EX-8.E.1 12 dex8e1.htm EXHIBIT 8.E.1 Exhibit 8.E.1

EXHIBIT (8)(e)(1)

 

AMENDMENT NO. 6 TO THE

FUND PARTICIPATION AGREEMENT


AMENDMENT NO. 6 TO THE

FUND PARTICIPATION AGREEMENT

 

Amendment No. 6 to the Fund Participation Agreement, dated as of May 1, 2001, between Transamerica Life Insurance Company, a life insurance company organized under the laws of the State of Iowa; Peoples Benefit Life Insurance Company, an Iowa stock life insurance company; Transamerica Life Insurance and Annuity Company, a life insurance company organized under the laws of the State of North Carolina; Transamerica Occidental Life Insurance Company, an Iowa stock life insurance company; Transamerica Financial Life Insurance Company (formerly known as AUSA Life Insurance Company, Inc. and Transamerica Life Insurance Company of New York), life insurance companies organized under the laws of the State of New York; (each as the “Insurance Company”), and Dreyfus Variable Investment Fund, Dreyfus Investment Portfolios, The Dreyfus Socially Responsible Growth Fund, Inc. and the Dreyfus Life and Annuity Index Fund, Inc. (d.b.a. Dreyfus Stock Index Fund, Inc.) (each as the “Fund”).

 

A new section 2.13 is hereby added to the Fund Participation Agreement as follows:

 

Insurance Company represents and warrants that it has reviewed each Participating Fund’s policy regarding frequent trading and market timing of shares and will use its best efforts implement Participating Fund’s procedures reasonably designed to prevent its Contractholders from engaging in frequent trading and/or market timing of Participating Fund shares that would violate such policy. Insurance Company will cooperate with the Participating Funds to enforce the market timing policies disclosed in the Participating Fund’s prospectuses.

 

A new section 3.13 is hereby added to the Fund Participation Agreement as follows:

 

To the extent that a Separate Account is properly exempt from registration under the Act, at least once annually, at the request of a Participating Fund, or its designee, Insurance Company will certify the amount of purchases and redemptions of Shares from such Separate Account for the Participating Fund’s most recent fiscal year end.

 

Exhibit A of the Fund Participation Agreement is hereby deleted in its entirety and replaced with the following:

 

EXHIBIT A

Effective May 1, 2005

 

List of Separate Accounts, Insurance Companies and Participating Funds

 

Separate Accounts and Insurance Companies


 

Participating Funds


Retirement Builder Variable Annuity Account

 

Transamerica Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Small Company Stock Portfolio

 

Dreyfus Variable Investment Fund

 

•      Money Market Portfolio

 

Dreyfus Stock Index Fund, Inc. – Initial Class

Separate Account VA A

 

Transamerica Life Insurance Company

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Disciplined Stock Portfolio

 

•      Growth and Income Portfolio

 

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Separate Accounts and Insurance Companies


 

Participating Funds


   

•      Quality Bond Portfolio

 

•      Developing Leaders Portfolio

Peoples Benefit Life Insurance Company

Separate Account V

 

Peoples Benefit Life Insurance Company

 

Dreyfus Investment Portfolios – Service Class

 

•      Core Bond Portfolio

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Service Class

 

Dreyfus Variable Investment Fund – Service Class

 

•      Appreciation Portfolio

Legacy Builder Variable Life Separate Account

 

Transamerica Life Insurance Company

 

Dreyfus Stock Index Fund, Inc. – Initial Class

 

Dreyfus Variable Investment Fund

 

•      Money Market Portfolio

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Small Company Stock Portfolio

Separate Account VA-2L

 

Transamerica Occidental Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class & Service Class

 

•      Balanced Portfolio

 

•      Appreciation Portfolio

 

•      Disciplined Stock Portfolio

 

•      Growth and Income Portfolio

 

•      International Equity Portfolio

 

•      International Value Portfolio

 

•      Limited Term High Yield Portfolio

 

•      Quality Bond Portfolio

 

•      Developing Leaders Portfolio

 

•      Small Company Stock Portfolio

 

•      Special Value Portfolio

 

Dreyfus Variable Investment Fund

 

•      Money Market Portfolio

 

Dreyfus Stock Index Fund, Inc. – Initial Class & Service Class

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class & Service Class

 

Dreyfus Investment Portfolios – Initial Class & Service Class

 

•      Core Bond Portfolio

 

•      Core Value Portfolio

 

•      Emerging Leaders Portfolio

 

•      Emerging Markets Portfolio

 

•      European Equity Portfolio

 

•      Founders Discovery Portfolio

 

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Separate Accounts and Insurance Companies


 

Participating Funds


   

•      Founders Growth Portfolio

 

•      Founders International Equity Portfolio

 

•      Founders Passport Portfolio

 

•      Japan Portfolio

 

