-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UUigs3Rz69Hq38TYEVwBVlOizcYnMnz6tZVpU9dAsi6WtHBTZnVf8kuqre0Cl3rb mBKl8tEZBRQ1M1Ap0ZOfjQ== 0001085146-08-000578.txt : 20080501 0001085146-08-000578.hdr.sgml : 20080501 20080501171404 ACCESSION NUMBER: 0001085146-08-000578 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 EFFECTIVENESS DATE: 20080501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ProVise Management Group, LLC CENTRAL INDEX KEY: 0001305707 IRS NUMBER: 010590880 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11109 FILM NUMBER: 08795630 BUSINESS ADDRESS: STREET 1: 611 DRUID ROAD EAST STREET 2: SUITE 105 CITY: CLEARWATER STATE: FL ZIP: 33756 BUSINESS PHONE: 727-441-9022 MAIL ADDRESS: STREET 1: 611 DRUID ROAD EAST STREET 2: SUITE 105 CITY: CLEARWATER STATE: FL ZIP: 33756 13F-HR 1 pvmg1q08.txt PROVISE MANAGEMENT GROUP LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ProVise Management Group, LLC. Address: 611 Druid Road East, Suite 105 Clearwater, FL 33756 13F File Number: 28-11109 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: V. Raymond Ferrara Title: President, CCO, CEO Phone: 727 441-9022 Signature, Place, and Date of Signing: /s/ Raymond Ferrara Clearwater, FL April 29, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 167 Form13F Information Table Value Total: $161,166 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1207 15250 SH SOLE 0 0 15250 ABBOTT LABS COM 002824100 425 7710 SH SOLE 0 0 7710 ADVENT CLAYMORE CV SECS & IN COM 00764C109 660 31050 SH SOLE 0 0 31050 AEGON N V NY REGISTRY SH 007924103 432 29482 SH SOLE 0 0 29482 AIRGAS INC COM 009363102 882 19400 SH SOLE 0 0 19400 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 1511 23835 SH SOLE 0 0 23835 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 786 95597 SH SOLE 0 0 95597 ALLSTATE CORP COM 020002101 203 4234 SH SOLE 0 0 4234 AMERICAN CAPITAL STRATEGIES COM 024937104 287 8400 SH SOLE 0 0 8400 AMERICAN EXPRESS CO COM 025816109 1551 35479 SH SOLE 0 0 35479 AMERICAN INCOME FD INC COM 02672T109 191 25100 SH SOLE 0 0 25100 AMERICAN INTL GROUP INC COM 026874107 691 15967 SH SOLE 0 0 15967 AMERICAN SELECT PORTFOLIO IN COM 029570108 596 51195 SH SOLE 0 0 51195 AMERICAN STRATEGIC INCM PTFL COM 030098107 120 11200 SH SOLE 0 0 11200 AMERICAN STRATEGIC INCOME II COM 03009T101 197 18025 SH SOLE 0 0 18025 AMERIGAS PARTNERS L P UNIT L P INT 030975106 296 9825 SH SOLE 0 0 9825 AMERN STRATEGIC INCOME PTFL COM 030099105 111 10300 SH SOLE 0 0 10300 AMGEN INC COM 031162100 327 7827 SH SOLE 0 0 7827 APACHE CORP COM 037411105 2119 17542 SH SOLE 0 0 17542 ASHFORD HOSPITALITY TR INC COM SHS 044103109 176 31000 SH SOLE 0 0 31000 AUTOMATIC DATA PROCESSING IN COM 053015103 964 22750 SH SOLE 0 0 22750 AVON PRODS INC COM 054303102 660 16695 SH SOLE 0 0 16695 BANK OF AMERICA CORPORATION COM 060505104 3688 97289 SH SOLE 0 0 97289 