0001085146-13-001898.txt : 20131112
0001085146-13-001898.hdr.sgml : 20131111
20131112125710
ACCESSION NUMBER: 0001085146-13-001898
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
EFFECTIVENESS DATE: 20131112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProVise Management Group, LLC
CENTRAL INDEX KEY: 0001305707
IRS NUMBER: 010590880
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11109
FILM NUMBER: 131209014
BUSINESS ADDRESS:
STREET 1: 611 DRUID ROAD EAST
STREET 2: SUITE 105
CITY: CLEARWATER
STATE: FL
ZIP: 33756
BUSINESS PHONE: 727-441-9022
MAIL ADDRESS:
STREET 1: 611 DRUID ROAD EAST
STREET 2: SUITE 105
CITY: CLEARWATER
STATE: FL
ZIP: 33756
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001305707
XXXXXXXX
09-30-2013
09-30-2013
false
ProVise Management Group, LLC
611 DRUID ROAD EAST
SUITE 105
CLEARWATER
FL
33756
13F HOLDINGS REPORT
028-11109
N
V. Raymond Ferrara
President, CCO, CEO
727-441-9022
/s/ Raymond Ferrara
Clearwater
FL
11-11-2013
0
300
353018
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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COM
88579Y101
1829
15320
SH
SOLE
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0
15320
ABB LTD
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231
9800
SH
SOLE
0
0
9800
ABBOTT LABS
COM
002824100
1180
35544
SH
SOLE
0
0
35544
ABBVIE INC
COM
00287Y109
1335
29838
SH
SOLE
0
0
29838
AIRGAS INC
COM
009363102
319
3005
SH
SOLE
0
0
3005
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
1258
178631
SH
SOLE
0
0
178631
ALPS ETF TR
SECTR DIV DOGS
00162Q858
963
30040
SH
SOLE
0
0
30040
ALTRIA GROUP INC
COM
02209S103
540
15714
SH
SOLE
0
0
15714
AMERICAN CAP MTG INVT CORP
COM
02504A104
304
15355
SH
SOLE
0
0
15355
AMERICAN ELEC PWR INC
COM
025537101
986
22761
SH
SOLE
0
0
22761
AMERICAN EXPRESS CO
COM
025816109
740
9795
SH
SOLE
0
0
9795
AMERICAN INCOME FD INC
COM
02672T109
469
63265
SH
SOLE
0
0
63265
AMERICAN SELECT PORTFOLIO IN
COM
029570108
161
16800
SH
SOLE
0
0
16800
AMERICAN STRATEGIC INCM PTFL
COM
030098107
172
17625
SH
SOLE
0
0
17625
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
1185
27505
SH
SOLE
0
0
27505
AMGEN INC
COM
031162100
272
2432
SH
SOLE
0
0
2432
APPLE INC
COM
037833100
1507
3162
SH
SOLE
0
0
3162
APPLIED MATLS INC
COM
038222105
654
37325
SH
SOLE
0
0
37325
ASTRAZENECA PLC
SPONSORED ADR
046353108
359
6900
SH
SOLE
0
0
6900
AT&T INC
COM
00206R102
1966
58112
SH
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0
0
58112
AUTOMATIC DATA PROCESSING IN
COM
053015103
1867
25799
SH
SOLE
0
0
25799
BAIDU INC
SPON ADR REP A
056752108
384
2475
SH
SOLE
0
0
2475
BALCHEM CORP
COM
057665200
278
5363
SH
SOLE
0
0
5363
BANCO SANTANDER SA
ADR
05964H105
281
34370
SH
SOLE
0
0
34370
BANK OF AMERICA CORPORATION
COM
060505104
1463
106001
SH
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0
0
106001
BARRETT BUSINESS SERVICES IN
COM
068463108
258
3830
SH
SOLE
0
0
3830
BED BATH & BEYOND INC
COM
075896100
362
4685
SH
SOLE
0
0
4685
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
340
2
SH
SOLE
0
0
2
BIOGEN IDEC INC
COM
09062X103
265
1102
SH
SOLE
0
0
1102
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
290
22374
SH
SOLE
0
0
22374
BLACKROCK CR ALLCTN INC TR
COM
092508100
570
43700
SH
SOLE
0
0
43700
