0001752724-24-051675.txt : 20240312 0001752724-24-051675.hdr.sgml : 20240312 20240312110932 ACCESSION NUMBER: 0001752724-24-051675 CONFORMED SUBMISSION TYPE: NPORT-P/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20240312 DATE AS OF CHANGE: 20240312 PERIOD START: 20231130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pioneer Floating Rate Fund, Inc. CENTRAL INDEX KEY: 0001305767 ORGANIZATION NAME: IRS NUMBER: 582683903 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NPORT-P/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21654 FILM NUMBER: 24740746 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: Pioneer Floating Rate Trust DATE OF NAME CHANGE: 20041013 NPORT-P/A 1 primary_doc.xml NPORT-P/A false 0001752724-23-089775 0001305767 XXXXXXXX Pioneer Floating Rate Fund, Inc. 811-21654 0001305767 5493002P921ISFUETH70 60 State Street Boston 02109 617-422-4947 Pioneer Floating Rate Fund, Inc. 5493002P921ISFUETH70 2023-11-30 2023-02-28 N 188596586.19 63270181.47 125326404.72 0.00000000 0.00000000 58700000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 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Anthony J. Koenig, Jr Anthony J. Koenig, Jr Managing Director, Chief Operations Officer & Treasurer of the Funds XXXX NPORT-EX 2 AAPI280AMU043023.htm
Pioneer Floating
Rate Fund, Inc.
Schedule of Investments  |  February 28, 2023
 
Ticker Symbol: PHD

Schedule of Investments  |  2/28/23
(unaudited) 
Principal
Amount
USD ($)
          Value
  UNAFFILIATED ISSUERS — 149.2%  
  Senior Secured Floating Rate Loan
Interests — 123.0% of Net Assets(a)*
 
  Advanced Materials — 1.7%  
915,954 Gemini HDPE LLC, 2027 Advance, 7.83% (LIBOR + 300 bps), 12/31/27 $    915,136
1,379,987 Groupe Solmax, Inc., Initial Term Loan, 9.48% (LIBOR + 475 bps), 5/29/28   1,204,039
  Total Advanced Materials   $2,119,175
  Advertising Sales — 1.6%  
2,059,565 Clear Channel Outdoor Holdings, Inc., Term B Loan, 8.325% (Term SOFR + 350 bps), 8/21/26 $  1,947,719
  Total Advertising Sales   $1,947,719
  Advertising Services — 1.8%  
917,700 CB Poly US Holdings, Inc., Initial Term Loan, 10.08% (Term SOFR + 550 bps), 5/18/29 $    897,051
493,750 Dotdash Meredith, Inc., Term Loan B, 8.668% (Term SOFR + 400 bps), 12/1/28      436,969
987,500 Summer BC Holdco B LLC, USD Additional Facility B2, 9.23% (LIBOR + 450 bps), 12/4/26     938,125
  Total Advertising Services   $2,272,145
  Aerospace & Defense — 1.8%  
866,875 ADS Tactical, Inc., Initial Term Loan, 10.385% (LIBOR + 575 bps), 3/19/26 $    807,277
1,526,359 WP CPP Holdings LLC, First Lien Initial Term Loan, 8.58% (LIBOR + 375 bps), 4/30/25   1,397,764
  Total Aerospace & Defense   $2,205,041
  Airlines — 1.6%  
500,000 AAdvantage Loyality IP, Ltd. (American Airlines, Inc.), Initial Term Loan, 9.558% (LIBOR + 475 bps), 4/20/28 $    513,750
1,125,000 Mileage Plus Holdings LLC (Mileage Plus Intellectual Property Assets, Ltd.), Initial Term Loan, 9.996% (LIBOR + 525 bps), 6/21/27   1,173,717
323,000 SkyMiles IP, Ltd. (Delta Air Lines, Inc.), Initial Term Loan, 8.558% (LIBOR + 375 bps), 10/20/27     334,874
  Total Airlines   $2,022,341
  Airport Development & Maintenance — 0.2%  
250,000 KKR Apple Bidco LLC, Second Lien Initial Term Loan, 10.385% (LIBOR + 575 bps), 9/21/29 $    245,469
  Total Airport Development & Maintenance     $245,469
1Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Apparel Manufacturers — 0.3%  
325,000(b) Hanesbrands Inc., Initial Term Loan B, 2/14/30 $    324,797
  Total Apparel Manufacturers     $324,797
  Applications Software — 1.1%  
835,000 Central Parent Inc., First Lien Initial Term Loan, 9.08% (Term SOFR + 450 bps), 7/6/29 $    833,530
248,125 EP Purchaser LLC, First Lien Closing Date Term Loan, 8.23% (LIBOR + 350 bps), 11/6/28      248,021
925,000 Loyalty Ventures, Inc., Term B Loan, 11.25% (LIBOR + 450 bps), 11/3/27     338,550
  Total Applications Software   $1,420,101
  Auction House & Art Dealer — 0.4%  
492,500 Sotheby's, 2021 Second Refinancing Term Loan, 9.33% (LIBOR + 450 bps), 1/15/27 $    492,654
  Total Auction House & Art Dealer     $492,654
  Auto Parts & Equipment — 3.3%  
640,250 Adient US LLC, Term B-1 Loan, 7.885% (LIBOR + 325 bps), 4/10/28 $    640,950
591,000 Autokiniton US Holdings, Inc., Closing Date Term B Loan, 9.101% (LIBOR + 450 bps), 4/6/28      587,412
1,702,251 First Brands Group LLC, First Lien 2021 Term Loan, 10.252% (Term SOFR + 500 bps), 3/30/27   1,660,759
1,565,263 IXS Holdings, Inc., Initial Term Loan, 9.479% (Term SOFR + 425 bps), 3/5/27   1,297,212
  Total Auto Parts & Equipment   $4,186,333
  Auto-Truck Trailers — 0.9%  
343,306 American Trailer World Corp., First Lien Initial Term Loan, 8.468% (Term SOFR + 375 bps), 3/3/28 $    305,371
992,500 Novae LLC, Tranche B Term Loan, 9.696% (Term SOFR + 500 bps), 12/22/28     860,580
  Total Auto-Truck Trailers   $1,165,951
  Beverages — 0.5%  
165,833 Naked Juice LLC, First Lien Initial Term Loan, 7.93% (Term SOFR + 325 bps), 1/24/29 $    150,938
500,000 Pegasus BidCo BV, Initial Dollar Term Loan, 9.011% (Term SOFR + 425 bps), 7/12/29     498,750
  Total Beverages     $649,688
Pioneer Floating Rate Fund, Inc. |  | 2/28/232

