X0306 4 2022-05-13 1 0001307579 LIQTECH INTERNATIONAL INC LIQT 0001105806 LYTTON LAURENCE W 467 CENTRAL PARK WEST NEW YORK NY 10025 0 0 1 0 Common Stock 2022-05-13 4 P 0 1375000 0.50 A 2926957 D Common Stock 717891 I See Note Pre-Funded Common Stock Purchase Warrant 0.001 2022-05-13 4 P 0 8625000 0.499 A 2022-05-13 Common Stock 8625000 9025000 D Pre-Funded Common Stock Purchase Warrant 0.001 2021-08-17 Common Stock 615000 615000 I See Note 1 Mr. Lytton may be deemed to beneficially own these securities indirectly because he has investment discretion over the securities accounts of certain of his family members and their trusts, investment entities and foundations in which these securities are held. Mr. Lytton disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The pre-funded warrants do not have an expiration date. The pre-funded warrants may be exercised to purchase shares of common stock of the issuer, subject to a 9.99% beneficial ownership limitation. Laurence W. Lytton 2022-05-13