BLACKROCK FLOAT RATE OME STR
COM
09255X100
1256
84730
SH
SOLE
0
0
84730
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
147
10511
SH
SOLE
0
0
10511
BLACKROCK INC
COM
09247X101
838
3095
SH
SOLE
0
0
3095
BLACKROCK INCOME OPP TRUST I
COM
092475102
171
17252
SH
SOLE
0
0
17252
BLACKROCK INCOME TR INC
COM
09247F100
157
23610
SH
SOLE
0
0
23610
BLACKROCK MUNI INTER DR FD I
COM
09253X102
677
47380
SH
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0
0
47380
BLACKROCK MUNIASSETS FD INC
COM
09254J102
131
11000
SH
SOLE
0
0
11000
BLACKROCK MUNIHLDS INVSTM QL
COM
09254P108
251
19113
SH
SOLE
0
0
19113
BLACKROCK STRTGC BOND TR
COM
09249G106
598
46175
SH
SOLE
0
0
46175
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
304
12200
SH
SOLE
0
0
12200
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
639
21030
SH
SOLE
0
0
21030
BOEING CO
COM
097023105
785
6683
SH
SOLE
0
0
6683
BP PLC
SPONSORED ADR
055622104
928
22071
SH
SOLE
0
0
22071
BRISTOL MYERS SQUIBB CO
COM
110122108
1425
30804
SH
SOLE
0
0
30804
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
897
13675
SH
SOLE
0
0
13675
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
2490
41792
SH
SOLE
0
0
41792
CELGENE CORP
COM
151020104
794
5150
SH
SOLE
0
0
5150
CENTURYLINK INC
COM
156700106
424
13523
SH
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0
0
13523
CHAMBERS STR PPTYS
COM
157842105
781
88907
SH
SOLE
0
0
88907
CHESAPEAKE ENERGY CORP
COM
165167107
376
14530
SH
SOLE
0
0
14530
CHEVRON CORP NEW
COM
166764100
3380
27821
SH
SOLE
0
0
27821
CISCO SYS INC
COM
17275R102
1809
77213
SH
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0
0
77213
CLOROX CO DEL
COM
189054109
1172
14340
SH
SOLE
0
0
14340
COCA COLA CO
COM
191216100
2991
78971
SH
SOLE
0
0
78971
COLGATE PALMOLIVE CO
COM
194162103
1728
29136
SH
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0
0
29136
COMPASS DIVERSIFIED HOLDINGS
SH BEN INT
20451Q104
584
32800
SH
SOLE
0
0
32800
COMPASS MINERALS INTL INC
COM
20451N101
1403
18400
SH
SOLE
0
0
18400
CORNING INC
COM
219350105
148
10195
SH
SOLE
0
0
10195
CROSSTEX ENERGY L P
COM
22765U102
446
22400
SH
SOLE
0
0
22400
CVS CAREMARK CORPORATION
COM
126650100
1747
30779
SH
SOLE
0
0
30779
DIAGEO P L C
SPON ADR NEW
25243Q205
676
5316
SH
SOLE
0
0
5316
DISCOVER FINL SVCS
COM
254709108
511
10109
SH
SOLE
0
0
10109
DISNEY WALT CO
COM DISNEY
254687106
357
5529
SH
SOLE
0
0
5529
DREYFUS MUN INCOME INC
COM
26201R102
572
65958
SH
SOLE
0
0
65958
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
436
56473
SH
SOLE
0
0
56473
DREYFUS STRATEGIC MUNS INC
COM
261932107
232
28883
SH
SOLE
0
0
28883
DU PONT E I DE NEMOURS & CO
COM
263534109
738
12608
SH
SOLE
0
0
12608
DWS MULTI MKT INCOME TR
SHS
23338L108
365
36452
SH
SOLE
0
0
36452
DWS MUN INCOME TR
COM
23338M106
623
50450
SH
SOLE
0
0
50450
DWS STRATEGIC INCOME TR
SHS
23338N104
728
53900
SH
SOLE
0
0
53900
E M C CORP MASS
COM
268648102
943
36900
SH
SOLE
0
0
36900
EATON VANCE LTD DUR INCOME F
COM
27828H105
368
23547
SH
SOLE
0
0
23547
EATON VANCE MUN BD FD
COM
27827X101
116
10000
SH
SOLE
0
0
10000
EBAY INC
COM
278642103
518
9280
SH
SOLE
0
0
9280
EMERSON ELEC CO
COM
291011104
850
13138
SH
SOLE
0
0
13138
ENBRIDGE INC
COM
29250N105
814
19511
SH
SOLE
0
0
19511
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