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Broadcast Service & Programing — 0.6%  
744,375 Univision Communications, Inc., First Lien Initial Term Loan, 7.885% (LIBOR + 325 bps), 1/31/29 $    735,186
  Total Broadcast Service & Programing     $735,186
  Building & Construction — 1.5%  
443,265 DG Investment Intermediate Holdings 2, Inc., First Lien Closing Date Initial Term Loan, 8.385% (Term SOFR + 375 bps), 3/31/28 $    434,732
500,000 DG Investment Intermediate Holdings 2, Inc., Second Lien Initial Term Loan, 11.385% (Term SOFR + 675 bps), 3/30/29      448,750
983,952 Service Logic Acquisition, Inc., First Lien Closing Date Initial Term Loan, 8.825% (LIBOR + 400 bps), 10/29/27     974,112
  Total Building & Construction   $1,857,594
  Building & Construction Products — 1.5%  
1,455,048 Cornerstone Building Brands, Inc., Tranche B Term Loan, 7.838% (LIBOR + 325 bps), 4/12/28 $  1,350,768
565,860 CP Atlas Buyer, Inc., Term B Loan, 8.218% (Term SOFR + 350 bps), 11/23/27     520,013
  Total Building & Construction Products   $1,870,781
  Building Production — 1.0%  
495,000 Chariot Buyer LLC., First Lien Initial Term Loan, 7.885% (LIBOR + 325 bps), 11/3/28 $    478,294
841,500 Vector WP MidCo, Inc. (Vector Canada Acquisition ULC), Initial Term B Loan, 9.625% (LIBOR + 500 bps), 10/12/28     830,981
  Total Building Production   $1,309,275
  Building-Heavy Construction — 0.7%  
247,487 Artera Services LLC, First Lien Tranche B Term Loan, 8.23% (LIBOR + 350 bps), 3/6/25 $    207,374
746,222 Osmose Utilities Services, Inc., First Lien Initial Term Loan, 7.885% (LIBOR + 325 bps), 6/23/28     721,814
  Total Building-Heavy Construction     $929,188
  Building-Maintenance & Service — 0.6%  
740,625 ArchKey Holdings, Inc., First Lien Initial Term Loan, 10.075% (LIBOR + 525 bps), 6/29/28 $    723,035
  Total Building-Maintenance & Service     $723,035
  Cable & Satellite Television — 1.5%  
532,500 DIRECTV Financing LLC, Closing Date Term Loan, 9.635% (LIBOR + 500 bps), 8/2/27 $    519,964
3Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Cable & Satellite Television — (continued)  
1,039,624 Radiate Holdco LLC, Amendment No. 6 Term Loan, 7.885% (LIBOR + 325 bps), 9/25/26 $    866,353
500,000 Virgin Media Bristol LLC, Facility Q, 7.838% (LIBOR + 325 bps), 1/31/29     498,507
  Total Cable & Satellite Television   $1,884,824
  Casino Hotels — 0.4%  
496,250 Century Casinos, Inc., Term B Facility Loan, 10.668% (Term SOFR + 600 bps), 4/2/29 $    479,502
  Total Casino Hotels     $479,502
  Casino Services — 1.0%  
535,799 Everi Holdings, Inc., Term B Loan, 7.135% (LIBOR + 250 bps), 8/3/28 $    534,501
493,750 J&J Ventures Gaming LLC, Initial Term Loan, 8.73% (LIBOR + 400 bps), 4/26/28      476,777
566,159 Lucky Bucks LLC, Initial Term Loan, 10.23% (LIBOR + 550 bps), 7/30/27     293,872
  Total Casino Services   $1,305,150
  Cellular Telecom — 3.4%  
1,931,801 Altice France SA, USD TLB-13 Incremental Term Loan, 8.864% (LIBOR + 400 bps), 8/14/26 $  1,879,401
544,458 CCI Buyer, Inc., First Lien Initial Term Loan, 8.58% (Term SOFR + 400 bps), 12/17/27      537,397
988,722 Gogo Intermediate Holdings LLC, Initial Term Loan, 8.575% (LIBOR + 375 bps), 4/30/28      985,426
740,625 Xplornet Communications, Inc., First Lien Refinancing Term Loan, 8.635% (LIBOR + 400 bps), 10/2/28      623,514
350,000 Xplornet Communications, Inc., Second Lien Initial Term Loan, 11.635% (LIBOR + 700 bps), 10/1/29     232,750
  Total Cellular Telecom   $4,258,488
  Chemicals-Diversified — 2.5%  
1,000,000 ARC Falcon I, Inc., Second Lien Initial Term Loan, 11.635% (LIBOR + 700 bps), 9/30/29 $    877,500
442,775 Hexion Holdings Corp., First Lien Initial Term Loan, 9.454% (Term SOFR + 450 bps), 3/15/29      404,032
300,000(b) Ineos US Finance LLC, New USD Term Loan B, 2/10/30      298,500
162,500 LSF11 A5 Holdco LLC, Incremental Term Loan B, 8.968% (Term SOFR + 425 bps), 10/15/28      159,385
Pioneer Floating Rate Fund, Inc. |  | 2/28/234

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Chemicals-Diversified — (continued)  
500,000 LSF11 A5 HoldCo LLC, Term Loan, 8.232% (Term SOFR + 350 bps), 10/15/28 $    488,125
985,000 Mativ Holdings, Inc., Term B Loan, 8.437% (Term SOFR + 375 bps), 4/20/28     968,994
  Total Chemicals-Diversified   $3,196,536
  Chemicals-Specialty — 2.3%  
351,895 Avient Corp., Term B-6 Loan, 7.926% (Term SOFR + 325 bps), 8/29/29 $    352,738
1,080,750 CPC Acquisition Corp., First Lien Initial Term Loan, 8.48% (LIBOR + 375 bps), 12/29/27      914,922
250,000 H.B. Fuller Company, Term Loan B, 7.117% (Term SOFR + 250 bps), 2/15/30      251,979
712,407 LSF11 Skyscraper Holdco S.a r.l. USD Facility B3, 8.23% (LIBOR + 350 bps), 9/29/27      712,185
18,661 Nouryon Finance B.V., Initial Dollar Term Loan, 7.526% (Term SOFR + 275 bps), 10/1/25       18,570
653,338 Olympus Water US Holding Corp., Initial Dollar Term Loan, 8.50% (LIBOR + 375 bps), 11/9/28     641,006
  Total Chemicals-Specialty   $2,891,400
  Commercial Services — 2.8%  
539,174 CoreLogic, Inc. (fka First American Corporation), First Lien Initial Term Loan, 8.188% (LIBOR + 350 bps), 6/2/28 $    464,476
589,538 Indy US Bidco LLC, 2021 Refinancing Dollar Term Loan, 8.385% (LIBOR + 375 bps), 3/6/28      510,196
637,000 TruGreen LP, First Lien Second Refinancing Term Loan, 8.635% (LIBOR + 400 bps), 11/2/27      586,040
1,886,503 Verscend Holding Corp., Term B-1 Loan, 8.635% (LIBOR + 400 bps), 8/27/25   1,887,514
  Total Commercial Services   $3,448,226
  Commercial Services — 0.4%  
480,000 Corporation Service Company, Term Loan B, 7.968% (Term SOFR + 325 bps), 11/2/29 $    480,750
  Total Commercial Services     $480,750
5Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Computer Data Security — 1.2%  
1,135,625 Magenta Buyer LLC, First Lien Initial Term Loan, 9.58% (LIBOR + 475 bps), 7/27/28 $    973,798
614,492 Vision Solutions, Inc. (Precisely Software Incorporated), First Lien Third Amendment Term Loan, 8.818% (LIBOR + 400 bps), 4/24/28     561,339
  Total Computer Data Security   $1,535,137
  Computer Services — 2.1%  
1,117,975 Ahead DB Holdings LLC, First Lien Term B Loan, 8.48% (LIBOR + 375 bps), 10/18/27 $  1,108,891
964,612 Peraton Corp., First Lien Term B Loan, 8.385% (LIBOR + 375 bps), 2/1/28      957,378
592,500 Sitel Group, Initial Dollar Term Loan, 8.39% (LIBOR + 375 bps), 8/28/28     591,482
  Total Computer Services   $2,657,751
  Computer Software — 2.2%  
1,240,625 Cornerstone OnDemand, Inc., First Lien Initial Term Loan, 8.385% (LIBOR + 375 bps), 10/16/28 $  1,149,516
494,911 Help/Systems Holdings, Inc., Term Loan, 8.776% (Term SOFR + 400 bps), 11/19/26      457,298
493,719 Idera, Inc., First Lien Term B-1 Loan, 8.51% (LIBOR + 375 bps), 3/2/28      478,413
1,031,625 Rackspace Technology Global, Inc., First Lien 2021 Term B Loan, 7.595% (LIBOR + 275 bps), 2/15/28     655,211
  Total Computer Software   $2,740,438
  Computers-Integrated Systems — 0.5%  
552,502 Atlas CC Acquisition Corp., First Lien Term B Loan, 9.402% (Term SOFR + 425 bps), 5/25/28 $    485,971
112,373 Atlas CC Acquisition Corp., First Lien Term C Loan, 9.14% (Term SOFR + 425 bps), 5/25/28      98,842
  Total Computers-Integrated Systems     $584,813
  Consulting Services — 1.3%  
1,034,616 Ankura Consulting Group LLC, First Lien Closing Date Term Loan, 9.232% (Term SOFR + 450 bps), 3/17/28 $    996,680
717,573 MAG DS Corp., Initial Term Loan, 10.23% (LIBOR + 550 bps), 4/1/27     660,167
  Total Consulting Services   $1,656,847
Pioneer Floating Rate Fund, Inc. |  | 2/28/236

