0001668428-18-000112.txt : 20181009 0001668428-18-000112.hdr.sgml : 20181009 20181009161656 ACCESSION NUMBER: 0001668428-18-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181004 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chu Chinh CENTRAL INDEX KEY: 0001306507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37779 FILM NUMBER: 181113846 MAIL ADDRESS: STREET 1: THE BLACKSTONE GROUP STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FGL Holdings CENTRAL INDEX KEY: 0001668428 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 981354810 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 BUSINESS PHONE: 410-895-0100 MAIL ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 FORMER COMPANY: FORMER CONFORMED NAME: CF Corp DATE OF NAME CHANGE: 20160302 4 1 wf-form4_153911619962389.xml FORM 4 X0306 4 2018-10-04 0 0001668428 FGL Holdings FG 0001306507 Chu Chinh 4TH FLOOR BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN E9 KY1-1102 CAYMAN ISLANDS 1 0 0 0 Ordinary Shares 2018-10-04 4 A 0 1052333 A 14892723 I By CC Capital Ordinary Shares 12488 D Private Placement Warrants 11.5 2018-10-04 4 D 0 9566667 D 2017-12-30 2022-11-30 Ordinary Shares 9566667.0 0 I By CC Capital Pursuant to the terms of the Issuer's tender offer, as described in the Issuer's Tender Offer Statement on Schedule TO, as amended, filed with the Securities and Exchange Commission on September 6, 2018, CC Capital Management LLC ("CC Capital Management"), of which the Reporting Person is the managing member, tendered 9,566,667 warrants in exchange for 0.11 of the Issuer's ordinary shares and $0.98 in cash, without interest, per warrant. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Represents Ordinary Shares and Private Placement Warrants held by CC Capital Management. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Maria Sears, Attorney-in-Fact 2018-10-08