Chief Compliance Officer

0000909012-21-000151.txt : 20211116 0000909012-21-000151.hdr.sgml : 20211116 20211116140652 ACCESSION NUMBER: 0000909012-21-000151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211116 EFFECTIVENESS DATE: 20211116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laffer Tengler Investments CENTRAL INDEX KEY: 0001307878 IRS NUMBER: 200536838 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10975 FILM NUMBER: 211415458 BUSINESS ADDRESS: STREET 1: 310 SEVEN SPRINGS WAY STREET 2: SUITE 230 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 7045945448 MAIL ADDRESS: STREET 1: 310 SEVEN SPRINGS WAY STREET 2: SUITE 230 CITY: BRENTWOOD STATE: TN ZIP: 37027 FORMER COMPANY: FORMER CONFORMED NAME: Laffer Investments DATE OF NAME CHANGE: 20041104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307878 XXXXXXXX 09-30-2021 09-30-2021 Laffer Tengler Investments

310 SEVEN SPRINGS WAY SUITE 230 BRENTWOOD TN 37027

13F HOLDINGS REPORT 028-10975 N Jessica Sos Chief Compliance Officer 615 460 0100 /s/ JESSICA SOS Nashville TN 11-16-2021 0 484 350701562 false INFORMATION TABLE 2 aci_13f.xml adidas ag adr AMERICAN DEPOSITARY RECEIPT 00687a107 287304 1817 SH SOLE 1817 0 0 0 aia group ltd sp adr AMERICAN DEPOSITARY RECEIPT 001317205 229451 4987 SH SOLE 4987 0 0 0 alibaba group holding ltd sp ads AMERICAN DEPOSITARY RECEIPT 01609w102 122289 826 SH SOLE 826 0 0 0 alstom sa adr AMERICAN DEPOSITARY RECEIPT 021244207 159095 42539 SH SOLE 42539 0 0 0 anheuser-busch inbev sa nv sp adr AMERICAN DEPOSITARY RECEIPT 03524a108 2255 40 SH SOLE 40 0 0 0 ashtead group plc unsponsored adr AMERICAN DEPOSITARY RECEIPT 045055100 386536 1267 SH SOLE 1267 0 0 0 asml holding nv ny registry AMERICAN DEPOSITARY RECEIPT n07059210 448556 602 SH SOLE 602 0 0 0 capgemini s e unsponsored adr AMERICAN DEPOSITARY RECEIPT 13961r100 405295 9738 SH SOLE 9738 0 0 0 daikin industries ltd unsponsored ads AMERICAN DEPOSITARY RECEIPT 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capital corp CONVERTIBLE BOND 04010law3 3113643 2790 SH SOLE 2790 0 0 0 blackrock tcp capital corp CONVERTIBLE BOND 87238qad5 1507856 1466 SH SOLE 1466 0 0 0 booking holdings inc CONVERTIBLE BOND 09857lan8 2579212 1739 SH SOLE 1739 0 0 0 deutsche bank ag CONVERTIBLE BOND 25155mkm2 3347021 3083 SH SOLE 3083 0 0 0 fortive corp CONVERTIBLE BOND 34959jak4 3301383 3285 SH SOLE 3285 0 0 0 fti consulting inc CONVERTIBLE BOND 302941ap4 2229472 1576 SH SOLE 1576 0 0 0 hannon armstrong sust infr cap CONVERTIBLE BOND 41068xab6 4452178 2250 SH SOLE 2250 0 0 0 hercules capital inc CONVERTIBLE BOND 427096af9 2527848 2386 SH SOLE 2386 0 0 0 illumina inc CONVERTIBLE BOND 452327ak5 2232085 1915 SH SOLE 1915 0 0 0 lumentum holdings inc CONVERTIBLE BOND 55024uad1 1427342 1294 SH SOLE 1294 0 0 0 new mountain finance corp CONVERTIBLE BOND 647551ac4 2695840 2512 SH SOLE 2512 0 0 0 on semiconductor corp CONVERTIBLE