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Consumer Products — 0.6%  
1,273,563 Instant Brands Holdings, Inc., Initial Loan, 9.953% (LIBOR + 500 bps), 4/12/28 $    706,827
  Total Consumer Products     $706,827
  Containers-Metal & Glass — 0.7%  
977,550 Plaze, Inc., 2021-1 Term Loan, 10.25% (LIBOR + 375 bps), 8/3/26 $    918,897
  Total Containers-Metal & Glass     $918,897
  Containers-Paper & Plastic — 2.6%  
491,228 Charter Next Generation, Inc., First Lien 2021 Initial Term Loan, 8.482% (Term SOFR + 375 bps), 12/1/27 $    484,167
779,274 Pregis TopCo LLC, First Lien Initial Term Loan, 8.482% (Term SOFR + 375 bps), 7/31/26      772,333
1,287,957 ProAmpac PG Borrower LLC, First Lien 2020-1 Term Loan, 7.959% (LIBOR + 375 bps), 11/3/25   1,269,281
691,625 Trident TPI Holdings, Inc., Tranche B-3 Initial Term Loan, 8.73% (LIBOR + 400 bps), 9/15/28     682,692
  Total Containers-Paper & Plastic   $3,208,473
  Cosmetics & Toiletries — 0.6%  
770,369 Sunshine Luxembourg VII S.a r.l. Facility B3, 8.48% (LIBOR + 375 bps), 10/1/26 $    751,110
  Total Cosmetics & Toiletries     $751,110
  Cruise Lines — 1.3%  
1,608,750 Carnival Corp., Initial Advance, 7.635% (LIBOR + 300 bps), 6/30/25 $  1,585,825
  Total Cruise Lines   $1,585,825
  Data Processing & Management — 0.4%  
548,625 DTI Holdco, Inc., First Lien Initial Term Loan, 9.426% (Term SOFR + 475 bps), 4/26/29 $    515,708
  Total Data Processing & Management     $515,708
  Diagnostic Equipment — 0.3%  
498,734 Curia Global, Inc., First Lien 2021 Term Loan, 8.526% (Term SOFR + 375 bps), 8/30/26 $    432,106
  Total Diagnostic Equipment     $432,106
  Dialysis Centers — 1.1%  
2,033,404 US Renal Care, Inc., Initial Term Loan, 9.688% (LIBOR + 500 bps), 6/26/26 $  1,372,547
  Total Dialysis Centers   $1,372,547
7Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Distribution & Wholesale — 1.3%  
595,500 AIP RD Buyer Corp., First Lien Term Loan B, 8.868% (Term SOFR + 425 bps), 12/22/28 $    592,708
1,092,195 Patriot Container Corp. (aka Wastequip), First Lien Closing Date Term Loan, 8.468% (Term SOFR + 375 bps), 3/20/25   1,029,564
  Total Distribution & Wholesale   $1,622,272
  E-Commerce — 0.8%  
491,250 CNT Holdings I Corp., First Lien Initial Term Loan, 8.125% (Term SOFR + 350 bps), 11/8/27 $    483,037
498,750 TA TT Buyer LLC, First Lien Initial Term Loan, 8.981% (Term SOFR + 500 bps), 4/2/29     476,306
  Total E-Commerce     $959,343
  Electric-Generation — 2.0%  
958,666 Compass Power Generation, L.L.C., Tranche B-2 Term Loan, 8.981% (Term SOFR + 425 bps), 4/14/29 $    956,136
691,793 Eastern Power LLC (Eastern Covert Midco LLC), Term Loan, 8.48% (LIBOR + 375 bps), 10/2/25      633,855
877,111 Hamilton Projects Acquiror LLC, Term Loan, 9.23% (LIBOR + 450 bps), 6/17/27     876,172
  Total Electric-Generation   $2,466,163
  Electric-Integrated — 2.4%  
1,153,093 Constellation Renewables LLC, Loan, 7.46% (LIBOR + 250 bps), 12/15/27 $  1,152,252
1,418,625 PG&E Corp., Term Loan, 7.688% (LIBOR + 300 bps), 6/23/25   1,415,965
479,452 Pike Corp., 2028 Initial Term Loan, 7.64% (LIBOR + 300 bps), 1/21/28     477,555
  Total Electric-Integrated   $3,045,772
  Electronic Composition — 2.0%  
1,695,843 Energy Acquisition LP, First Lien Initial Term Loan, 8.885% (LIBOR + 425 bps), 6/26/25 $  1,555,583
1,027,751 Natel Engineering Co., Inc., Initial Term Loan, 10.42% (LIBOR + 625 bps), 4/30/26     914,699
  Total Electronic Composition   $2,470,282
  Engines — 0.9%  
1,300,000 Arcline FM Holdings LLC, Second Lien Term Loan, 12.98% (LIBOR + 825 bps), 6/25/29 $  1,183,000
  Total Engines   $1,183,000
Pioneer Floating Rate Fund, Inc. |  | 2/28/238