•      MidCap Stock Portfolio

 

•      Technology Growth Portfolio

Separate Account VA-2LNY

 

Transamerica Financial Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class & Service Class

 

•      Balanced Portfolio

 

•      Appreciation Portfolio

 

•      Disciplined Stock Portfolio

 

•      Growth and Income Portfolio

 

•      International Equity Portfolio

 

•      International Value Portfolio

 

•      Limited Term High Yield Portfolio

 

•      Quality Bond Portfolio

 

•      Developing Leaders Portfolio

 

•      Small Company Stock Portfolio

 

•      Special Value Portfolio

 

Dreyfus Variable Investment Fund

 

•      Money Market Portfolio

 

Dreyfus Stock Index Fund, Inc. – Initial Class & Service Class

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class & Service Class

 

Dreyfus Investment Portfolios – Initial Class & Service Class

 

•      Core Bond Portfolio

 

•      Core Value Portfolio

 

•      Emerging Leaders Portfolio

 

•      Emerging Markets Portfolio

 

•      European Equity Portfolio

 

•      Founders Discovery Portfolio

 

•      Founders Growth Portfolio

 

•      Founders International Equity Portfolio

 

•      Founders Passport Portfolio

 

•      Japan Portfolio

 

•      MidCap Stock Portfolio

 

•      Technology Growth Portfolio

 

-3-


Separate Accounts and Insurance Companies


 

Participating Funds


Separate Account VA G

 

Transamerica Occidental Life Insurance Company

 

Dreyfus Variable Investment Fund – Service Class

 

•      Balanced Portfolio

 

•      Appreciation Portfolio

 

•      Disciplined Stock Portfolio

 

•      Growth and Income Portfolio

 

•      International Equity Portfolio

 

•      International Value Portfolio

 

•      Limited Term High Yield Portfolio

 

•      Quality Bond Portfolio

 

•      Developing Leaders Portfolio

 

•      Small Company Stock Portfolio

 

•      Special Value Portfolio

 

Dreyfus Variable Investment Fund

 

•      Money Market Portfolio

 

Dreyfus Stock Index Fund, Inc. – Service Class

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Service Class

 

Dreyfus Investment Portfolios – Service Class

 

•      Core Bond Portfolio

 

•      Core Value Portfolio

 

•      Emerging Leaders Portfolio

 

•      Emerging Markets Portfolio

 

•      European Equity Portfolio

 

•      Founders Discovery Portfolio

 

•      Founders Growth Portfolio

 

•      Founders International Equity Portfolio

 

•      Founders Passport Portfolio

 

•      Japan Portfolio

 

•      MidCap Stock Portfolio

 

•      Technology Growth Portfolio

 

-4-


Separate Accounts and Insurance Companies


 

Participating Funds


Separate Account VA H

 

Transamerica Occidental Life Insurance Company

 

Dreyfus Variable Investment Fund – Service Class

 

•      Balanced Portfolio

 

•      Appreciation Portfolio

 

•      Disciplined Stock Portfolio

 

•      Growth and Income Portfolio

 

•      International Equity Portfolio

 

•      International Value Portfolio

 

•      Limited Term High Yield Portfolio

 

•      Quality Bond Portfolio

 

•      Developing Leaders Portfolio

 

•      Small Company Stock Portfolio

 

•      Special Value Portfolio

 

Dreyfus Variable Investment Fund

 

•      Money Market Portfolio

 

Dreyfus Stock Index Fund, Inc. – Service Class

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Service Class

 

Dreyfus Investment Portfolios – Service Class

 

•      Core Bond Portfolio

 

•      Core Value Portfolio

 

•      Emerging Leaders Portfolio

 

•      Emerging Markets Portfolio

 

•      European Equity Portfolio

 

•      Founders Discovery Portfolio

 

•      Founders Growth Portfolio

 

•      Founders International Equity Portfolio

 

•      Founders Passport Portfolio

 

•      Japan Portfolio

 

•      MidCap Stock Portfolio

 

•      Technology Growth Portfolio

 

-5-


Separate Accounts and Insurance Companies


 

Participating Funds


PFL Corporate Account One

 

Transamerica Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Disciplined Stock Portfolio

 

•      Growth and Income Portfolio

 

•      International Value Portfolio

 

•      Limited Term High Yield Portfolio

 

•      Quality Bond Portfolio

 

•      Developing Leaders Portfolio

 

•      Small Company Stock Portfolio

 

Dreyfus Variable Investment Fund Money Market Portfolio

 

Dreyfus Stock Index Fund, Inc. – Initial Class

 

Dreyfus Investment Portfolios – Initial Class

 

•      Core Bond Portfolio

 

•      Core Value Portfolio

 

•      Technology Growth Portfolio

Separate Account VA-6

 

Transamerica Life Insurance and Annuity Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

Separate Account VA-6NY

 