BOND 682189ap0 3895161 1717 SH SOLE 1717 0 0 0 palo alto networks inc CONVERTIBLE BOND 697435ad7 2677940 1470 SH SOLE 1470 0 0 0 parsons corp CONVERTIBLE BOND 70202lab8 1822101 1821 SH SOLE 1821 0 0 0 pioneer natural resources co CONVERTIBLE BOND 723787ap2 4260203 2639 SH SOLE 2639 0 0 0 sixth street specialty lendnin CONVERTIBLE BOND 87265kad4 3183206 2693 SH SOLE 2693 0 0 0 southwest airlines co CONVERTIBLE BOND 844741bg2 3499048 2325 SH SOLE 2325 0 0 0 splunk inc CONVERTIBLE BOND 848637ad6 2021311 1650 SH SOLE 1650 0 0 0 twitter inc CONVERTIBLE BOND 90184laf9 1680404 1333 SH SOLE 1333 0 0 0 western digital corp CONVERTIBLE BOND 958102ap0 3342462 3296 SH SOLE 3296 0 0 0 Winnebago 1.500 percent 04/01/25 CONVERTIBLE BOND 974637ab6 2017939 1501 SH SOLE 1501 0 0 0 aes corp 02/15/24 CONVERTIBLE PREFERRED STOCK 00130h204 1175543 12160 SH SOLE 12160 0 0 0 american electric power co inc unit 08/15/23 CONVERTIBLE PREFERRED STOCK 02557t307 893592 18000 SH SOLE 18000 0 0 0 amg capital tr ii 5.15 conv pfd CONVERTIBLE PREFERRED STOCK 00170f209 1917877 33248 SH SOLE 33248 0 0 0 Bank Of America Corp CONVERTIBLE PREFERRED STOCK 060505682 3519449 2446 SH SOLE 2446 0 0 0 becton dickinson & co 6 percent dp conv pfd b CONVERTIBLE PREFERRED STOCK 075887406 3530156 65670 SH SOLE 65670 0 0 0 boston scientific corp 5.50 percent conv pfd a CONVERTIBLE PREFERRED STOCK 101137206 3575213 30745 SH SOLE 30745 0 0 0 broadcom inc 8 percent mcnv pfd sr a CONVERTIBLE PREFERRED STOCK 11135f200 4339580 2828 SH SOLE 2828 0 0 0 bunge limited 4.875 percent conv pfd CONVERTIBLE PREFERRED STOCK g16962204 2110638 17707 SH SOLE 17707 0 0 0 danaher corporation 4.75 mnd conv pfd CONVERTIBLE PREFERRED STOCK 235851300 6871037 3378 SH SOLE 3378 0 0 0 dominion energy inc unit 06/01/22 CONVERTIBLE PREFERRED STOCK 25746u133 3811769 39327 SH SOLE 39327 0 0 0 dte energy co unit 11/01/22 CONVERTIBLE PREFERRED STOCK 233331842 2499964 50189 SH SOLE 50189 0 0 0 ii-vi inc 6 percent conv pfd a CONVERTIBLE PREFERRED STOCK 902104306 2564521 10223 SH SOLE 10223 0 0 0 kkr & co inc 6 percent mconv pfd c CONVERTIBLE PREFERRED STOCK 48251w401 3153162 40060 SH SOLE 40060 0 0 0 nisource inc unit 12/01/23 CONVERTIBLE PREFERRED STOCK 65473p121 3049936 29645 SH SOLE 29645 0 0 0 southern co unit 08/01/22 CONVERTIBLE PREFERRED STOCK 842587602 2785295 54619 SH SOLE 54619 0 0 0 stanley black & decker inc unit 11/15/22 CONVERTIBLE PREFERRED STOCK 854502846 2688793 25457 SH SOLE 25457 0 0 0 viacomcbs inc 5.75 percent conv pfd a CONVERTIBLE PREFERRED STOCK 92556h305 1443118 22535 SH SOLE 22535 0 0 0 wells fargo co perp conv pfd a CONVERTIBLE PREFERRED STOCK 949746804 3374146 2284 SH SOLE 2284 0 0 0 21st century fox america inc CORPORATE BOND 90131hbs3 134141 69 SH SOLE 69 0 0 0 21st century fox america inc CORPORATE BOND 90131hbt1 68965 34 SH SOLE 34 0 0 0 3m co CORPORATE BOND 88579yaf8 92132 90 SH SOLE 90 0 0 0 altria group