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Enterprise Software & Services — 1.0%  
500,000 First Advantage Holdings LLC, First Lien Term B-1 Loan, 7.385% (LIBOR + 275 bps), 1/31/27 $    498,906
299,242 Polaris Newco LLC, First Lien Dollar Term Loan, 8.73% (LIBOR + 400 bps), 6/2/28      277,398
493,750 Skopima Consilio Parent LLC, First Lien Initial Term Loan, 8.635% (LIBOR + 400 bps), 5/12/28     473,259
  Total Enterprise Software & Services   $1,249,563
  Finance-Investment Banker — 0.5%  
698,731 Hudson River Trading LLC, Term Loan, 7.732% (Term SOFR + 300 bps), 3/20/28 $    669,472
  Total Finance-Investment Banker     $669,472
  Finance-Leasing Company — 0.4%  
550,000(b) Castlelake Aviation Finance Designated Activity Company, Incremental Term Loan, 10/22/27 $    545,417
  Total Finance-Leasing Company     $545,417
  Food-Dairy Products — 1.4%  
1,710,625 Chobani LLC., 2020 New Term Loan, 8.07% (LIBOR + 350 bps), 10/25/27 $  1,704,744
  Total Food-Dairy Products   $1,704,744
  Footwear & Related Apparel — 0.5%  
628,125 Crocs, Inc., Term Loan, 7.731% (Term SOFR + 350 bps), 2/20/29 $    627,340
  Total Footwear & Related Apparel     $627,340
  Gambling (Non-Hotel) — 0.7%  
399,000 Flutter Entertainment plc, Third Amendment 2028-B Term Loan, 8.092% (Term SOFR + 325 bps), 7/22/28 $    399,574
498,747 Scientific Games International, Inc., Initial Term B Loan, 7.562% (Term SOFR + 300 bps), 4/14/29     498,331
  Total Gambling (Non-Hotel)     $897,905
  Hotels & Motels — 0.6%  
200,000 Playa Hotels & Resorts B.V., 2022 Term Loan, 8.814% (Term SOFR + 425 bps), 1/5/29 $    199,688
500,000 Travel + Leisure Co., 2022 Incremental Term Loan, 8.608% (Term SOFR + 400 bps), 12/14/29     499,375
  Total Hotels & Motels     $699,063
9Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Human Resources — 0.8%  
982,500 Ingenovis Health, Inc. (fka CCRR Parent, Inc.), First Lien Initial Term Loan, 8.39% (LIBOR + 375 bps), 3/6/28 $    962,850
  Total Human Resources     $962,850
  Independent Power Producer — 1.1%  
1,458,604 EFS Cogen Holdings I LLC, Term B Advance, 8.23% (LIBOR + 350 bps), 10/1/27 $  1,428,748
  Total Independent Power Producer   $1,428,748
  Investment Companies — 0.6%  
751,184 Diebold Nixdorf Holding Germany GmbH, Term Loan, 4.561% (Term SOFR + 650 bps), 7/15/25 $    784,517
  Total Investment Companies     $784,517
  Investment Management & Advisory Services — 1.7%  
249,372 Allspring Buyer LLC, Initial Term Loan, 7.75% (LIBOR + 300 bps), 11/1/28 $    248,333
592,500(b) Edelman Financial Engines Center LLC, First Lien 2021 Initial Term Loan, 8.135% (LIBOR + 350 bps), 4/7/28      578,462
992,500 LHS Borrower LLC, Initial Term Loan, 9.468% (Term SOFR + 475 bps), 2/16/29      811,369
500,000 Russell Investments US Institutional Holdco, Inc., 2025 Term Loan, 8.135% (LIBOR + 350 bps), 5/30/25     493,437
  Total Investment Management & Advisory Services   $2,131,601
  Lottery Services — 0.6%  
798,000 Scientific Games Holdings LP, First Lien Initial Dollar Term Loan, 8.103% (Term SOFR + 350 bps), 4/4/29 $    785,345
  Total Lottery Services     $785,345
  Machinery — 1.7%  
779,821 East West Manufacturing LLC, Initial Term Loan, 10.426% (Term SOFR + 575 bps), 12/22/28 $    733,032
1,485,000 Engineered Components & Systems LLC, First Lien Initial Term Loan, 10.601% (LIBOR + 600 bps), 8/2/28   1,355,063
  Total Machinery   $2,088,095
  Machinery-Pumps — 0.7%  
921,307 Circor International, Inc., Initial Term Loan, 10.135% (LIBOR + 550 bps), 12/20/28 $    919,004
  Total Machinery-Pumps     $919,004
Pioneer Floating Rate Fund, Inc. |  | 2/28/2310

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Medical Diagnostic Imaging — 0.6%  
835,931 US Radiology Specialists, Inc. (US Outpatient Imaging Services, Inc.), Closing Date Term Loan, 9.885% (LIBOR + 525 bps), 12/15/27 $    784,032
  Total Medical Diagnostic Imaging     $784,032
  Medical Information Systems — 1.0%  
798,326 athenahealth Group, Inc., Initial Term Loan, 8.061% (Term SOFR + 350 bps), 2/15/29 $    743,441
491,269 Azalea TopCo, Inc., First Lien 2021 Term Loan, 8.385% (LIBOR + 375 bps), 7/24/26     462,407
  Total Medical Information Systems   $1,205,848
  Medical Labs & Testing Services — 2.7%  
375,000 Charlotte Buyer, Inc., First Lien Initial Term Loan B, 9.81% (Term SOFR + 525 bps), 2/11/28 $    366,719
90,501 Envision Healthcare Corp., First Out Term Loan, 12.605% (Term SOFR + 788 bps), 3/31/27       81,903
771,314 Envision Healthcare Corp., Third Out Term Loan, 8.33% (Term SOFR + 375 bps), 3/31/27      172,582
491,184 eResearchTechnology, Inc., First Lien Initial Term Loan, 9.135% (LIBOR + 450 bps), 2/4/27      453,373
1,455,300 FC Compassus LLC, Term B-1 Loan, 8.98% (LIBOR + 425 bps), 12/31/26   1,384,354
500,000(b) Phoenix Guarantor Inc., First Lien Tranche B-3 Term Loan, 3/5/26      492,768
492,500 Sound Inpatient Physicians, Inc., First Lien 2021 Incremental Term Loan, 7.825% (LIBOR + 300 bps), 6/27/25     403,850
  Total Medical Labs & Testing Services   $3,355,549
  Medical Products — 1.0%  
1,238,679 NMN Holdings III Corp., First Lien Closing Date Term Loan, 8.385% (LIBOR + 375 bps), 11/13/25 $  1,064,232
214,008 NMN Holdings III Corp., First Lien Delayed Draw Term Loan, 8.385% (LIBOR + 375 bps), 11/13/25     183,869
  Total Medical Products   $1,248,101
  Medical-Biomedical & Generation — 0.8%  
986,000 ANI Pharmaceuticals, Inc., Initial Term Loan, 10.635% (LIBOR + 600 bps), 11/19/27 $    951,490
  Total Medical-Biomedical & Generation     $951,490
  Medical-Drugs — 1.8%  
1,477,992(c) Endo Luxembourg Finance Company I S.a r.l., 2021 Term Loan, 13.75% (LIBOR + 400 bps), 3/27/28 $  1,174,634
11Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Medical-Drugs — (continued)  
444,113 Jazz Pharmaceuticals Public Limited Company, Initial Dollar Term Loan, 8.135% (LIBOR + 350 bps), 5/5/28 $    443,959
705,882 Padagis LLC, Term B Loan, 9.538% (LIBOR + 475 bps), 7/6/28     653,823
  Total Medical-Drugs   $2,272,416
  Medical-HMO — 0.7%  
985,000 One Call Corp., First Lien Term B Loan, 10.375% (LIBOR + 550 bps), 4/22/27 $    819,192
  Total Medical-HMO     $819,192
  Medical-Hospitals — 1.1%  
375,000 EyeCare Partners, LLC, Incremental First Lien Term Loan, 9.18% (Term SOFR + 450 bps), 11/15/28 $    312,500
1,404,770 Quorum Health Corp., Exit Term Loan, 12.975% (Term SOFR + 825 bps), 4/29/25      920,125
186,466 Surgery Center Holdings, Inc., 2021 New Term Loan, 8.36% (LIBOR + 375 bps), 8/31/26     185,374
  Total Medical-Hospitals   $1,417,999
  Medical-Outpatient & Home Medicine — 0.4%  
496,630 Medical Solutions Holdings, Inc., First Lien Initial Term Loan, 8.24% (Term SOFR + 325 bps), 11/1/28 $    484,463
  Total Medical-Outpatient & Home Medicine     $484,463
  Medical-Wholesale Drug Distribution — 1.1%  
450,000 CVET Midco 2 LP, First Lien Initial Term Loan, 9.58% (Term SOFR + 500 bps), 10/13/29 $    425,531
947,150(b) Gainwell Acquisition Corp., First Lien Term B Loan, 8.73% (Term SOFR +400 bps), 10/1/27     913,289
  Total Medical-Wholesale Drug Distribution   $1,338,820
  Metal Processors & Fabrication — 1.6%  
493,750 Grinding Media, Inc. (Molycop, Ltd.), First Lien Initial Term Loan, 8.765% (LIBOR + 400 bps), 10/12/28 $    466,594
738,750 Tiger Acquisition LLC, First Lien Initial Term Loan, 7.885% (Term SOFR + 325 bps), 6/1/28      722,821
790,080 WireCo WorldGroup, Inc., Initial Term Loan, 8.875% (LIBOR + 425 bps), 11/13/28     789,339
  Total Metal Processors & Fabrication   $1,978,754
Pioneer Floating Rate Fund, Inc. |  | 2/28/2312

