0001104659-22-111107.txt : 20221025 0001104659-22-111107.hdr.sgml : 20221025 20221025121421 ACCESSION NUMBER: 0001104659-22-111107 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221025 DATE AS OF CHANGE: 20221025 EFFECTIVENESS DATE: 20221025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 221328057 BUSINESS ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 09-30-2022 09-30-2022 false Trellus Management Company, LLC

1615 S. Congress Ave Suite 103 Delray Beach FL 33445

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen San Francisco CA 10-25-2022 0 54 82328 INFORMATION TABLE 2 infotable.xml AGENUS INC COM NEW 00847G705 1230 600000 SH SOLE 600000 0 0 ALTERYX INC COM CL A 02156B103 1117 20000 SH SOLE 20000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 5332 40963 SH SOLE 40963 0 0 ANTERO RESOURCES CORP COM 03674X106 458 15000 SH SOLE 15000 0 0 ASPEN AEROGELS INC COM 04523Y105 982 106463 SH SOLE 106463 0 0 AUTODESK INC COM 052769106 747 4000 SH SOLE 4000 0 0 BREAD FINANCIAL HOLDINGS INC COM 018581108 315 10000 SH SOLE 10000 0 0 CANTALOUPE INC COM 138103106 102 29177 SH SOLE 29177 0 0 CARPARTS COM INC COM 14427M107 724 140000 SH SOLE 140000 0 0 CODIAK BIOSCIENCES INC COM 192010106 51 64582 SH SOLE 64582 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 206 3200 SH SOLE 3200 0 0 COUPA SOFTWARE INC COM 22266L106 206 3500 SH SOLE 3500 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 194 65626 SH SOLE 65626 0 0 DATADOG INC CL A COM 23804L103 444 5000 SH SOLE 5000 0 0 DIGITAL TURBINE INC COM NEW 25400W102 403 28000 SH SOLE 28000 0 0 DISNEY WALT CO COM 254687106 1245 13200 SH SOLE 13200 0 0 EBIX INC COM NEW 278715206 2087 110000 SH SOLE 110000 0 0 EBIX INC COM NEW 278715206 1897 100000 SH Call SOLE 100000 0 0 EDGIO INC COM 53261M104 487 175151 SH SOLE 175151 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 2259 300000 SH SOLE 300000 0 0 GENIUS SPORTS LIMITED SHARES CL A G3934V109 275 75000 SH SOLE 75000 0 0 GREAT ELM GROUP INC COM NEW 39037G109 762 381019 SH SOLE 381019 0 0 ISHARES TR 20 YR TR BD ETF 464287432 5261 51347 SH SOLE 51347 0 0 ISHARES TR 20 YR TR BD ETF 464287432 20490 200000 SH Call SOLE 200000 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 406 40000 SH SOLE 40000 0 0 LAKESHORE ACQUISITION I CORP *W EXP 07/15/202 G53521111 6 37500 SH SOLE 37500 0 0 LIVEPERSON INC COM 538146101 404 42860 SH SOLE 42860 0 0 MOSAIC CO NEW COM 61945C103 242 5000 SH SOLE 5000 0 0 NEOGEN CORP COM 640491106 559 40000 SH SOLE 40000 0 0 OKTA INC CL A 679295105 569 10000 SH SOLE 10000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 639 110000 SH SOLE 110000 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 265 20000 SH SOLE 20000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 758 295000 SH SOLE 295000 0 0 PERFORMANT FINL CORP COM 71377E105 341 184250 SH SOLE 184250 0 0 PLBY GROUP INC COM 72814P109 202 50000 SH SOLE 50000 0 0 PROSHARES TR ULTRAPRO SHORT S 74347B110 407 18150 SH SOLE 18150 0 0 PROSHARES TR II ULTA BLMBG 2017 74347Y888 263 10000 SH SOLE 10000 0 0 PROSHARES TR II ULTRA BLOOMBERG 74347Y870 392 7300 SH SOLE 7300 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y839 145 11300 SH SOLE 11300 0 0 RANPAK HOLDINGS CORP COM CL A 75321W103 190 55500 SH SOLE 55500 0 0 RIMINI STR INC DEL COM 76674Q107 1510 324010 SH SOLE 324010 0 0 SEMA4 HOLDINGS CORP COM CL A 81663L101 389 442900 SH SOLE 442900 0 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 763 81834 SH SOLE 81834 0 0 SILVERGATE CAP CORP CL A 82837P408 377 5000 SH SOLE 5000 0 0 SNOWFLAKE INC CL A 833445109 397 2333 SH SOLE 2333 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 432 5000 SH SOLE 5000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 686 10000 SH SOLE 10000 0 0 TESLA INC COM 88160R101 2387 9000 SH Call SOLE 9000 0 0 TWILIO INC CL A 90138F102 277 4000 SH SOLE 4000 0 0 UBER TECHNOLOGIES INC COM 90353T100 386 14560 SH SOLE 14560 0 0 VERTEX ENERGY INC COM 92534K107 13214 2121076 SH SOLE 2121076 0 0 VICOR CORP COM 925815102 7685 129945 SH SOLE 129945 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 549 630000 SH SOLE 630000 0 0 ZUORA INC COM CL A 98983V106 221 30000 SH SOLE 30000 0 0