inc CORPORATE BOND 02209sap8 26492 25 SH SOLE 25 0 0 0 american express co CORPORATE BOND 025816bd0 156658 150 SH SOLE 150 0 0 0 bank new york mellon corp CORPORATE BOND 06406rag2 32368 30 SH SOLE 30 0 0 0 bank of america corp CORPORATE BOND 06051geu9 31566 30 SH SOLE 30 0 0 0 bellsouth corp CORPORATE BOND 079857af5 38475 25 SH SOLE 25 0 0 0 berkshire hathaway inc CORPORATE BOND 084670bf4 51091 50 SH SOLE 50 0 0 0 boeing co CORPORATE BOND 097023cg8 51758 50 SH SOLE 50 0 0 0 bristol-myers squibb co CORPORATE BOND 110122aa6 34673 30 SH SOLE 30 0 0 0 bristol-myers squibb co CORPORATE BOND 110122ac2 60887 35 SH SOLE 35 0 0 0 broadcom corp/broadcom cayman CORPORATE BOND 11134laf6 107677 100 SH SOLE 100 0 0 0 cigna corp CORPORATE BOND 125509ah2 14439 13 SH SOLE 13 0 0 0 deere john capital corp CORPORATE BOND 24422etl3 50934 50 SH SOLE 50 0 0 0 eog resources inc CORPORATE BOND 26875pak7 154370 150 SH SOLE 150 0 0 0 ford motor co CORPORATE BOND 345370bs8 95672 70 SH SOLE 70 0 0 0 geico corp CORPORATE BOND 361582ad1 34603 30 SH SOLE 30 0 0 0 goldman sachs group inc CORPORATE BOND 38141er84 33515 30 SH SOLE 30 0 0 0 halliburton co CORPORATE BOND 261597ag3 128664 96 SH SOLE 96 0 0 0 hsbc usa inc CORPORATE BOND 760719bh6 253966 142 SH SOLE 142 0 0 0 johnson & johnson CORPORATE BOND 478160af1 76873 65 SH SOLE 65 0 0 0 liberty mutual ins co CORPORATE BOND 53079qad9 56378 35 SH SOLE 35 0 0 0 motorola solutions inc CORPORATE BOND 620076am1 123382 111 SH SOLE 111 0 0 0 norfolk southern corp CORPORATE BOND 655844ak4 133915 70 SH SOLE 70 0 0 0 northern trust corp CORPORATE BOND 665859an4 30762 30 SH SOLE 30 0 0 0 oracle corp CORPORATE BOND 68389xbs3 162349 150 SH SOLE 150 0 0 0 philip morris intl inc CORPORATE BOND 718172at6 30770 30 SH SOLE 30 0 0 0 sunamerica inc CORPORATE BOND 866930ag5 90015 68 SH SOLE 68 0 0 0 toyota motor credit corp CORPORATE BOND 89236tfx8 41501 40 SH SOLE 40 0 0 0 toyota motor credit corp CORPORATE BOND 89236tgj8 76305 75 SH SOLE 75 0 0 0 union carbide corp CORPORATE BOND 905581as3 319682 172 SH SOLE 172 0 0 0 verizon communications inc CORPORATE BOND 92343vcr3 65238 59 SH SOLE 59 0 0 0 wells fargo & co CORPORATE BOND 94974bfc9 30547 30 SH SOLE 30 0 0 0 wells fargo & co CORPORATE BOND 95000u2b8 77178 75 SH SOLE 75 0 0 0 3M Company CORPORATE BOND - VARIABLE RATE 88579eaa3 1999779 2000 SH SOLE 2000 0 0 0 Bank of America Corp CORPORATE BOND - VARIABLE RATE 06048wya2 2059522 2100 SH SOLE 2100 0 0 0 bellsouth telecom CORPORATE BOND - VARIABLE RATE 079867as6 102342 70 SH SOLE 70 0 0 0 citigroup inc CORPORATE BOND - VARIABLE RATE 172967gf2 121583 115 SH SOLE 115 0 0 0 citigroup inc CORPORATE BOND - VARIABLE RATE 172967lr0 100856 100 SH SOLE 100 0 0 0 Colgate-Palmolive CORPORATE BOND - VARIABLE RATE 19416qcz1 1395628 1400 SH SOLE 1400 0 0 0 Colgate-Palmolive Co CORPORATE BOND - VARIABLE RATE 19416qdj6 597360 600 SH SOLE 600 0 0 0 Florida Power & Light