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Metal-Iron — 0.8%  
9,370 TMS International Corp., Term B-2 Loan, 7.575% (LIBOR + 275 bps), 8/14/24 $      9,370
946,667 TMS International Corp., Term B-3 Loan, 7.575% (LIBOR + 275 bps), 8/14/24     946,667
  Total Metal-Iron     $956,037
  Multimedia — 0.3%  
349,375 The E.W. Scripps Company, Tranche B-3 Term Loan, 7.385% (LIBOR + 275 bps), 1/7/28 $    344,134
  Total Multimedia     $344,134
  Office Automation & Equipment — 0.7%  
884,250 Pitney Bowes, Inc., Refinancing Tranche B Term Loan, 8.732% (Term SOFR + 400 bps), 3/17/28 $    854,407
  Total Office Automation & Equipment     $854,407
  Oil-Field Services — 1.6%  
1,774,980 ProFrac Holdings II LLC, Term Loan, 12.099% (Term SOFR + 725 bps), 3/4/25 $  1,806,042
250,000 ProFrac Holdings II, LLC, Delayed Draw Term A Loan, 12.151% (Term SOFR + 725 bps), 3/4/25     250,312
  Total Oil-Field Services   $2,056,354
  Pastoral & Agricultural — 0.5%  
643,500 Alltech, Inc., Term B Loan, 8.635% (LIBOR + 400 bps), 10/13/28 $    629,290
  Total Pastoral & Agricultural     $629,290
  Pharmacy Services — 0.3%  
346,500 Option Care Health, Inc., First Lien 2021 Refinancing Term Loan, 7.385% (LIBOR + 275 bps), 10/27/28 $    346,789
  Total Pharmacy Services     $346,789
  Physical Practice Management — 2.3%  
3,451,279 Team Health Holdings, Inc., Extended Term Loan, 9.868% (Term SOFR + 525 bps), 3/2/27 $  2,907,702
  Total Physical Practice Management   $2,907,702
13Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Physical Therapy & Rehabilitation Centers — 2.1%  
926,333 Summit Behavioral Healthcare LLC, First Lien Initial Term Loan, 9.885% (Term SOFR + 475 bps), 11/24/28 $    899,122
2,190,450 Upstream Newco, Inc., First Lien August 2021 Incremental Term Loan, 9.092% (Term SOFR + 425 bps), 11/20/26   1,792,883
  Total Physical Therapy & Rehabilitation Centers   $2,692,005
  Pipelines — 3.4%  
300,000 Brazos Delaware II, LLC, Initial Term Loan, 8.315% (Term SOFR + 375 bps), 2/11/30 $    298,687
500,000 Centurion Pipeline Company LLC, Initial Term Loan, 7.885% (LIBOR + 325 bps), 9/29/25      499,166
399,000 M6 Etx Holdings II Midco, LLC, Term Loan B, 9.158% (Term SOFR + 450 bps), 9/19/29      397,920
3,086,885 Traverse Midstream Partners LLC, Advance, 8.45% (Term SOFR + 375 bps), 2/16/28   3,067,592
  Total Pipelines   $4,263,365
  Professional Sports — 0.4%  
500,000 Formula One Management, Ltd. First Lien Facility B Loan, 7.868% (Term SOFR + 325 bps), 1/15/30 $    501,965
  Total Professional Sports     $501,965
  Property & Casualty Insurance — 2.3%  
491,250 Asurion LLC, New B-9 Term Loan, 7.885% (LIBOR + 325 bps), 7/31/27 $    459,524
1,250,000 Asurion LLC, Second Lien New B-4 Term Loan, 9.885% (LIBOR + 525 bps), 1/20/29   1,067,709
224,437 Asurion, LLC, New B-10 Term Loan, 8.68% (Term SOFR + 400 bps), 8/19/28      210,901
247,409 Asurion, LLC, New B-11 Term Loan, 8.912% (Term SOFR + 425 bps), 8/19/28      234,235
614,194 Sedgwick Claims Management Services, Inc. (Lightning Cayman Merger Sub, Ltd.), 2020 Term Loan, 8.596% ( Term SOFR + 375 bps), 2/17/28      615,633
250,000(b) Sedgwick Claims Management Services, Inc. (Lightning Cayman Merger Sub, Ltd.), Term Loan, 2/17/28     247,500
  Total Property & Casualty Insurance   $2,835,502
Pioneer Floating Rate Fund, Inc. |  | 2/28/2314

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Protection-Safety — 1.5%  
1,481,250 APX Group, Inc., Initial Term Loan, 10.00% (LIBOR + 325 bps), 7/10/28 $  1,441,441
497,468 Prime Security Services Borrower LLC, First Lien 2021 Refinancing Term B-1 Loan, 7.575% (LIBOR + 275 bps), 9/23/26     496,847
  Total Protection-Safety   $1,938,288
  Publishing — 1.8%  
845,625(b) Cengage Learning, Inc., First Lien Term B Loan, 9.88% (LIBOR + 475 bps), 7/14/26 $    801,547
798,000 Houghton Mifflin Harcourt Company, First Lien Term B Loan, 9.968% (Term SOFR + 525 bps), 4/9/29      731,167
740,625 McGraw-Hill Education, Inc., Initial Term Loan, 9.703% (LIBOR + 475 bps), 7/28/28     712,852
  Total Publishing   $2,245,566
  Publishing-Periodicals — 0.3%  
372,188 MJH Healthcare Holdings LLC, Initial Term B Loan, 8.218% (Term SOFR + 350 bps), 1/28/29 $    366,837
  Total Publishing-Periodicals     $366,837
  Recycling — 0.6%  
837,992 LTR Intermediate Holdings, Inc., Initial Term Loan, 9.23% (LIBOR + 450 bps), 5/5/28 $    768,858
  Total Recycling     $768,858
  Rental Auto & Equipment — 0.6%  
945,450 PECF USS Intermediate Holding III Corp., Initial Term Loan, 8.885% (LIBOR + 425 bps), 12/15/28 $    805,996
  Total Rental Auto & Equipment     $805,996
  Retail — 6.2%  
539,052 Great Outdoors Group LLC, Term B-2 Loan, 8.385% (LIBOR + 375 bps), 3/6/28 $    531,583
1,015,250 Highline Aftermarket Acquisition LLC, First Lien Initial Term Loan, 9.135% (LIBOR + 450 bps), 11/9/27      967,026
1,034,250 Michaels Cos, Inc., The Term B Loan, 8.98% (LIBOR + 425 bps), 4/15/28      950,864
491,250 Petco Health & Wellness Co., Inc., First Lien Initial Term Loan, 8.092% (Term SOFR + 325 bps), 3/3/28      486,913
1,034,250 PetSmart LLC, Initial Term Loan, 8.468% (Term SOFR + 375 bps), 2/11/28   1,032,850
736,931 RVR Dealership Holdings LLC, Term Loan, 8.553% (Term SOFR + 375 bps), 2/8/28      628,234
15Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Retail — (continued)  
689,500 SRS Distribution, Inc., 2021 Refinancing Term Loan, 8.135% (LIBOR + 350 bps), 6/2/28 $    668,492
1,399,691 Staples, Inc., 2019 Refinancing New Term B-2 Loan, 9.314% (LIBOR + 450 bps), 9/12/24   1,395,535
468,750 Torrid LLC, Closing Date Term Loan, 10.315% (LIBOR + 550 bps), 6/14/28      405,469
746,231 White Cap Supply Holdings LLC, Initial Closing Date Term Loan, 8.312% (Term SOFR + 375 bps), 10/19/27     736,182
  Total Retail   $7,803,148
  Rubber & Plastic Products — 1.3%  
1,130,053 Gates Global LLC, Initial B-3 Dollar Term Loan, 7.135% (LIBOR + 250 bps), 3/31/27 $  1,126,778
498,750 Gates Global LLC, Initial B-4 Dollar Term Loan, 8.063% (Term SOFR + 350 bps), 11/16/29     499,893
  Total Rubber & Plastic Products   $1,626,671
  Schools — 1.1%  
300,000(b) Fugue Finance LLC, Term Loan, 1/31/28 $    301,125
1,069,335 KUEHG Corp. (fka KC MergerSub, Inc.), Term B-3 Loan, 8.48% (LIBOR + 375 bps), 2/21/25   1,048,750
  Total Schools   $1,349,875
  Security Services — 1.8%  
350,000 Allied Universal Holdco LLC (f/k/a USAGM Holdco LLC), Initial U.S. Dollar Term Loan, 8.468% (Term SOFR + 375 bps), 5/12/28 $    337,834
1,964,719 Garda World Security Corp., Term B-2 Loan, 8.85% (LIBOR + 425 bps), 10/30/26   1,963,983
  Total Security Services   $2,301,817
  Semiconductor Equipment — 0.9%  
1,186,482 Ultra Clean Holdings, Inc., Second Amendment Term B Loan, 8.385% (LIBOR + 375 bps), 8/27/25 $  1,188,706
  Total Semiconductor Equipment   $1,188,706
  Shipbuilding — 0.8%  
1,038,059 MHI Holdings LLC, Initial Term Loan, 9.635% (LIBOR + 500 bps), 9/21/26 $  1,039,356
  Total Shipbuilding   $1,039,356
Pioneer Floating Rate Fund, Inc. |  | 2/28/2316

