0001397911-16-000269.txt : 20160302 0001397911-16-000269.hdr.sgml : 20160302 20160302185712 ACCESSION NUMBER: 0001397911-16-000269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160229 FILED AS OF DATE: 20160302 DATE AS OF CHANGE: 20160302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 STATE STREET STREET 2: 22ND FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 423 3644 MAIL ADDRESS: STREET 1: 75 STATE STREET STREET 2: 22ND FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Investment Holdings Inc. DATE OF NAME CHANGE: 20070427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINH VIET D CENTRAL INDEX KEY: 0001306819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 161479018 MAIL ADDRESS: STREET 1: GEORGETOWN UNIVERSITY LAW CENTER STREET 2: 600 NEW JERSEY AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20001 FORMER NAME: FORMER CONFORMED NAME: Dinh Viet D DATE OF NAME CHANGE: 20041022 4 1 wf-form4_145696301459884.xml FORM 4 X0306 4 2016-02-29 0 0001397911 LPL Financial Holdings Inc. LPLA 0001306819 DINH VIET D C/O LPL FINANCIAL HOLDINGS INC. 75 STATE STREET, 22ND FLOOR BOSTON MA 02109 1 0 0 0 Common Stock 2016-02-29 4 P 0 4844 20.4212 A 7731 D The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $20.315 to $20.50, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. /s/ Viet D. Dinh 2016-03-02