Co CORPORATE BOND - VARIABLE RATE 341081fs1 687192 700 SH SOLE 700 0 0 0 Florida Power & Light Co CORPORATE BOND - VARIABLE RATE 341081ft9 1376614 1400 SH SOLE 1400 0 0 0 General Electric Co CORPORATE BOND - VARIABLE RATE 36962gl77 1988570 2000 SH SOLE 2000 0 0 0 Goldman Sachs Finance Corp CORPORATE BOND - VARIABLE RATE 40055ata5 2098491 2100 SH SOLE 2100 0 0 0 jpmorgan chase & co CORPORATE BOND - VARIABLE RATE 48126haa8 108541 101 SH SOLE 101 0 0 0 Proctor & Gamble Co CORPORATE BOND - VARIABLE RATE 742718ca5 1990342 2000 SH SOLE 2000 0 0 0 Texaco Capital Inc CORPORATE BOND - VARIABLE RATE 88168ldk9 670483 675 SH SOLE 675 0 0 0 United Parcel Services CORPORATE BOND - VARIABLE RATE 911312ae6 1941879 1950 SH SOLE 1950 0 0 0 US Bank Cincinnati CORPORATE BOND - VARIABLE RATE 90331hmg5 1485877 1500 SH SOLE 1500 0 0 0 US Bank Cincinnati CORPORATE BOND - VARIABLE RATE 90331hnn9 2068947 2100 SH SOLE 2100 0 0 0 wells fargo & co CORPORATE BOND - VARIABLE RATE 949746sj1 203398 200 SH SOLE 200 0 0 0 aberdeen standard physical gold shares etf EXCHANGE TRADED FUND 00326a104 164203 9745 SH SOLE 9745 0 0 0 aberdeen standard physical palladium shares etf EXCHANGE TRADED FUND 003262102 208134 1167 SH SOLE 1167 0 0 0 aberdeen standard physical silver shares etf EXCHANGE TRADED FUND 003264108 141341 6614 SH SOLE 6614 0 0 0 amplify transformational data sharing etf EXCHANGE TRADED FUND 032108607 357298 8004 SH SOLE 8004 0 0 0 ark innovation etf EXCHANGE TRADED FUND 00214q104 3647 33 SH SOLE 33 0 0 0 blackrock short maturity bond etf EXCHANGE TRADED FUND 46431w507 1104834 22035 SH SOLE 22035 0 0 0 first trust nasdaq retail etf EXCHANGE TRADED FUND 33738r829 229253 6721 SH SOLE 6721 0 0 0 franklin ftse france etf EXCHANGE TRADED FUND 35473p793 20529 682 SH SOLE 682 0 0 0 franklin ftse germany etf EXCHANGE TRADED FUND 35473p785 19314 751 SH SOLE 751 0 0 0 franklin ftse japan etf EXCHANGE TRADED FUND 35473p744 48867 1582 SH SOLE 1582 0 0 0 franklin ftse switzerland etf EXCHANGE TRADED FUND 35473p694 19649 612 SH SOLE 612 0 0 0 franklin ftse taiwan etf EXCHANGE TRADED FUND 35473p686 22630 518 SH SOLE 518 0 0 0 franklin ftse united kingdom etf EXCHANGE TRADED FUND 35473p678 48892 1994 SH SOLE 1994 0 0 0 grayscale bitcoin tr btc EXCHANGE TRADED 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57 SH SOLE 57 0 0 0 ishares floating rate bond etf EXCHANGE TRADED FUND 46429b655 1653316 32520 SH SOLE 32520 0 0 0 ishares iboxx $ investment grade corporate bond EXCHANGE TRADED FUND 464287242 817070 6142 SH SOLE 6142 0 0 0 ishares interest rate hedged high yield bond etf EXCHANGE TRADED FUND 46431w606 1030346 11746 SH SOLE 11746 0 0 0 ishares interest rate hedged long-term corporate EXCHANGE TRADED FUND 46431w812 111143 4421 SH SOLE 4421 0 0 0 ishares j.p. morgan em local currency bond etf EXCHANGE TRADED FUND 464286517 8768 207 SH SOLE 207 0 0 0 ishares mbs etf EXCHANGE TRADED FUND 