1934
29410
SH
SOLE
0
0
29410
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
1257
24137
SH
SOLE
0
0
24137
ENTERPRISE PRODS PARTNERS L
COM
293792107
3175
52022
SH
SOLE
0
0
52022
EXELON CORP
COM
30161N101
1414
47676
SH
SOLE
0
0
47676
EXPRESS SCRIPTS HLDG CO
COM
30219G108
604
9780
SH
SOLE
0
0
9780
EXXON MOBIL CORP
COM
30231G102
3508
40774
SH
SOLE
0
0
40774
FACEBOOK INC
CL A
30303M102
496
9870
SH
SOLE
0
0
9870
FEDERATED PREM INTR MUN INC
COM
31423M105
341
27200
SH
SOLE
0
0
27200
FIRST COMWLTH FINL CORP PA
COM
319829107
97
12845
SH
SOLE
0
0
12845
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
177
10900
SH
SOLE
0
0
10900
FIRST POTOMAC RLTY TR
COM
33610F109
451
35900
SH
SOLE
0
0
35900
FLEETCOR TECHNOLOGIES INC
COM
339041105
291
2644
SH
SOLE
0
0
2644
FLOWERS FOODS INC
COM
343498101
345
16101
SH
SOLE
0
0
16101
FORD MTR CO DEL
COM PAR $0.01
345370860
170
10048
SH
SOLE
0
0
10048
FRANKLIN RES INC
COM
354613101
326
6440
SH
SOLE
0
0
6440
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
454
13730
SH
SOLE
0
0
13730
FRONTIER COMMUNICATIONS CORP
COM
35906A108
101
24153
SH
SOLE
0
0
24153
GARTNER INC
COM
366651107
266
4437
SH
SOLE
0
0
4437
GENERAL DYNAMICS CORP
COM
369550108
329
3764
SH
SOLE
0
0
3764
GENERAL ELECTRIC CO
COM
369604103
5363
224509
SH
SOLE
0
0
224509
GENERAL MLS INC
COM
370334104
2118
44200
SH
SOLE
0
0
44200
GENUINE PARTS CO
COM
372460105
332
4100
SH
SOLE
0
0
4100
GILEAD SCIENCES INC
COM
375558103
302
4800
SH
SOLE
0
0
4800
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
2543
50693
SH
SOLE
0
0
50693
GOLDCORP INC NEW
COM
380956409
484
18600
SH
SOLE
0
0
18600
GOOGLE INC
CL A
38259P508
1751
1999
SH
SOLE
0
0
1999
HALLIBURTON CO
COM
406216101
354
7351
SH
SOLE
0
0
7351
HANCOCK JOHN INVS TR
COM
410142103
240
12725
SH
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0
0
12725
HANCOCK JOHN PFD INCOME FD
SH BEN INT
41013W108
193
10000
SH
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0
0
10000
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
240
12500
SH
SOLE
0
0
12500
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
151
12597
SH
SOLE
0
0
12597
HARTFORD FINL SVCS GROUP INC
COM
416515104
321
10300
SH
SOLE
0
0
10300
HEALTH CARE REIT INC
COM
42217K106
1421
22788
SH
SOLE
0
0
22788
HOME DEPOT INC
COM
437076102
1407
18552
SH
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0
18552
HOME PROPERTIES INC
COM
437306103
225
3900
SH
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0
0
3900
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
680
24025
SH
SOLE
0
0
24025
INTEL CORP
COM
458140100
2791
121772
SH
SOLE
0
0
121772
INTERNATIONAL BUSINESS MACHS
COM
459200101
899
4858
SH
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0
4858
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EM MK MINVOL ETF
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818
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SH
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S&P 100 ETF
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378
5052
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1813
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SH
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0
0
27327
ISHARES
MSCI EMG MKT ETF
464287234
2503