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Soap & Cleaning Preparation — 0.5%  
990,000 Knight Health Holdings LLC, Term B Loan, 9.885% (LIBOR + 525 bps), 12/23/28 $    587,812
  Total Soap & Cleaning Preparation     $587,812
  Steel Producers — 0.2%  
120,085(d) Phoenix Services International LLC, Initial Term Loan, 16.618% (Term SOFR + 200 bps), 3/28/23 $    115,894
1,490,652(c) Phoenix Services International LLC, Term B Loan, 6.075% (LIBOR + 375 bps), 3/1/25     183,936
  Total Steel Producers     $299,830
  Telecom Services — 1.2%  
648,375 Patagonia Holdco LLC, Amendment No.1 Term Loan, 10.473% (Term SOFR + 575 bps), 8/1/29 $    560,844
1,024,692 Windstream Services II, LLC, Initial Term Loan, 10.968% (Term SOFR + 625 bps), 9/21/27     920,942
  Total Telecom Services   $1,481,786
  Telephone-Integrated — 0.4%  
500,000(b) Level 3 Financing, Inc., Tranche B 2027 Term Loan, 6.385% (LIBOR + 175 bps), 3/1/27 $    458,125
  Total Telephone-Integrated     $458,125
  Textile-Home Furnishings — 0.6%  
992,500 Runner Buyer, Inc., Initial Term Loan, 10.454% (LIBOR + 550 bps), 10/20/28 $    746,456
  Total Textile-Home Furnishings     $746,456
  Theaters — 0.5%  
1,047,227 AMC Entertainment Holdings, Inc. (fka AMC Entertainment, Inc.), Term B-1 Loan, 7.573% (LIBOR + 300 bps), 4/22/26 $    661,062
  Total Theaters     $661,062
  Transport-Air Freight — 0.3%  
350,000(b) Atlas Air Inc., Term Loan, 2/8/30 $    341,031
  Total Transport-Air Freight     $341,031
  Transportation - Trucks — 0.4%  
493,750 Carriage Purchaser, Inc., Term B Loan, 8.885% (LIBOR + 425 bps), 9/30/28 $    486,446
  Total Transportation - Trucks     $486,446
  Transportation Services — 2.0%  
1,185,000 AIT Worldwide Logistics Holdings, Inc., First Lien Initial Term Loan, 9.33% (LIBOR + 475 bps), 4/6/28 $  1,145,993
17Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Transportation Services — (continued)  
374,026(b) First Student Bidco Inc., 2022 Incremental Term B Loan, 7/21/28 $    365,494
25,974(b) First Student Bidco Inc., 2022 Incremental Term C Loan, 7/21/28       25,382
542,316 First Student Bidco, Inc., Initial Term B Loan, 7.726% (LIBOR + 300 bps), 7/21/28      518,590
202,206 First Student Bidco, Inc., Initial Term C Loan, 7.726% (LIBOR + 300 bps), 7/21/28      193,359
345,625 LaserShip, Inc., First Lien Initial Term Loan, 9.23% (LIBOR + 450 bps), 5/7/28     290,901
  Total Transportation Services   $2,539,719
  Wireless Equipment — 0.5%  
582,075 Maxar Technologies Inc., Initial Term Loan, 8.968% (Term SOFR + 425 bps), 6/14/29 $    583,750
  Total Wireless Equipment     $583,750
  Total Senior Secured Floating Rate Loan Interests
(Cost $164,716,569)
$154,193,673
Shares            
  Common Stocks — 0.5% of Net Assets  
  Airlines — 0.3%  
40,684(e) Grupo Aeromexico SAB de CV $    444,719
  Total Airlines     $444,719
  Oil, Gas & Consumable Fuels — 0.2%  
13,075(e) Summit Midstream Partners LP $    218,222
  Total Oil, Gas & Consumable Fuels     $218,222
  Total Common Stocks
(Cost $813,401)
    $662,941
Principal
Amount
USD ($)
           
  Asset Backed Securities — 2.8% of Net Assets  
1,000,000(a) 522 Funding CLO, Ltd., Series 2019-4A, Class E, 11.808% (3 Month USD LIBOR + 700 bps), 4/20/30 (144A) $    875,586
Pioneer Floating Rate Fund, Inc. |  | 2/28/2318

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Asset Backed Securities — (continued)  
1,000,000(a) Goldentree Loan Management US CLO 2, Ltd., Series 2017-2A, Class E, 9.508% (3 Month USD LIBOR + 470 bps), 11/28/30 (144A) $    877,953
1,000,000 JPMorgan Chase Bank NA - CACLN, Series 2021-3, Class G, 9.812%, 2/26/29 (144A)      872,243
1,000,000(a) Octagon Investment Partners XXI, Ltd., Series 2014-1A, Class DRR, 11.869% (3 Month USD LIBOR + 700 bps), 2/14/31 (144A)     857,929
  Total Asset Backed Securities
(Cost $3,963,481)
  $3,483,711
  Collateralized Mortgage
Obligations—2.3% of Net Assets
 
370,000(a) Connecticut Avenue Securities Trust, Series 2021-R01, Class 1B2, 10.484% (SOFR30A + 600 bps), 10/25/41 (144A) $    337,975
750,000(a) Freddie Mac STACR REMIC Trust, Series 2021-DNA5, Class B2, 9.984% (SOFR30A + 550 bps), 1/25/34 (144A)      629,853
230,000(a) Freddie Mac STACR REMIC Trust, Series 2021-DNA7, Class B2, 12.284% (SOFR30A + 780 bps), 11/25/41 (144A)      214,344
490,000(a) Freddie Mac STACR REMIC Trust, Series 2021-HQA3, Class B2, 10.734% (SOFR30A + 625 bps), 9/25/41 (144A)      404,097
250,000(a) Freddie Mac STACR REMIC Trust, Series 2022-DNA1, Class B2, 11.584% (SOFR30A + 710 bps), 1/25/42 (144A)      221,768
320,000(a) Freddie Mac STACR REMIC Trust, Series 2022-DNA2, Class B2, 12.984% (SOFR30A + 850 bps), 2/25/42 (144A)      299,753
710,000(a) STACR Trust, Series 2018-HRP2, Class B2, 15.117% (1 Month USD LIBOR + 1,050 bps), 2/25/47 (144A)     779,810
  Total Collateralized Mortgage Obligations
(Cost $3,201,185)
  $2,887,600
  Commercial Mortgage-Backed
Securities—1.3% of Net Assets
 