464288588 1090051 10080 SH SOLE 10080 0 0 0 ishares msci canada etf EXCHANGE TRADED FUND 464286509 32052 883 SH SOLE 883 0 0 0 ishares msci chile etf EXCHANGE TRADED FUND 464286640 15158 583 SH SOLE 583 0 0 0 ishares msci france etf EXCHANGE TRADED FUND 464286707 31244 839 SH SOLE 839 0 0 0 ishares msci germany etf EXCHANGE TRADED FUND 464286806 27916 848 SH SOLE 848 0 0 0 ISHARES MSCI INDIA INDEX ETF EXCHANGE TRADED FUND 46429b598 70600 1450 SH SOLE 1450 0 0 0 ishares msci taiwan etf EXCHANGE TRADED FUND 46434g772 34539 557 SH SOLE 557 0 0 0 ishares msci usa quality factor etf EXCHANGE TRADED FUND 46432f339 229210 1740 SH SOLE 1740 0 0 0 ishares residential and multisector real estate EXCHANGE TRADED FUND 464288562 141532 1654 SH SOLE 1654 0 0 0 ishares s&p 500 growth etf EXCHANGE TRADED FUND 464287309 749225 10137 SH SOLE 10137 0 0 0 ishares s&p 500 value etf EXCHANGE TRADED FUND 464287408 518567 3566 SH SOLE 3566 0 0 0 ishares s&p global clean energy index fund EXCHANGE TRADED FUND 464288224 351574 16239 SH SOLE 16239 0 0 0 ishares s&p small-cap fund EXCHANGE TRADED FUND 464287804 186714 1710 SH SOLE 1710 0 0 0 ishares select dividend etf EXCHANGE TRADED FUND 464287168 5736 50 SH SOLE 50 0 0 0 ISHARES TR JPMORGAN USD EMG EXCHANGE TRADED FUND 464288281 1025649 9319 SH SOLE 9319 0 0 0 ishares u.s. infrastructure etf EXCHANGE TRADED FUND 46435u713 375357 11014 SH SOLE 11014 0 0 0 kraneshares global carbon etf EXCHANGE TRADED FUND 500767678 318776 7758 SH SOLE 7758 0 0 0 pimco broad u.s. tips index exchange-traded fund EXCHANGE TRADED FUND 72201r403 112237 1710 SH SOLE 1710 0 0 0 pimco corporate & income opport EXCHANGE TRADED FUND 72201b101 1097 60 SH SOLE 60 0 0 0 proshares k-1 free crude oil strategy etf EXCHANGE TRADED FUND 74347g804 173784 2948 SH SOLE 2948 0 0 0 schwab u.s. tips etf EXCHANGE TRADED FUND 808524870 1926 30 SH SOLE 30.7875 0 0 0 spdr s&p 500 etf EXCHANGE TRADED FUND 78462f103 31327 73 SH SOLE 73 0 0 0 united states 12 month natural gas fund, lp EXCHANGE TRADED FUND 91288x109 296410 20428 SH SOLE 20428 0 0 0 united states copper index fund EXCHANGE TRADED FUND 911718104 96743 3862 SH SOLE 3862 0 0 0 united states gasoline fund, lp EXCHANGE TRADED FUND 91201t102 199345 5194 SH SOLE 5194 0 0 0 Vaneck Etf Tr EXCHANGE TRADED FUND 92189f486 134848 5309 SH SOLE 5309 0 0 0 Vaneck Etf Tr EXCHANGE TRADED FUND 92189f817 20850 1082 SH SOLE 1082 0 0 0 vanguard industrials index fund EXCHANGE TRADED FUND 92204a603 9958 53 SH SOLE 53 0 0 0 magellan midstream partners lp unit rp lp MASTER LIMITED PARTNERSHIP 559080106 55151 1210 SH SOLE 1210 0 0 0 aledo tx indpt sch dist MUNICIPAL BOND 014464qu8 102093 100 SH SOLE 100 0 0 0 amarillo tx MUNICIPAL BOND 023015j27 51451 50 SH SOLE 50 0 0 0 ankeny iowa MUNICIPAL BOND 0353394z0 26084 25 SH SOLE 25 0 0 0 austin tx MUNICIPAL BOND 052397ah9 27476 25 SH SOLE 25 0 0 0 bulloch county ga dev auth stude MUNICIPAL BOND 