZIL
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.    CHINA
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CHINA
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA
Tungsten    Hunan Litian Tungsten Industry Co., Ltd.    CHINA
Tungsten    H.C. Starck Tungsten GmbH    GERMANY
Tungsten    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tungsten    A.L.M.T. TUNGSTEN Corp.    JAPAN
Tungsten    Japan New Metals Co., Ltd.    JAPAN
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION
Tungsten    ATI Tungsten Materials    UNITED STATES
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIET NAM
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM
Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    VIET NAM

Annex 2

The table below provides a list of countries identified as potential sources of minerals for the smelters or refiners described in Annex 1:

Argentina
Armenia
Australia
Austria
Azerbaijan
Bahamas
Barbados
Belarus
Belgium
Benin
Bolivia
Bolivia (Plurinational State of)
Bosnia and Herzegovina
Botswana
Brazil
Bulgaria
Burkina Faso
Burundi
Cambodia
Cameroon
Canada
Cayman Islands
Chile
China
Colombia
Congo, Democratic Republic of the
Croatia
Curacao (Dutch Antilles)
Cyprus
Czech Republic
Denmark
Dominican Republic
Ecuador
Egypt
El Salvador
Eritrea
Estonia
Ethiopia
Fiji
Finland
France
Gabon
Gambia, The
Georgia
Germany
Ghana
Greece
Guatemala
Guinea
Guyana
Honduras
Hong Kong
Hungary
Iceland
India
Indonesia
Iran
Ireland
Israel
Italy
Ivory Coast
Japan
Jordan
Kazakhstan
Kenya
Korea, Republic of
Kosovo
Kuwait
Kyrgyzstan
Laos
Latvia
Lebanon
Liberia
Libya
Liechtenstein
Lithuania
Luxembourg
Macau
Madagascar
Malaysia
Mali
Malta
Mauritania
Mauritius
Mexico
Mongolia
Morocco
Mozambique
Myanmar
Namibia
Netherlands
New Caledonia
New Zealand
Nicaragua
Niger
Nigeria
Norway
Pakistan
Panama
Papua New Guinea
Peru
Philippines
Poland
Portugal
Puerto Rico
Romania
Russian Federation
Rwanda
San Marino
Saudi Arabia
Senegal
Serbia
Sierra Leone
Singapore
Slovakia
Slovenia
Solomon Islands
South Africa
Spain
Suriname
Swaziland
Sweden
Switzerland
Taiwan
Tajikistan
Tanzania
Thailand
Togo
Trinidad and Tobago
Tunisia
Turkey
Uganda
Ukraine
United Arab Emirates

United Kingdom of Great Britain

and Northern Ireland

United States of America
Uruguay
Uzbekistan
Vatican City
Venezuela
Vietnam
Yemen
Zambia
Zimbabwe
 

 

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