0001104659-21-060203.txt : 20210503 0001104659-21-060203.hdr.sgml : 20210503 20210503160655 ACCESSION NUMBER: 0001104659-21-060203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 EFFECTIVENESS DATE: 20210503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 21883564 BUSINESS ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 03-31-2021 03-31-2021 false Trellus Management Company, LLC

1615 S. Congress Ave Suite 103 Delray Beach FL 33445

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen San Francisco CA 05-03-2021 0 63 193116 true INFORMATION TABLE 2 infotable.xml ADAGENE INC ADS 005329107 734 40907 SH SOLE 40907 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2834 12500 SH SOLE 12500 0 0 ALTERYX INC COM CL A 02156B103 606 7300 SH SOLE 7300 0 0 AMAZON COM INC COM 023135106 1856 600 SH SOLE 600 0 0 AMERICAN TOWER CORP NEW COM 03027X100 4542 19000 SH SOLE 19000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 7736 51600 SH SOLE 51600 0 0 ASPEN AEROGELS INC COM 04523Y105 2147 105563 SH SOLE 105563 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 144 10000 SH SOLE 10000 0 0 ATLASSIAN CORP PLC CL A G06242104 632 3000 SH SOLE 3000 0 0 AUTODESK INC COM 052769106 1109 4000 SH SOLE 4000 0 0 BLACKROCK INC COM 09247X101 1508 2000 SH SOLE 2000 0 0 BLINK CHARGING CO COM 09354A100 411 10000 SH Put SOLE 10000 0 0 CAPRICOR THERAPEUTICS INC COM NEW 14070B309 1264 270000 SH SOLE 270000 0 0 CARPARTS COM INC COM 14427M107 1999 140000 SH SOLE 140000 0 0 CARPARTS COM INC COM 14427M107 857 60000 SH Call SOLE 60000 0 0 CHURCHILL CAPITAL CORP IV CL A 171439102 464 20000 SH SOLE 20000 0 0 CODIAK BIOSCIENCES INC COM 192010106 679 45000 SH SOLE 45000 0 0 CONSTELLIUM SE CL A SHS F21107101 2205 150000 SH SOLE 150000 0 0 CONSTELLIUM SE CL A SHS F21107101 5352 364100 SH Call SOLE 364100 0 0 COUPANG INC CL A 22266T109 1308 26500 SH SOLE 26500 0 0 DATADOG INC CL A COM 23804L103 417 5000 SH SOLE 5000 0 0 DERMTECH INC COM 24984K105 1169 23025 SH SOLE 23025 0 0 DESKTOP METAL INC COM CL A 25058X105 373 25000 SH SOLE 25000 0 0 DISNEY WALT CO COM 254687106 2436 13200 SH SOLE 13200 0 0 DMY TECHNOLOGY GROUP INC II COM CL A 233277102 3678 250000 SH SOLE 250000 0 0 DRAFTKINGS INC COM CL A 26142R104 1141 18600 SH SOLE 18600 0 0 EBIX INC COM NEW 278715206 3523 110000 SH SOLE 110000 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 2000 226000 SH SOLE 226000 0 0 EZGO TECHNOLOGIES LTD SHS G5279F102 296 50000 SH SOLE 50000 0 0 FINTECH ACQUISITION CORP V UNIT 99/99/9999 31810Q305 502 42000 SH SOLE 42000 0 0 FIREEYE INC COM 31816Q101 2057 105096 SH SOLE 105096 0 0 FIVERR INTL LTD ORD SHS M4R82T106 326 1500 SH SOLE 1500 0 0 FUTU HLDGS LTD SPON ADS CL A 36118L106 1112 7000 SH SOLE 7000 0 0 GREAT ELM GROUP INC COM NEW 39037G109 366 150200 SH SOLE 150200 0 0 GTY TECHNOLOGY HOLDINGS INC COM 362409104 564 88232 SH SOLE 88232 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 464 60845 SH SOLE 60845 0 0 IMPINJ INC COM 453204109 2253 39616 SH SOLE 39616 0 0 INFINERA CORP COM 45667G103 1059 110000 SH SOLE 110000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4419 20000 SH Put SOLE 20000 0 0 LIVEPERSON INC COM 538146101 1139 21598 SH SOLE 21598 0 0 MERCADOLIBRE INC COM 58733R102 2944 2000 SH SOLE 2000 0 0 METROMILE INC COM 591697107 1389 135000 SH SOLE 135000 0 0 MOTUS GI HLDGS INC COM 62014P108 327 270008 SH SOLE 270008 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 2400 340000 SH SOLE 340000 0 0 PAYPAL HLDGS INC COM 70450Y103 729 3000 SH SOLE 3000 0 0 PROSHARES TR II ULTRA SILVER NEW 74347W353 888 21600 SH SOLE 21600 0 0 RIMINI STR INC DEL COM 76674Q107 2906 324010 SH SOLE 324010 0 0 SNAP INC CL A 83304A106 523 10000 SH SOLE 10000 0 0 SNOWFLAKE INC CL A 833445109 459 2000 SH SOLE 2000 0 0 SOLENO THERAPEUTICS INC COM NEW 834203200 16 12612 SH SOLE 12612 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 39622 120000 SH Put SOLE 120000 0 0 SPDR GOLD TR GOLD SHS 78463V107 6398 40000 SH Call SOLE 40000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 39633 100000 SH Put SOLE 100000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7927 20000 SH Call SOLE 20000 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 268 1000 SH SOLE 1000 0 0 STAMPS COM INC COM NEW 852857200 399 2000 SH SOLE 2000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1183 10000 SH SOLE 10000 0 0 UBER TECHNOLOGIES INC COM 90353T100 521 9560 SH SOLE 9560 0 0 USA TECHNOLOGIES INC COM 90328S500 1003 85600 SH SOLE 85600 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1625 50000 SH Call SOLE 50000 0 0 VERTEX ENERGY INC COM 92534K107 934 662109 SH SOLE 662109 0 0 VICOR CORP COM 925815102 11049 129945 SH SOLE 129945 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 2296 319336 SH SOLE 319336 0 0