120335am6 105938 100 SH SOLE 100 0 0 0 california health facs funding auth MUNICIPAL BOND 13032ufe3 62877 50 SH SOLE 50 0 0 0 california state MUNICIPAL BOND 13063brw4 61925 60 SH SOLE 60 0 0 0 cambridge ma MUNICIPAL BOND 1322852s5 113403 100 SH SOLE 100 0 0 0 canadian riv muni wtr auth tx MUNICIPAL BOND 136542kx4 51473 50 SH SOLE 50 0 0 0 carroll tx indpt sch dist MUNICIPAL BOND 145232dy7 43024 35 SH SOLE 35 0 0 0 carthage tx MUNICIPAL BOND 146717nh2 25973 25 SH SOLE 25 0 0 0 citizens property ins corp fl MUNICIPAL BOND 176553gr0 79845 75 SH SOLE 75 0 0 0 davenport iowa MUNICIPAL BOND 238388qd7 28877 25 SH SOLE 25 0 0 0 harris county tx impt dist no 1 MUNICIPAL BOND 414183fk4 52234 50 SH SOLE 50 0 0 0 harris county tx wtr ctl & impt MUNICIPAL BOND 414513kn0 77192 70 SH SOLE 70 0 0 0 hillsborough county fl sch brd MUNICIPAL BOND 43232vtl5 48778 40 SH SOLE 40 0 0 0 hinds county miss MUNICIPAL BOND 433110my6 40795 40 SH SOLE 40 0 0 0 illinois state sales tax rev MUNICIPAL BOND 452226rw5 10813 10 SH SOLE 10 0 0 0 indiana fin auth hwy rev MUNICIPAL BOND 45470rcu8 24993 20 SH SOLE 20 0 0 0 jacksonville fl trans rev MUNICIPAL BOND 469495cr4 52486 50 SH SOLE 50 0 0 0 jasper ala MUNICIPAL BOND 471250mj6 56063 50 SH SOLE 50 0 0 0 johnson city tenn energy auth MUNICIPAL BOND 478270af8 22321 20 SH SOLE 20 0 0 0 king county wash sch dist no 410 MUNICIPAL BOND 495206nn0 51927 50 SH SOLE 50 0 0 0 knox-chapman tenn utility dist kn MUNICIPAL BOND 499291en8 20970 20 SH SOLE 20 0 0 0 maple wi sch dist MUNICIPAL BOND 565386ev7 86865 75 SH SOLE 75 0 0 0 merced ca community college dis MUNICIPAL BOND 587603fw6 57024 50 SH SOLE 50 0 0 0 miami beach fl redev agy tax MUNICIPAL BOND 593237fc9 72957 65 SH SOLE 65 0 0 0 minnesota state hsg fin agy MUNICIPAL BOND 60416sye4 15535 15 SH SOLE 15 0 0 0 mississippi dev bank spl oblig MUNICIPAL BOND 60534tq57 52682 45 SH SOLE 45 0 0 0 mississippi dev bank spl oblig MUNICIPAL BOND 60534wy44 40614 40 SH SOLE 40 0 0 0 mississippi state MUNICIPAL BOND 605581hs9 31186 25 SH SOLE 25 0 0 0 northeast higher ed fin corp t MUNICIPAL BOND 664166aa3 65639 60 SH SOLE 60 0 0 0 ogden city utah redev agy rev MUNICIPAL BOND 676292az8 31531 30 SH SOLE 30 0 0 0 orange county fl tourist dev tax MUNICIPAL BOND 684545ya8 76802 70 SH SOLE 70 0 0 0 oxford miss sch dist MUNICIPAL BOND 691663gz5 21089 20 SH SOLE 20 0 0 0 park city utah sales tax rev MUNICIPAL BOND 70024pcc1 27165 25 SH SOLE 25 0 0 0 port st lucie fl community redev MUNICIPAL BOND 735357bw4 56144 50 SH SOLE 50 0 0 0 salt lake city utah sales & ex MUNICIPAL BOND 79560tch3 62386 60 SH SOLE 60 0 0 0 san angelo tx MUNICIPAL BOND 796099xy0 72103 70 SH SOLE 70 0 0 0 san bernardino county ca pens MUNICIPAL BOND 796839bp2 87603 80 SH SOLE 80 0 0 0 tideheaven tx indpt sch dist MUNICIPAL BOND 886359ak4 25446 25 SH SOLE 25 0 0 0 university miss edl building corp MUNICIPAL BOND 914476sr8 31097 25 SH SOLE 