593,138(a) BX Trust, Series 2022-PSB, Class F, 11.895% (1 Month Term SOFR + 733 bps), 8/15/39 (144A) $    595,369
315,000(a) Capital Funding Mortgage Trust, Series 2021-8, Class B, 17.67% (1 Month USD LIBOR + 1,310 bps), 6/22/23 (144A)      315,000
19Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  Commercial Mortgage-Backed
Securities—(continued)
 
47,587(a) FREMF Mortgage Trust, Series 2020-KF74, Class C, 10.824% (1 Month USD LIBOR + 625 bps), 1/25/27 (144A) $     42,794
1,000,000 Wells Fargo Commercial Mortgage Trust, Series 2015-C28, Class E, 3.00%, 5/15/48 (144A)     691,605
  Total Commercial Mortgage-Backed Securities
(Cost $1,741,046)
  $1,644,768
  Corporate Bonds — 12.4% of Net Assets  
  Advertising — 0.2%  
255,000 Clear Channel Outdoor Holdings, Inc., 7.50%, 6/1/29 (144A) $    206,550
  Total Advertising     $206,550
  Aerospace & Defense — 0.4%  
500,000 Bombardier, Inc., 7.125%, 6/15/26 (144A) $    490,967
  Total Aerospace & Defense     $490,967
  Airlines — 1.2%  
1,690,000 Grupo Aeromexico SAB de CV, 8.50%, 3/17/27 (144A) $  1,514,671
  Total Airlines   $1,514,671
  Auto Parts & Equipment — 0.1%  
170,000 Adient Global Holdings, Ltd., 7.00%, 4/15/28 $    170,000
  Total Auto Parts & Equipment     $170,000
  Banks — 1.0%  
1,000,000(f)(g) Citigroup, Inc., 4.70% (SOFR + 323 bps) $    912,500
391,000 Freedom Mortgage Corp., 8.25%, 4/15/25 (144A)     370,400
  Total Banks   $1,282,900
  Building Materials — 0.8%  
1,000,000 Koppers, Inc., 6.00%, 2/15/25 (144A) $    966,770
  Total Building Materials     $966,770
  Chemicals — 0.4%  
250,000 Element Solutions, Inc., 3.875%, 9/1/28 (144A) $    215,625
300,000 SCIL IV LLC/SCIL USA Holdings LLC, 5.375%, 11/1/26 (144A)     269,622
  Total Chemicals     $485,247
Pioneer Floating Rate Fund, Inc. |  | 2/28/2320

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Commercial Services — 0.3%  
500,000 Garda World Security Corp., 6.00%, 6/1/29 (144A) $    407,500
  Total Commercial Services     $407,500
  Computers — 0.1%  
103,000 Diebold Nixdorf, Inc., 9.375%, 7/15/25 (144A) $     72,100
  Total Computers      $72,100
  Diversified Financial Services — 1.2%  
200,000 Jefferies Finance LLC/JFIN Co.-Issuer Corp., 5.00%, 8/15/28 (144A) $    168,902
1,500,000 VistaJet Malta Finance Plc/XO Management Holding, Inc., 6.375%, 2/1/30 (144A)   1,312,898
  Total Diversified Financial Services   $1,481,800
  Engineering & Construction — 0.4%  
643,422 Artera Services LLC, 9.033%, 12/4/25 (144A) $    553,343
  Total Engineering & Construction     $553,343
  Iron & Steel — 0.4%  
500,000 Metinvest BV, 7.75%, 10/17/29 (144A) $    250,000
265,000 TMS International Corp., 6.25%, 4/15/29 (144A)     207,322
  Total Iron & Steel     $457,322
  Leisure Time — 0.3%  
500,000 Viking Cruises, Ltd., 5.875%, 9/15/27 (144A) $    428,770
  Total Leisure Time     $428,770
  Lodging — 0.7%  
1,000,000 Station Casinos LLC, 4.50%, 2/15/28 (144A) $    883,200
  Total Lodging     $883,200
  Media — 0.9%  
510,000 McGraw-Hill Education, Inc., 8.00%, 8/1/29 (144A) $    435,897
1,000,000 Sinclair Television Group, Inc., 5.50%, 3/1/30 (144A)     737,460
  Total Media   $1,173,357
  Mining — 0.3%  
500,000 Coeur Mining, Inc., 5.125%, 2/15/29 (144A) $    378,400
  Total Mining     $378,400
  Oil & Gas — 1.2%  
1,500,000 MEG Energy Corp., 7.125%, 2/1/27 (144A) $  1,522,500
  Total Oil & Gas   $1,522,500
21Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal
Amount
USD ($)
          Value
  REITs — 1.7%  
1,000,000 iStar, Inc., 4.75%, 10/1/24 $    998,130
1,065,000 Uniti Group LP/Uniti Fiber Holdings, Inc./CSL Capital LLC, 7.875%, 2/15/25 (144A)   1,085,689
  Total REITs   $2,083,819
  Retail — 0.3%  
500,000 LBM Acquisition LLC, 6.25%, 1/15/29 (144A) $    356,230
  Total Retail     $356,230
  Telecommunications — 0.5%  
500,000 Altice France Holding SA, 6.00%, 2/15/28 (144A) $    347,850
500,000 Lumen Technologies, Inc., 4.50%, 1/15/29 (144A)     264,250
  Total Telecommunications     $612,100
  Total Corporate Bonds
(Cost $17,157,852)
$15,527,546
Shares            
  Preferred Stock — 0.1% of Net Assets  
  Capital Markets — 0.1%  
2,870 B Riley Financial, Inc., 6.75%, 5/31/24 $     69,483
  Total Capital Markets      $69,483
  Total Preferred Stock
(Cost $70,513)
     $69,483
Principal
Amount
USD ($)
           
  Insurance-Linked Securities — 1.2% of Net
Assets#
 
  Event Linked Bonds — 0.9%  
  Multiperil – U.S. — 0.5%  
250,000(a) Matterhorn Re, 9.718%, (SOFR + 525 bps), 3/24/25 (144A) $    217,450
250,000(a) Residential Reinsurance 2021, 9.929%, (3 Month U.S. Treasury Bill + 518 bps), 12/6/25 (144A)      223,025
250,000(a) Sanders Re III, 8.245%, (3 Month U.S. Treasury Bill + 350 bps), 4/7/26 (144A)     232,750
                $673,225
Pioneer Floating Rate Fund, Inc. |  | 2/28/2322

Schedule of Investments  |  2/28/23
(unaudited) (continued)
Principal
Amount
USD ($)
          Value
  Windstorm - North Carolina — 0.2%  
250,000(a) Cape Lookout Re, 9.746%, (3 Month U.S. Treasury Bill + 500 bps), 3/28/25 (144A) $    233,575
  Windstorm – U.S. Regional — 0.2%  
250,000(a) Commonwealth Re, 8.267%, (3 Month U.S. Treasury Bill + 350 bps), 7/8/25 (144A) $    237,350
  Total Event Linked Bonds   $1,144,150
Face
Amount
USD ($)
           
