0000947871-14-000082.txt : 20140214 0000947871-14-000082.hdr.sgml : 20140214 20140214065353 ACCESSION NUMBER: 0000947871-14-000082 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 14609992 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE - 9TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-389-8799 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE - 9TH FL CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 12-31-2013 12-31-2013 false Trellus Management Company, LLC

350 Madison Avenue - 9th Fl New York NY 10017

13F HOLDINGS REPORT 028-10974 N James Scaplen 212-389-8805 /s/ James Scaplen New York NY 02-14-2014 0 95 82883 INFORMATION TABLE 2 infotable.xml ACACIA RESH CORP ACACIA TCH COM 003881307 2617 180000 SH SOLE 180000 0 0 ADVAXIS INC *W EXP 07/15/201 007624117 17 10000 SH SOLE 10000 0 0 ADVAXIS INC COM NEW 007624208 42 10000 SH SOLE 10000 0 0 AG MTG INVT TR INC COM 001228105 469 30000 SH SOLE 30000 0 0 ALCOBRA LTD SHS M2239P109 477 26500 SH SOLE 26500 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 219 3400 SH SOLE 3400 0 0 AMERICAN APPAREL INC COM 023850100 31 25400 SH SOLE 25400 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1197 15000 SH SOLE 15000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2181 51600 SH SOLE 51600 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 732 45023 SH SOLE 45023 0 0 ASSURED GUARANTY LTD COM G0585R106 583 24700 SH SOLE 24700 0 0 ATLAS ENERGY LP COM UNITS LP 04930A104 272 5813 SH SOLE 5813 0 0 BARCLAYS BANK PLC ETN DJUBS SGAR38 06739H214 416 7500 SH Call SOLE 7500 0 0 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