25 0 0 0 wake county nc MUNICIPAL BOND 930863t54 71959 70 SH SOLE 70 0 0 0 west county ems & fire protn dis MUNICIPAL BOND 95235qgl7 53496 50 SH SOLE 50 0 0 0 west rankin miss utility auth rev MUNICIPAL BOND 955525bf6 54166 50 SH SOLE 50 0 0 0 westbrook me MUNICIPAL BOND 957178qu3 105632 100 SH SOLE 100 0 0 0 ab cap fund inc concentrat adv MUTUAL FUND 01878t475 17287 1160 SH SOLE 1160.253 0 0 0 american balanced fund f-2 cl MUTUAL FUND 024071821 11573 357 SH SOLE 357.981 0 0 0 angel oak funds tr multi str inst MUTUAL FUND 03463k406 21 2 SH SOLE 2.043 0 0 0 fidelity asset manager 20 percent MUTUAL FUND 316069400 8171 553 SH SOLE 553.649 0 0 0 franklin ca tax free income ca tax free income a MUTUAL FUND 352518104 76141 9875 SH SOLE 9875.652 0 0 0 franklin custodian funds income fund a1 MUTUAL FUND 353496300 4266 1720 SH SOLE 1720.46 0 0 0 goldman sachs muni income inst MUTUAL FUND 38142v746 449474 26850 SH SOLE 26850.309 0 0 0 legg mason partners equity trust clbr div strat MUTUAL FUND 52469h594 75828 2415 SH SOLE 2415.674 0 0 0 legg mason partners equity trust clrbrg appr cl MUTUAL FUND 52468e402 26493 819 SH SOLE 819.457 0 0 0 new world fund inc MUTUAL FUND 649280104 6083 66 SH SOLE 66.109 0 0 0 stone ridge tr hiyd reinspr c MUTUAL FUND 861728400 21608 2387 SH SOLE 2387.687 0 0 0 t rowe price blue chip growth MUTUAL FUND 77954q106 371418 1985 SH SOLE 1985.345 0 0 0 t rowe price global multi-sect cl i MUTUAL FUND 87282m107 738610 62594 SH SOLE 62594.141 0 0 0 victory portfolios incore low duration y MUTUAL FUND 92647k366 202163 19839 SH SOLE 19839.399 0 0 0 chs inc red pfd ser3 clb PREFERRED STOCK 12542r704 84360 3000 SH SOLE 3000 0 0 0 cobank acb 6.125 percent prp pfd g PREFERRED STOCK 19075q870 61500 615 SH SOLE 615 0 0 0 du pont e i de nemours & co pfd $4.50 PREFERRED STOCK 263534307 115990 1000 SH SOLE 1000 0 0 0 goldman sachs group inc d 1/1000 PREFERRED STOCK 38144g804 65071 2572 SH SOLE 2572 0 0 0 volkswagen ag unsponsred adr PREFERRED STOCK 928662600 1244 40 SH SOLE 40 0 0 0 wells fargo co dep 1/1000 a PREFERRED STOCK 949746556 114049 4170 SH SOLE 4170 0 0 0 comcast corp put option 01/22 30.0 put PUTS 99QAQNCQJ 1692 141 SH SOLE 141 0 0 0 spdr s&p 500 etf tr put option 10/21 205.0 put PUTS 99QAU3LN4 2890 2890 SH SOLE 2890 0 0 0 spdr s&p 500 etf tr put option 10/21 270.0 put PUTS 99QAU260D 12906 4302 SH SOLE 4302 0 0 0 spdr s&p 500 etf tr put option 12/21 205.0 put PUTS 99QAU5I3E 42020 2101 SH SOLE 2101 0 0 0 crown castle intl corp REITS - usd 22822v101 69674 402 SH SOLE 402 0 0 0 equinix inc REITS - usd 29444u700 1231849 1559 SH SOLE 1559.047 0 0 0 Public Storage Inc REITS - usd 74460d109 1388348 4673 SH SOLE 4673 0 0 0 regency centers corp REITS - usd 758849103 349981 5198 SH SOLE 5198 0 0 0 vici properties inc REITS - usd 925652109 53297 1876 SH SOLE 1876 0 0 0 occidental petroleum corp wt exp 080327 WARRANTS 674599162 2180 184 SH SOLE 184 0 0 0