  Collateralized Reinsurance — 0.0%  
  Multiperil – Worldwide — 0.0%  
27,000(e)(h)+ Limestone Re 2019-2, 3/1/23 (144A) $         —
  Windstorm – Florida — 0.0%  
250,000(e)(h)+ Formby Re 2018, 2/29/24 $      8,006
  Total Collateralized Reinsurance       $8,006
  Reinsurance Sidecars — 0.3%  
  Multiperil – U.S. — 0.0%  
250,000(e)(i)+ Harambee Re 2018, 12/31/24 $         —
250,000(e)(i)+ Harambee Re 2019, 12/31/24         250
                    $250
  Multiperil – Worldwide — 0.3%  
3,037(i)+ Alturas Re 2019-2, 3/10/23 $      1,414
29,558(i)+ Alturas Re 2020-2, 3/10/23        3,828
1,270,809(e)(h)+ Berwick Re 2018-1, 12/31/24       98,234
907,913(e)(h)+ Berwick Re 2019-1, 12/31/24      144,812
3,800(h)+ Eden Re II, 3/22/23 (144A)        3,252
199,590(e)(i)+ Lorenz Re 2019, 6/30/23        7,704
300,000(h)+ Merion Re 2018-2, 12/31/24       22,767
294,125(e)(h)+ Pangaea Re 2019-3, 7/1/23       10,580
10,000(h)+ Sector Re V, 12/1/24 (144A)       16,768
253,645(e)(h)+ Woburn Re 2018, 12/31/24        8,078
244,914(e)(h)+ Woburn Re 2019, 12/31/24      46,563
                $364,000
  Total Reinsurance Sidecars     $364,250
  Total Insurance-Linked Securities
(Cost $1,753,678)
  $1,516,406
23Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Shares           Value
  SHORT TERM INVESTMENTS — 5.6% of Net
Assets
 
  Open-End Fund — 5.6%  
6,999,667(j) Dreyfus Government Cash Management,
  Institutional Shares, 4.47%
$  6,999,667
              $6,999,667
  TOTAL SHORT TERM INVESTMENTS
(Cost $6,999,667)
  $6,999,667
  TOTAL INVESTMENTS IN UNAFFILIATED ISSUERS — 149.2%
(Cost $200,417,392)
$186,985,795
  OTHER ASSETS AND LIABILITIES — (49.2)% $(61,659,363)
  net assets — 100.0% $125,326,432
             
bps Basis Points.
FREMF Freddie Mac Multifamily Fixed-Rate Mortgage Loans.
LIBOR London Interbank Offered Rate.
SOFR Secured Overnight Financing Rate.
SOFR30A Secured Overnight Financing Rate 30 Day Average.
(144A) Security is exempt from registration under Rule 144A of the Securities Act of 1933. Such securities may be resold normally to qualified institutional buyers in a transaction exempt from registration. At February 28, 2023, the value of these securities amounted to $22,797,165, or 18.2% of net assets.
(a) Floating rate note. Coupon rate, reference index and spread shown at February 28, 2023.
(b) This term loan will settle after February 28, 2023, at which time the interest rate will be determined.
(c) Security is in default.
(d) All or a portion of this position has not settled. Full contract rates do not take effect until settlement date.
(e) Non-income producing security.
(f) Security is perpetual in nature and has no stated maturity date.
(g) The interest rate is subject to change periodically. The interest rate and/or reference index and spread shown at February 28, 2023.
(h) Issued as participation notes.
(i) Issued as preference shares.
(j) Rate periodically changes. Rate disclosed is the 7-day yield at February 28, 2023.
Pioneer Floating Rate Fund, Inc. |  | 2/28/2324

Schedule of Investments  |  2/28/23
(unaudited) (continued)
* Senior secured floating rate loan interests in which the Fund invests generally pay interest at rates that are periodically re-determined by reference to a base lending rate plus a premium. These base lending rates are generally (i) the lending rate offered by one or more major European banks, such as LIBOR or SOFR, (ii) the prime rate offered by one or more major United States banks, (iii) the rate of a certificate of deposit or (iv) other base lending rates used by commercial lenders. The interest rate shown is the rate accruing at February 28, 2023.
Amount rounds to less than 0.1%.
+ Security is valued using significant unobservable inputs (Level 3).
# Securities are restricted as to resale.
Restricted Securities Acquisition date Cost Value
Alturas Re 2019-2 12/19/2018 $3,037 $1,414
Alturas Re 2020-2 1/1/2020 29,558 3,828
Berwick Re 2018-1 1/10/2018 185,623 98,234
Berwick Re 2019-1 12/31/2018 108,488 144,812
Cape Lookout Re 3/16/2022 250,000 233,575
Commonwealth Re 6/15/2022 250,000 237,350
Eden Re II 1/22/2019 446 3,252
Formby Re 2018 7/9/2018 776 8,006
Harambee Re 2018 12/19/2017 5,311
Harambee Re 2019 12/20/2018 250
Limestone Re 2019-2 6/20/2018 230
Lorenz Re 2019 6/26/2019 43,771 7,704
Matterhorn Re 3/10/2022 250,000 217,450
Merion Re 2018-2 12/28/2017 22,767
Pangaea Re 2019-3 7/25/2019 8,824 10,580
Residential Reinsurance 2021 10/28/2021 250,000 223,025
Sanders Re III 3/22/2022 250,000 232,750
Sector Re V 1/1/2020 289 16,768
Woburn Re 2018 3/20/2018 79,220 8,078
Woburn Re 2019 1/30/2019 38,105 46,563
Total Restricted Securities     $1,516,406
% of Net assets     1.2%
FORWARD FOREIGN CURRENCY EXCHANGE CONTRACTS
Currency
Purchased
In
Exchange for
Currency
Sold
Deliver Counterparty Settlement
Date
Unrealized
Appreciation
(Depreciation)
MXN 6,990,000 USD 361,604 State Street Bank & Trust Co. 3/29/23 $18,290
USD 697,937 MXN 13,970,000 State Street Bank & Trust Co. 3/29/23 (61,307)
TOTAL FORWARD FOREIGN CURRENCY EXCHANGE CONTRACTS $(43,017)
25Pioneer Floating Rate Fund, Inc. |  | 2/28/23

Principal amounts are denominated in U.S. dollars (“USD”) unless otherwise noted.
MXN — Mexican Peso
USD — United States Dollar
Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in the three broad levels below.
Level 1 unadjusted quoted prices in active markets for identical securities.
Level 2 other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risks, etc.).
Level 3 significant unobservable inputs (including the Adviser's own assumptions in determining fair value of investments).
The following is a summary of the inputs used as of February 28, 2023, in valuing the Fund's investments:
  Level 1 Level 2 Level 3 Total
Senior Secured Floating Rate Loan Interests $$154,193,673 $$154,193,673
Common Stocks        
Airlines 444,719 444,719
Oil, Gas & Consumable Fuels 218,222 218,222
Asset Backed Securities 3,483,711 3,483,711
Collateralized Mortgage Obligations 2,887,600 2,887,600
Commercial Mortgage-Backed Securities 1,644,768 1,644,768
Corporate Bonds 15,527,546 15,527,546
Preferred Stock 69,483 69,483
Insurance-Linked Securities        
Collateralized Reinsurance        
Multiperil – Worldwide
Windstorm – Florida 8,006 8,006
Reinsurance Sidecars        
Multiperil – U.S. 250 250
Multiperil – Worldwide 364,000 364,000
All Other Insurance-Linked Securities 1,144,150 1,144,150
Open-End Fund 6,999,667 6,999,667
Total Investments in Securities $7,287,372 $178,881,448 $816,975 $186,985,795
Other Financial Instruments        
Net unrealized depreciation on forward foreign currency exchange contracts $$(43,017) $$(43,017)
Total Other Financial Instruments $$(43,017) $$(43,017)
During the period ended February 28, 2023, there were no significant transfers in or out of Level 3.
Pioneer Floating Rate Fund, Inc. |  | 2/28/2326