BERKSHIRE HATHAWAY INC DEL CL A 084670108 267 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B 084670207 2670 597 SH SOLE 0 0 597 BLACKROCK FLOAT RATE OME STR COM 09255X100 444 30950 SH SOLE 0 0 30950 BLACKROCK GBL EQTY INCOME TR COM 09255D104 313 21000 SH SOLE 0 0 21000 BLACKROCK MUNI INTER DR FD I COM 09253X102 284 21000 SH SOLE 0 0 21000 BLACKROCK MUNIASSETS FD INC COM 09254J102 262 19000 SH SOLE 0 0 19000 BLACKROCK PFD & EQ ADVANTAGE COM 092508100 316 20000 SH SOLE 0 0 20000 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 831 8900 SH SOLE 0 0 8900 BPI ENERGY HOLDINGS INC COM 055934103 6 29000 SH SOLE 0 0 29000 BRISTOL MYERS SQUIBB CO COM 110122108 307 14404 SH SOLE 0 0 14404 CADBURY SCHWEPPES PLC ADR 127209302 555 12550 SH SOLE 0 0 12550 CANADIAN NAT RES LTD COM 136385101 348 5100 SH SOLE 0 0 5100 CARLISLE COS INC COM 142339100 204 6100 SH SOLE 0 0 6100 CEMEX SAB DE CV SPON ADR NEW 151290889 268 10255 SH SOLE 0 0 10255 CHESAPEAKE ENERGY CORP COM 165167107 1181 25600 SH SOLE 0 0 25600 CHEVRON CORP NEW COM 166764100 2083 24398 SH SOLE 0 0 24398 CIMAREX ENERGY CO COM 171798101 263 4800 SH SOLE 0 0 4800 CINTAS CORP COM 172908105 623 21825 SH SOLE 0 0 21825 CITIGROUP INC COM 172967101 2031 94813 SH SOLE 0 0 94813 CITIZENS COMMUNICATIONS CO COM 17453B101 572 54500 SH SOLE 0 0 54500 COCA COLA CO COM 191216100 1225 20120 SH SOLE 0 0 20120 COLGATE PALMOLIVE CO COM 194162103 2150 27590 SH SOLE 0 0 27590 COLONIAL BANCGROUP INC COM 195493309 236 24553 SH SOLE 0 0 24553 COMPASS MINERALS INTL INC COM 20451N101 3701 62755 SH SOLE 0 0 62755 CONOCOPHILLIPS COM 20825C104 229 3002 SH SOLE 0 0 3002 CVS CAREMARK CORPORATION COM 126650100 2226 54936 SH SOLE 0 0 54936 DEVON ENERGY CORP NEW COM 25179M103 1475 14135 SH SOLE 0 0 14135 DIAGEO P L C SPON ADR NEW 25243Q205 1032 12689 SH SOLE 0 0 12689 DIAMONDS TR UNIT SER 1 252787106 298 2439 SH SOLE 0 0 2439 DISNEY WALT CO COM DISNEY 254687106 297 9475 SH SOLE 0 0 9475 DOW CHEM CO COM 260543103 380 10300 SH SOLE 0 0 10300 DREYFUS MUN INCOME INC COM 26201R102 324 38075 SH SOLE 0 0 38075 DREYFUS STRATEGIC MUN BD FD COM 26202F107 379 48110 SH SOLE 0 0 48110 DREYFUS STRATEGIC MUNS INC COM 261932107 278 32700 SH SOLE 0 0 32700 DWS MULTI MKT INCOME TR SHS 23338L108 461 57650 SH SOLE 0 0 57650 E M C CORP MASS COM 268648102 439 30600 SH SOLE 0 0 30600 EL PASO CORP COM 28336L109 316 19000 SH SOLE 0 0 19000 EMCOR GROUP INC COM 29084Q100 506 22800 SH SOLE 0 0 22800 EMULEX CORP COM NEW 292475209 195 12000 SH SOLE 0 0 12000 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 371 15500 SH SOLE 0 0 15500 ENERGY CONVERSION DEVICES IN COM 292659109 209 7000 SH SOLE 0 0 7000 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 617 13500 SH SOLE 0 0 13500 ENTERPRISE PRODS PARTNERS L COM 293792107 2198 74000 SH SOLE 0 0 74000 EXXON MOBIL CORP COM 30231G102 9815 116049 SH SOLE 0 0 116049 FASTENAL