Transamerica Financial Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

Separate Account VA-6

 

Transamerica Life Insurance and Annuity Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

Separate Account VA-7

 

Transamerica Life Insurance and Annuity Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

Separate Account VA-8

 

Transamerica Life Insurance and Annuity Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

 

Dreyfus Investment Portfolios – Initial Class

 

•      MidCap Stock Portfolio

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class

 

 

-6-


Separate Accounts and Insurance Companies


 

Participating Funds


Separate Account VUL-1

 

Transamerica Occidental Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

Separate Account VUL-2

 

Transamerica Occidental Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

Separate Account VUL-4

 

Transamerica Occidental Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

 

Dreyfus Investment Portfolios – Initial Class

 

•      MidCap Stock Portfolio

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class

Separate Account VUL-5

 

Transamerica Occidental Life Insurance Company

 

Dreyfus Variable Investment Fund – Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

 

Dreyfus Investment Portfolios – Initial Class

 

•      MidCap Stock Portfolio

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Initial Class

Separate Account VA J

 

Transamerica Life Insurance Company

 

Dreyfus Stock Index Fund, Inc. – Service Class

 

Dreyfus Variable Investment Fund

 

•      Money Market Portfolio

 

Dreyfus Variable Investment Fund – Service Class

 

•      Small Company Stock Portfolio

Separate Account VUL-6

 

Transamerica Occidental Life Insurance Company

 

Dreyfus Variable Investment Fund - Initial Class

 

•      Appreciation Portfolio

 

•      Developing Leaders Portfolio

 

Dreyfus Investment Portfolios - Initial Class

 

•      MidCap Stock Portfolio

 

The Dreyfus Socially Responsible Growth Fund, Inc. - Initial Class

 

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Separate Accounts and Insurance Companies


 

Participating Funds


Separate Account VA Q

 

Transamerica Life Insurance Company

 

Dreyfus Variable Investment Fund – Service Class

 

•      Dreyfus VIF - Small Company Stock Portfolio

Separate Account VA QNY

 

Transamerica Financial Life Insurance Company

(formerly, AUSA Life Insurance Company)

 

Dreyfus Variable Investment Fund – Service Class

 

•      Dreyfus VIF - Small Company Stock Portfolio

Separate Account VA S

 

Transamerica Life Insurance Company

 

Dreyfus Variable Investment Fund – Service Class

 

•      Dreyfus VIF – International Equity Portfolio

 

•      Dreyfus VIF – Limited Term High Yield Portfolio

 

•      Dreyfus VIF – Small Company Stock Portfolio

 

Dreyfus Investment Portfolios – Service Class

 

•      Dreyfus Core Bond Portfolio

TFLIC Separate Account VNY  

Dreyfus Investment Portfolios – Service Class

 

•      Core Bond Portfolio

 

The Dreyfus Socially Responsible Growth Fund, Inc. – Service Class

 

Dreyfus Variable Investment Fund – Service Class

 

•      Dreyfus VIF – Appreciation Portfolio

 

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IN WITNESS WHEREOF, the parties hereto have executed this Agreement to be duly executed and attested as of the date first above written.

 

        TRANSAMERICA LIFE INSURANCE COMPANY
        By:  

/s/ Priscilla I. Hechler


        Name:   Priscilla I. Hechler
        Its:   Assistant Secretary
Attest:  

/s/ Kathleen S. Mullarkey


       
       

TRANSAMERICA LIFE INSURANCE AND

ANNUITY COMPANY, TRANSAMERICA

FINANCIAL LIFE INSURANCE COMPANY,

PEOPLES BENEFIT LIFE INSURANCE COMPANY,

TRANSAMERICA OCCIDENTAL LIFE INSURANCE

COMPANY

        By:  

/s/ Priscilla I. Hechler


        Name:   Priscilla I. Hechler
        Its:   Assistant Vice President and
            Assistant Secretary
Attest:  

/s/ Kathleen S. Mullarkey


       
        DREYFUS VARIABLE INVESTMENT FUND
        By:  

/s/ Steven F. Newman


        Name:   Steven F. Newman
        Its:   Assistant Secretary
Attest:  

/s/ Kathleen DeNicholas


       
        DREYFUS INVESTMENT PORTFOLIOS
        By:  

/s/ Steven F. Newman


        Name:   Steven F. Newman
        Its:   Secretary
Attest:  

/s/ Kathleen DeNicholas


       

 

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        THE DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND, INC.
        By:  

/s/ Steven F. Newman


        Name:   Steven F. Newman
        Its:   Secretary
Attest:  

/s/ Kathleen DeNicholas


       
        DREYFUS STOCK INDEX FUND, INC.
        By:  

/s/ Steven F. Newman


        Name:   Steven F. Newman
        Its:   Assistant Secretary
Attest:  

/s/ Kathleen DeNicholas


       

 

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