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SH
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0
61530
ISHARES
S&P 500 GRWT ETF
464287309
957
10708
SH
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0
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ISHARES
S&P 500 VAL ETF
464287408
272
3478
SH
SOLE
0
0
3478
ISHARES
MSCI EAFE ETF
464287465
2534
39717
SH
SOLE
0
0
39717
ISHARES
RUS MID-CAP ETF
464287499
1543
11097
SH
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0
0
11097
ISHARES
CORE S&P MCP ETF
464287507
3489
28108
SH
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0
0
28108
ISHARES
S&P MC 400GR ETF
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1208
8685
SH
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0
0
8685
ISHARES
RUS 1000 GRW ETF
464287614
4040
51661
SH
SOLE
0
0
51661
ISHARES
S&P MC 400VL ETF
464287705
444
4111
SH
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0
0
4111
ISHARES
U.S. TELECOM ETF
464287713
630
22854
SH
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U.S. REAL ES ETF
464287739
289
4528
SH
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0
0
4528
ISHARES
CORE S&P SCP ETF
464287804
10824
108458
SH
SOLE
0
0
108458
ISHARES
SP SMCP600GR ETF
464287887
340
3141
SH
SOLE
0
0
3141
ISHARES
MSCI KLD400 SOC
464288570
483
7671
SH
SOLE
0
0
7671
ISHARES
U.S. PFD STK ETF
464288687
5338
140483
SH
SOLE
0
0
140483
ISHARES
GLOBAL MATER ETF
464288695
299
5000
SH
SOLE
0
0
5000
ISHARES
HIGH DIVIDND ETF
46429B663
8265
124697
SH
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0
0
124697
ISHARES
EAFE MIN VOL ETF
46429B689
1082
17748
SH
SOLE
0
0
17748
ISHARES
USA MIN VOL ETF
46429B697
271
8140
SH
SOLE
0
0
8140
ITC HLDGS CORP
COM
465685105
1862
19838
SH
SOLE
0
0
19838
JOHNSON & JOHNSON
COM
478160104
6032
69587
SH
SOLE
0
0
69587
JPMORGAN CHASE & CO
COM
46625H100
2029
39240
SH
SOLE
0
0
39240
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
388
8700
SH
SOLE
0
0
8700
KAYNE ANDERSON ENERGY DEV CO
COM
48660Q102
386
13515
SH
SOLE
0
0
13515
KELLY SVCS INC
CL A
488152208
535
27500
SH
SOLE
0
0
27500
KIMBERLY CLARK CORP
COM
494368103
351
3734
SH
SOLE
0
0
3734
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
2604
32869
SH
SOLE
0
0
32869
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
1023
13647
SH
SOLE
0
0
13647
KKR & CO L P DEL
COM UNITS
48248M102
747
36300
SH
SOLE
0
0
36300
KKR FINL HLDGS LLC
COM
48248A306
669
64800
SH
SOLE
0
0
64800
KRAFT FOODS GROUP INC
COM
50076Q106
1979
37711
SH
SOLE
0
0
37711
KROGER CO
COM
501044101
291
7214
SH
SOLE
0
0
7214
LEGACY RESERVES LP
UNIT LP INT
524707304
805
29800
SH
SOLE
0
0
29800
LINN ENERGY LLC
UNIT LTD LIAB
536020100
381
14700
SH
SOLE
0
0
14700
LOCKHEED MARTIN CORP
COM
539830109
426
3333
SH
SOLE
0
0
3333
LOWES COS INC
COM
548661107
1646
34580
SH
SOLE
0
0
34580
MAIN STREET CAPITAL CORP
COM
56035L104
353
11802
SH
SOLE
0
0
11802
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
1150
45958
SH
SOLE
0
0
45958
MARKET VECTORS ETF TR
MKT VECTR WIDE
57060U134
2163
79645
SH
SOLE
0
0
79645
MCDONALDS CORP
COM
580135101
2755
28635
SH
SOLE
0
0
28635
MEDTRONIC INC
COM
585055106
492
9235
SH
SOLE
0
0
9235
METLIFE INC
COM
59156R108
1150
24500
SH
SOLE
0
0
24500
MFS INTER INCOME TR
SH BEN INT
55273C107
506
95275
