0001178937-24-000018.txt : 20240307
0001178937-24-000018.hdr.sgml : 20240307
20240307181015
ACCESSION NUMBER: 0001178937-24-000018
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240307
DATE AS OF CHANGE: 20240307
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Beneficient
CENTRAL INDEX KEY: 0001775734
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 721573705
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-41715
FILM NUMBER: 24731692
BUSINESS ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4850
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2144454705
MAIL ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4850
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: Beneficient Co Group, L.P.
DATE OF NAME CHANGE: 20190503
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hatteras Master Fund, L.P.
CENTRAL INDEX KEY: 0001307689
ORGANIZATION NAME:
IRS NUMBER: 201820123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 144
BUSINESS ADDRESS:
STREET 1: 8510 COLONNADE CENTER DRIVE
STREET 2: SUITE 150
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: (919) 846-2324
MAIL ADDRESS:
STREET 1: 8510 COLONNADE CENTER DRIVE
STREET 2: SUITE 150
CITY: RALEIGH
STATE: NC
ZIP: 27615
144
1
primary_doc.xml
144
0001307689
XXXXXXXX
LIVE
0001775734
Beneficient
001-41715
325 N. SAINT PAUL STREET
SUITE 4850
DALLAS
TX
75201
2144454705
Hatteras Master Fund, L.P.
10% Stockholder
Common
BTIG, LLC
600 Montgomery Street
6th Floor
San Francisco
CA
94111
1000000
105200.00
257209584
03/06/2024
NASDAQ
Common
06/07/2023
Business combination with SPAC
Issuer
N
1000000
12/07/2021
In-kind Exchange
N
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/06/2023
18254
8648.75
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/07/2023
10341
4410.44
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/08/2023
26000
10439.00
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/11/2023
10625
4080.00
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/12/2023
12032
4625.10
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/13/2023
29053
11600.86
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/14/2023
23686
10537.90
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/16/2024
9429
3844.20
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/17/2024
20895
7969.35
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/18/2024
7760
2906.12
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/19/2024
56561
20344.99
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/22/2024
49019
17617.43
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/23/2024
10275
3477.06
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/24/2024
16500
5519.25
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/25/2024
88216
30937.35
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/26/2024
2950
980.29
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/29/2024
11536
3872.64
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/30/2024
3479
1151.90
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
01/31/2024
24853
8223.86
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/01/2024
14765
4743.99
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/02/2024
5552
1753.88
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/05/2024
18900
6040.44
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/06/2024
8843
2716.57
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/07/2024
10983
3361.90
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/08/2024
16696
4790.08
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/09/2024
11593
3352.70
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/12/2024
13485
4087.30
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/13/2024
24191
6838.80
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/14/2024
1546
440.92
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/15/2024
17973
4852.71
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/16/2024
13249
3394.39
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/20/2024
5824
1432.70
Hatteras Master Fund, LP
8510 Colonnade Center Drive, Suite 150
Suite 150
Raleigh
NC
27615
Common
02/21/2024
90605
22397.56
Hatteras Master Fund, LP
8510 Colonnade Center Drive, Suite 150
Suite 150
Raleigh
NC
27615
Common
02/22/2024
83200
24161.28
Hatteras Master Fund, LP
8510 Colonnade Center Drive, Suite 150
Suite 150
Raleigh
NC
27615
Common
02/23/2024
232313
60447.84
Hatteras Master Fund, LP
8510 Colonnade Center Drive, Suite 150
Suite 150
Raleigh
NC
27615
Common
02/26/2024
142518
23943.02
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/27/2024
191567
25459.25
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/28/2024
73504
11025.60
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
02/29/2024
111913
14694.18
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
03/01/2024
29875
3659.69
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
03/04/2024
190677
20402.44
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
03/05/2024
157401
16542.85
03/06/2024
/s/ David Perkins