0001213900-23-029233.txt : 20230412
0001213900-23-029233.hdr.sgml : 20230412
20230412213617
ACCESSION NUMBER: 0001213900-23-029233
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230410
FILED AS OF DATE: 20230412
DATE AS OF CHANGE: 20230412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schultze George J
CENTRAL INDEX KEY: 0001308360
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40891
FILM NUMBER: 23816893
MAIL ADDRESS:
STREET 1: C/O SCHULTZE ASSET MANAGEMENT, LLC
STREET 2: 3000 WESTCHESTER AVENUE
CITY: PURCHASE
STATE: NY
ZIP: 10577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Schultze Special Purpose Acquisition Corp. II
CENTRAL INDEX KEY: 0001843100
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 861206818
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 WESTCHESTER AVENUE
STREET 2: SUITE S-632
CITY: RYE BROOK
STATE: NY
ZIP: 10573
BUSINESS PHONE: 914-701-5260
MAIL ADDRESS:
STREET 1: 800 WESTCHESTER AVENUE
STREET 2: SUITE S-632
CITY: RYE BROOK
STATE: NY
ZIP: 10573
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0407
4
2023-04-10
0
0001843100
Schultze Special Purpose Acquisition Corp. II
SAMA
0001308360
Schultze George J
C/O SCHULTZE SPAC II
800 WESTCHESTER AVENUE, SUITE S-632
RYE BROOK
NY
10573
1
1
1
0
Chairman, President and CEO
0
Class A common stock
2023-04-10
4
C
0
2798500
A
2798500
D
Class A common stock
2023-04-10
4
C
0
937500
A
937500
I
See footnote
Class B common stock
2023-04-10
4
C
0
2798500
D
Class A common stock
2798500
0
D
Class B common stock
2023-04-10
4
C
0
937500
D
Class A common stock
937500
0
I
See footnote
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-254018) (the "Registration Statement") and have no expiration date. On April 10, 2023, Schultze Special Purpose Acquisition Sponsor II, LLC (the "Sponsor") exercised its right to convert 2,798,500 shares of Class B common stock held directly into 2,798,500 shares of Class A common stock on a one-for-one basis and 937,500 shares of Class B common stock held indirectly into 937,500 shares of Class A common stock on a one-for-one basis.
The shares are held directly by the Sponsor and indirectly by George J. Schultze, who controls both Schultze Asset Management, LP ("SAM"), the manager of the Sponsor, and Schultze Master Fund, Ltd ("Master Fund"), the majority owner of the Sponsor. Mr. Schultze disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
The shares are held directly by SAMA Sponsor II Subsidiary, LLC (the "Sponsor Subsidiary") and indirectly by each of the Sponsor, as the managing member of the Sponsor Subsidiary, and Mr. Schultze by virtue of his control of both SAM and Master Fund. The shares were previously held directly by the Sponsor until transferred to the Sponsor Subsidiary in connection with the consummation of the Issuer's initial public offering. Each of the Sponsor and Mr. Schultze disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.
/s/ Alan I. Annex, Attorney-in-Fact
2023-04-12