X0202 3 2007-10-29 0 0001138412 GENOPTIX INC GXDX 0001307421 Waltz Thomas A C/O GENOPTIX, INC. 2110 RUTHERFORD ROAD CARISBAD CA 92008 1 0 0 0 Common Stock 305 I See Footnote Stock Option (right to buy) 14.25 2012-02-20 Common Stock 789 D Stock Option (right to buy) 0.38 2013-10-22 Common Stock 20812 D Stock Option (right to buy) 0.38 2015-08-18 Common Stock 13961 D Series 1-A Preferred Stock Common Stock 7901 I See Footnote Series 1-B Preferred Stock Common Stock 8238 I See Footnote Series 1-C Preferred Stock Common Stock 4269 I See Footnote Series 1-D Preferred Stock Common Stock 5011 I See Footnote By Thomas & Nell Waltz Family L.P. Immediately exercisable. The Series 1-A Preferred Stock has no expiration date and is convertible at any time at the option of the holder and will automatically convert upon the closing of the Issuer's initial public offering, at a conversion ratio of one share of Common Stock for every 4.75 shares of Series 1-A Preferred Stock, for no additional consideration. The Series 1-B Preferred Stock has no expiration date and is convertible at any time at the option of the holder and will automatically convert upon the closing of the Issuer's initial public offering, at a conversion ratio of one share of Common Stock for every 4.75 shares of Series 1-B Preferred Stock, for no additional consideration. The Series 1-C Preferred Stock has no expiration date and is convertible at any time at the option of the holder and will automatically convert upon the closing of the Issuer's initial public offering, at a conversion ratio of one share of Common Stock for every 4.75 shares of Series 1-C Preferred Stock, for no additional consideration. The Series 1-D Preferred Stock has no expiration date and is convertible at any time at the option of the holder and will automatically convert upon the closing of the Issuer's initial public offering, at a conversion ratio of one share of Common Stock for every 4.75 shares of Series 1-D Preferred Stock, for no additional consideration. Christian V. Kuhlen, Attorney-in-fact 2007-10-29