SH
SOLE
0
0
95275
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
128
19303
SH
SOLE
0
0
19303
MICROSEMI CORP
COM
595137100
468
19300
SH
SOLE
0
0
19300
MICROSOFT CORP
COM
594918104
349
10475
SH
SOLE
0
0
10475
MONDELEZ INTL INC
CL A
609207105
887
28231
SH
SOLE
0
0
28231
MUELLER WTR PRODS INC
COM SER A
624758108
228
28560
SH
SOLE
0
0
28560
MYLAN INC
COM
628530107
641
16800
SH
SOLE
0
0
16800
NATIONAL GRID PLC
SPON ADR NEW
636274300
1553
26296
SH
SOLE
0
0
26296
NATIONAL OILWELL VARCO INC
COM
637071101
681
8720
SH
SOLE
0
0
8720
NEUBERGER BERMAN INTER MUNI
COM
64124P101
739
52884
SH
SOLE
0
0
52884
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
271
8800
SH
SOLE
0
0
8800
NOVARTIS A G
SPONSORED ADR
66987V109
2456
32021
SH
SOLE
0
0
32021
NOVO-NORDISK A S
ADR
670100205
525
3095
SH
SOLE
0
0
3095
NPS PHARMACEUTICALS INC
COM
62936P103
604
19000
SH
SOLE
0
0
19000
NTT DOCOMO INC
SPONS ADR
62942M201
773
47605
SH
SOLE
0
0
47605
NUSTAR ENERGY LP
UNIT COM
67058H102
769
19185
SH
SOLE
0
0
19185
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
250
19277
SH
SOLE
0
0
19277
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
660
53382
SH
SOLE
0
0
53382
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
282
22524
SH
SOLE
0
0
22524
NUVEEN QUALITY INCOME MUN FD
COM
670977107
213
16900
SH
SOLE
0
0
16900
ODYSSEY MARINE EXPLORATION I
COM
676118102
1232
410620
SH
SOLE
0
0
410620
ORACLE CORP
COM
68389X105
882
26605
SH
SOLE
0
0
26605
ORANGE
SPONSORED ADR
684060106
490
39100
SH
SOLE
0
0
39100
PAYCHEX INC
COM
704326107
1605
39485
SH
SOLE
0
0
39485
PEOPLES UNITED FINANCIAL INC
COM
712704105
690
48017
SH
SOLE
0
0
48017
PEPSICO INC
COM
713448108
4891
61521
SH
SOLE
0
0
61521
PFIZER INC
COM
717081103
4111
143102
SH
SOLE
0
0
143102
PHILIP MORRIS INTL INC
COM
718172109
384
4439
SH
SOLE
0
0
4439
PHILLIPS 66
COM
718546104
213
3678
SH
SOLE
0
0
3678
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
1184
68176
SH
SOLE
0
0
68176
PIMCO ETF TR
1-5 US TIP IDX
72201R205
817
15411
SH
SOLE
0
0
15411
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
711
6780
SH
SOLE
0
0
6780
PIMCO MUN INCOME FD II
COM
72200W106
110
10000
SH
SOLE
0
0
10000
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
886
51751
SH
SOLE
0
0
51751
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
2612
105869
SH
SOLE
0
0
105869
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
1208
88213
SH
SOLE
0
0
88213
PROCTER & GAMBLE CO
COM
742718109
2378
31458
SH
SOLE
0
0
31458
PRUDENTIAL FINL INC
COM
744320102
421
5400
SH
SOLE
0
0
5400
PUTMAN HIGH INCOME SEC FUND
SHS BEN INT
746779107
139
17708
SH
SOLE
0
0
17708
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
74
14060
SH
SOLE
0
0
14060
QUALCOMM INC
COM
747525103
1732
25730
SH
SOLE
0
0
25730
REALTY INCOME CORP
COM
756109104
1248
31413
SH
SOLE
0
0
31413
REGIONS FINL CORP NEW
COM
7591EP100
385
41619
SH
SOLE
0
0
41619
RETAIL PPTYS AMER INC
CL A
76131V202
470
34194
SH
SOLE
0
0
34194
ROCKWOOD HLDGS INC
COM
774415103
241
3600
SH
SOLE
0
0
3600
ROGERS COMMUNICATIONS INC
CL B
775109200
1838
42730
SH
SOLE
0
0
42730
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
2415
35070
SH
SOLE
0
0
35070
RYDEX ETF TRUST
GUG RUSS TOP 50
78355W205
1659
14158
SH
SOLE
0
0
14158
RYDEX ETF TRUST
GUG S&P500EQWTTE
