0001965837-23-000058.txt : 20230920 0001965837-23-000058.hdr.sgml : 20230920 20230920155338 ACCESSION NUMBER: 0001965837-23-000058 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230920 DATE AS OF CHANGE: 20230920 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 231266490 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WATKINS FRANK T CENTRAL INDEX KEY: 0001305831 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 144 1 primary_doc.xml 144 0001305831 XXXXXXXX LIVE 0001642545 Shockwave Medical, Inc. 001-38829 5403 BETSY ROSS DRIVE SANTA CLARA CA 95054 (510) 279-4262 WATKINS FRANK T Officer common Merrill

8890 Lyra Dr 5th Flr Columbus OH 43240

3000 628000.00 36750397 09/20/2023 NASDAQ common 05/09/2017 stock option exercise Shockwave Medical N 3000 09/20/2023 cash N Frank Watkins

5403 Betsy Ross Dr Santa Clara CA 95054

common 06/20/2023 3000 862568.00 Frank Watkins

5403 Betsy Ross Dr Santa Clara CA 95054

common 07/20/2023 3000 801511.00 Frank Watkins

5403 Betsy Ross Dr Santa Clara CA 95054

common 08/21/2023 3000 657746.00 09/20/2023 12/07/2022 Frank Watkins