0001104659-23-081177.txt : 20230714 0001104659-23-081177.hdr.sgml : 20230714 20230714152555 ACCESSION NUMBER: 0001104659-23-081177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230714 DATE AS OF CHANGE: 20230714 EFFECTIVENESS DATE: 20230714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 231088972 BUSINESS ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001307877 XXXXXXXX 06-30-2023 06-30-2023 false Trellus Management Company, LLC

1615 S. Congress Ave Suite 103 Delray Beach FL 33445

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen San Francisco CA 07-14-2023 0 57 81026029 INFORMATION TABLE 2 infotable.xml ADVANCED MICRO DEVICES INC COM 007903107 569550 5000 SH SOLE 5000 0 0 ALTERYX INC COM CL A 02156B103 1135000 25000 SH SOLE 25000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 5847468 40963 SH SOLE 40963 0 0 APPLIED DIGITAL CORP COM NEW 038169207 709422 75874 SH SOLE 75874 0 0 ASPEN AEROGELS INC COM 04523Y105 1735800 220000 SH SOLE 220000 0 0 AUTODESK INC COM 052769106 818440 4000 SH SOLE 4000 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 917675 27500 SH SOLE 27500 0 0 BACKBLAZE INC COM CL A 05637B105 692800 160000 SH SOLE 160000 0 0 BLOCK INC CL A 852234103 665700 10000 SH SOLE 10000 0 0 CALIX INC COM 13100M509 645586 12935 SH SOLE 12935 0 0 CANTALOUPE INC COM 138103106 471662 59254 SH SOLE 59254 0 0 CARPARTS COM INC COM 14427M107 765000 180000 SH SOLE 180000 0 0 CENTENE CORP DEL COM 15135B101 2023500 30000 SH SOLE 30000 0 0 CLEAN ENERGY FUELS CORP COM 184499101 942400 190000 SH SOLE 190000 0 0 CNH INDL N V SHS N20944109 162893 11312 SH SOLE 11312 0 0 CODEXIS INC COM 192005106 704088 251460 SH SOLE 251460 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 415400 174538 SH SOLE 174538 0 0 DATADOG INC CL A COM 23804L103 491900 5000 SH SOLE 5000 0 0 DIGITAL TURBINE INC COM NEW 25400W102 502048 54100 SH SOLE 54100 0 0 DIGITAL TURBINE INC COM NEW 25400W102 928000 100000 SH Call SOLE 100000 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E232 526000 20000 SH SOLE 20000 0 0 DISNEY WALT CO COM 254687106 1178496 13200 SH SOLE 13200 0 0 DOCUSIGN INC COM 256163106 255450 5000 SH SOLE 5000 0 0 EBIX INC COM NEW 278715206 2772000 110000 SH SOLE 110000 0 0 ENVIVA INC COM 29415B103 303800 28000 SH SOLE 28000 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 93254 10561 SH SOLE 10561 0 0 FIBROGEN INC COM 31572Q808 54000 20000 SH Call SOLE 20000 0 0 GENEDX HOLDINGS CORP COM CL A 81663L200 596215 100036 SH SOLE 100036 0 0 GENERAL MLS INC COM 370334104 767000 10000 SH SOLE 10000 0 0 GENIUS SPORTS LIMITED SHARES CL A G3934V109 350032 56548 SH SOLE 56548 0 0 GLOBALSTAR INC COM 378973408 756000 700000 SH SOLE 700000 0 0 HALLIBURTON CO COM 406216101 659800 20000 SH SOLE 20000 0 0 INDIE SEMICONDUCTOR INC CLASS A COM 45569U101 951506 101224 SH SOLE 101224 0 0 ISHARES TR 20 YR TR BD ETF 464287432 3602900 35000 SH SOLE 35000 0 0 MARVELL TECHNOLOGY INC COM 573874104 298900 5000 SH SOLE 5000 0 0 MOSAIC CO NEW COM 61945C103 350000 10000 SH SOLE 10000 0 0 OPKO HEALTH INC COM 68375N103 161422 74388 SH SOLE 74388 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 1177050 88500 SH SOLE 88500 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 280670 127000 SH SOLE 127000 0 0 PERFORMANT FINL CORP COM 71377E105 945000 350000 SH SOLE 350000 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G432 737490 39000 SH SOLE 39000 0 0 PROSHARES TR II ULSHT BLOOMB GAS 74347Y813 1830000 30000 SH Put SOLE 30000 0 0 PROSHARES TR II ULTA BLMBG 2017 74347Y888 818290 34600 SH SOLE 34600 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y771 499230 27000 SH SOLE 27000 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 3019 37500 SH SOLE 37500 0 0 RANPAK HOLDINGS CORP COM CL A 75321W103 853453 188817 SH SOLE 188817 0 0 RIMINI STR INC DEL COM 76674Q107 1676500 350000 SH SOLE 350000 0 0 RINGCENTRAL INC CL A 76680R206 327300 10000 SH SOLE 10000 0 0 SABRE CORP COM 78573M104 510400 160000 SH SOLE 160000 0 0 SEMTECH CORP COM 816850101 1018400 40000 SH SOLE 40000 0 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 499200 80000 SH SOLE 80000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13298400 30000 SH Put SOLE 30000 0 0 UBER TECHNOLOGIES INC COM 90353T100 628555 14560 SH SOLE 14560 0 0 VERTEX ENERGY INC COM 92534K107 13256725 2121076 SH SOLE 2000882 0 0 VICOR CORP COM 925815102 7017030 129945 SH SOLE 129945 0 0 WESTPORT FUEL SYSTEMS INC COM 960908507 483210 63000 SH SOLE 63000 0 0 XPONENTIAL FITNESS INC COM CL A 98422X101 345000 20000 SH SOLE 20000 0 0