0001415889-13-002241.txt : 20131108 0001415889-13-002241.hdr.sgml : 20131108 20131108213435 ACCESSION NUMBER: 0001415889-13-002241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131107 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamm G Steve CENTRAL INDEX KEY: 0001307921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 131206233 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 4 1 form4-11082013_061126.xml X0306 4 2013-11-07 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001307921 Hamm G Steve 10815 RANCHO BERNARDO ROAD SUITE 310 SAN DIEGO CA 92127 true false false false Common Stock 2013-11-07 4 M 0 13636 0.50 A 53836 D Common Stock 2013-11-07 4 F 0 3401 2 D 50435 D Warrants 0.55 2013-11-07 4 M 0 13636 0 D 2008-11-04 2013-11-14 Common Stock 13636 0 D Exercise price reflects automatic adjustments as the result of anti-dilutive provisions contained in the warrant. /s/ Wayne Wetherell, Attorney-in-Fact 2013-11-08