78355W817
2175
27813
SH
SOLE
0
0
27813
RYDEX ETF TRUST
GUG S&P500EQWTMA
78355W825
816
11395
SH
SOLE
0
0
11395
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W833
1022
14081
SH
SOLE
0
0
14081
RYDEX ETF TRUST
GUG S&P500EQWTHC
78355W841
845
8409
SH
SOLE
0
0
8409
SANOFI
SPONSORED ADR
80105N105
2151
42481
SH
SOLE
0
0
42481
SCHLUMBERGER LTD
COM
806857108
348
3933
SH
SOLE
0
0
3933
SCHWAB CHARLES CORP NEW
COM
808513105
1184
55975
SH
SOLE
0
0
55975
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
579
14090
SH
SOLE
0
0
14090
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
2128
57042
SH
SOLE
0
0
57042
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
1641
47423
SH
SOLE
0
0
47423
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
7323
151875
SH
SOLE
0
0
151875
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
205
8356
SH
SOLE
0
0
8356
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1655
49178
SH
SOLE
0
0
49178
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
552
18167
SH
SOLE
0
0
18167
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
284
5594
SH
SOLE
0
0
5594
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
3417
67615
SH
SOLE
0
0
67615
SEADRILL LIMITED
SHS
G7945E105
1336
29642
SH
SOLE
0
0
29642
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
634
15095
SH
SOLE
0
0
15095
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
666
13167
SH
SOLE
0
0
13167
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
221
2665
SH
SOLE
0
0
2665
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
492
25230
SH
SOLE
0
0
25230
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
692
14920
SH
SOLE
0
0
14920
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2050
64472
SH
SOLE
0
0
64472
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
2086
89400
SH
SOLE
0
0
89400
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
580
38000
SH
SOLE
0
0
38000
SINCLAIR BROADCAST GROUP INC
CL A
829226109
412
12300
SH
SOLE
0
0
12300
SIRIUS XM RADIO INC
COM
82967N108
184
47500
SH
SOLE
0
0
47500
SOUTHERN CO
COM
842587107
557
13520
SH
SOLE
0
0
13520
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
219
5182
SH
SOLE
0
0
5182
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
2383
51082
SH
SOLE
0
0
51082
SPDR SERIES TRUST
BRCLY EM LOCL
78464A391
810
26801
SH
SOLE
0
0
26801
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
1050
26363
SH
SOLE
0
0
26363
SPDR SERIES TRUST
S&P REGL BKG
78464A698
414
11600
SH
SOLE
0
0
11600
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
13145
190669
SH
SOLE
0
0
190669
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
429
5839
SH
SOLE
0
0
5839
SPECTRA ENERGY CORP
COM
847560109
2547
74399
SH
SOLE
0
0
74399
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
110
10000
SH
SOLE
0
0
10000
STARBUCKS CORP
COM
855244109
834
10837
SH
SOLE
0
0
10837
STATE STR CORP
COM
857477103
227
3450
SH
SOLE
0
0
3450
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
356
7600
SH
SOLE
0
0
7600
SUNEDISON INC
COM
86732Y109
191
24000
SH
SOLE
0
0
24000
SUPERIOR ENERGY SVCS INC
COM
868157108
300
12000
SH
SOLE
0
0
12000
SYNOVUS FINL CORP
COM
87161C105
345
104660
SH
SOLE
0
0
104660
TAL INTL GROUP INC
COM
874083108
389
8317
SH
SOLE
0
0
8317
TCW STRATEGIC INCOME FUND IN
