0001397911-16-000269.txt : 20160302
0001397911-16-000269.hdr.sgml : 20160302
20160302185712
ACCESSION NUMBER: 0001397911-16-000269
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160229
FILED AS OF DATE: 20160302
DATE AS OF CHANGE: 20160302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DINH VIET D
CENTRAL INDEX KEY: 0001306819
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 161479018
MAIL ADDRESS:
STREET 1: GEORGETOWN UNIVERSITY LAW CENTER
STREET 2: 600 NEW JERSEY AVENUE NW
CITY: WASHINGTON
STATE: DC
ZIP: 20001
FORMER NAME:
FORMER CONFORMED NAME: Dinh Viet D
DATE OF NAME CHANGE: 20041022
4
1
wf-form4_145696301459884.xml
FORM 4
X0306
4
2016-02-29
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001306819
DINH VIET D
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 22ND FLOOR
BOSTON
MA
02109
1
0
0
0
Common Stock
2016-02-29
4
P
0
4844
20.4212
A
7731
D
The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $20.315 to $20.50, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
/s/ Viet D. Dinh
2016-03-02