COM
872340104
152
28300
SH
SOLE
0
0
28300
TELEFONICA S A
SPONSORED ADR
879382208
306
19763
SH
SOLE
0
0
19763
TERADATA CORP DEL
COM
88076W103
379
6841
SH
SOLE
0
0
6841
TORONTO DOMINION BK ONT
COM NEW
891160509
787
8750
SH
SOLE
0
0
8750
TOTAL S A
SPONSORED ADR
89151E109
1164
20100
SH
SOLE
0
0
20100
TRANSCANADA CORP
COM
89353D107
1011
22999
SH
SOLE
0
0
22999
TRIANGLE CAP CORP
COM
895848109
438
14900
SH
SOLE
0
0
14900
TRIPADVISOR INC
COM
896945201
285
3759
SH
SOLE
0
0
3759
TYLER TECHNOLOGIES INC
COM
902252105
308
3522
SH
SOLE
0
0
3522
UNILEVER PLC
SPON ADR NEW
904767704
1906
49400
SH
SOLE
0
0
49400
UNITED PARCEL SERVICE INC
CL B
911312106
797
8716
SH
SOLE
0
0
8716
UNITED RENTALS INC
COM
911363109
490
8400
SH
SOLE
0
0
8400
UNITED TECHNOLOGIES CORP
COM
913017109
466
4327
SH
SOLE
0
0
4327
UNITED THERAPEUTICS CORP DEL
COM
91307C102
293
3717
SH
SOLE
0
0
3717
US BANCORP DEL
COM NEW
902973304
882
24130
SH
SOLE
0
0
24130
VALERO ENERGY CORP NEW
COM
91913Y100
314
9200
SH
SOLE
0
0
9200
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
2106
26210
SH
SOLE
0
0
26210
VANGUARD INDEX FDS
REIT ETF
922908553
848
12814
SH
SOLE
0
0
12814
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
909
7941
SH
SOLE
0
0
7941
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
680
7540
SH
SOLE
0
0
7540
VANGUARD INDEX FDS
MID CAP ETF
922908629
851
8307
SH
SOLE
0
0
8307
VANGUARD INDEX FDS
GROWTH ETF
922908736
4340
51301
SH
SOLE
0
0
51301
VANGUARD INDEX FDS
VALUE ETF
922908744
3510
50298
SH
SOLE
0
0
50298
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1030
10050
SH
SOLE
0
0
10050
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2143
24452
SH
SOLE
0
0
24452
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1117
27855
SH
SOLE
0
0
27855
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
225
4125
SH
SOLE
0
0
4125
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
1023
20700
SH
SOLE
0
0
20700
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
22785
327423
SH
SOLE
0
0
327423
VANGUARD STAR FD
VG TL INTL STK F
921909768
499
9956
SH
SOLE
0
0
9956
VERIZON COMMUNICATIONS INC
COM
92343V104
1278
27372
SH
SOLE
0
0
27372
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
335
9525
SH
SOLE
0
0
9525
WALGREEN CO
COM
931422109
243
4818
SH
SOLE
0
0
4818
WAL-MART STORES INC
COM
931142103
2829
38254
SH
SOLE
0
0
38254
WALTER ENERGY INC
COM
93317Q105
148
10575
SH
SOLE
0
0
10575
WALTER INVT MGMT CORP
COM
93317W102
1823
46100
SH
SOLE
0
0
46100
WASTE MGMT INC DEL
COM
94106L109
986
23900
SH
SOLE
0
0
23900
WELLS FARGO & CO NEW
COM
949746101
3079
74564
SH
SOLE
0
0
74564
WESTERN ASSET INCOME FD
COM
95766T100
133
10460
SH
SOLE
0
0
10460
WESTERN ASSET INTM MUNI FD I
COM
958435109
214
23400
SH
SOLE
0
0
23400
WESTERN ASSET VAR RT STRG FD
COM
957667108
298
17495
SH
SOLE
0
0
17495
WESTERN UN CO
COM
959802109
1038
55637
SH
SOLE
0
0
55637
WILEY JOHN & SONS INC
CL A
968223206
1163
24400
SH
SOLE
0
0
24400
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
943
20209
SH
SOLE
0
0
20209
WISDOMTREE TR
EMERG MKTS ETF
97717W315
917
17740
SH
SOLE
0
0
17740
WISDOMTREE TR
DEFA FD
97717W703
242
4687
SH
SOLE
0
0
4687
WISDOMTREE TR
EM LCL DEBT FD
97717X867
294
6256
SH
SOLE
0
0
6256
YUM BRANDS INC
COM
988498101
318
4445
SH
SOLE
0
0
4445