CO COM 311900104 1045 22771 SH SOLE 0 0 22771 FIRST COMWLTH FINL CORP PA COM 319829107 155 13362 SH SOLE 0 0 13362 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 889 28785 SH SOLE 0 0 28785 FIRST POTOMAC RLTY TR COM 33610F109 209 13625 SH SOLE 0 0 13625 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 2011 112435 SH SOLE 0 0 112435 FNB CORP PA COM 302520101 795 50940 SH SOLE 0 0 50940 FRANKLIN RES INC COM 354613101 1086 11200 SH SOLE 0 0 11200 GENERAL ELECTRIC CO COM 369604103 3926 106070 SH SOLE 0 0 106070 GENERAL MLS INC COM 370334104 262 4375 SH SOLE 0 0 4375 HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 116 12602 SH SOLE 0 0 12602 HEALTH CARE REIT INC COM 42217K106 588 13025 SH SOLE 0 0 13025 HIGHWOODS PPTYS INC COM 431284108 264 8500 SH SOLE 0 0 8500 HOME DEPOT INC COM 437076102 650 23226 SH SOLE 0 0 23226 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1471 43235 SH SOLE 0 0 43235 HRPT PPTYS TR COM SH BEN INT 40426W101 413 61425 SH SOLE 0 0 61425 HUNTINGTON BANCSHARES INC COM 446150104 167 15477 SH SOLE 0 0 15477 INTERNATIONAL GAME TECHNOLOG COM 459902102 957 23805 SH SOLE 0 0 23805 INTERNATIONAL SPEEDWAY CORP CL A 460335201 213 5175 SH SOLE 0 0 5175 ISHARES TR RUSSELL MIDCAP 464287499 1772 18939 SH SOLE 0 0 18939 ISHARES TR S&P MC 400 GRW 464287606 803 9850 SH SOLE 0 0 9850 ISHARES TR MSCI EMERG MKT 464287234 679 5050 SH SOLE 0 0 5050 ISHARES TR MSCI EAFE IDX 464287465 3777 52535 SH SOLE 0 0 52535 ISHARES TR LEHMAN AGG BND 464287226 1087 10584 SH SOLE 0 0 10584 ISHARES TR KLD 400 IDX FD 464288570 236 5045 SH SOLE 0 0 5045 ISHARES TR DJ SEL DIV INX 464287168 643 11106 SH SOLE 0 0 11106 ISHARES TR 7-10 YR TRS BD 464287440 1011 11028 SH SOLE 0 0 11028 ISHARES TR 1-3 YR TRS BD 464287457 1562 18548 SH SOLE 0 0 18548 JOHNSON & JOHNSON COM 478160104 3292 50751 SH SOLE 0 0 50751 JP MORGAN CHASE & CO COM 46625H100 905 21055 SH SOLE 0 0 21055 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1826 33385 SH SOLE 0 0 33385 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 851 16693 SH SOLE 0 0 16693 KRAFT FOODS INC CL A 50075N104 911 29382 SH SOLE 0 0 29382 LANDSTAR SYS INC COM 515098101 631 12100 SH SOLE 0 0 12100 LINCOLN NATL CORP IND COM 534187109 311 5980 SH SOLE 0 0 5980 LLOYDS TSB GROUP PLC SPONSORED ADR 539439109 1708 47575 SH SOLE 0 0 47575 MANITOWOC INC COM 563571108 224 5500 SH SOLE 0 0 5500 MCDONALDS CORP COM 580135101 1562 28016 SH SOLE 0 0 28016 MEDTRONIC INC COM 585055106 737 15249 SH SOLE 0 0 15249 MERCK & CO INC COM 589331107 935 24648 SH SOLE 0 0 24648 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 211 31000 SH SOLE 0 0 31000 MICROSOFT CORP COM 594918104 2761 97311 SH SOLE 0 0 97311 MIDCAP SPDR TR UNIT SER 1 595635103 218 1545 SH SOLE 0 0 1545 MORGAN STANLEY INSD MUN INCM 61745P791 212 16000 SH SOLE 0 0 16000 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 811 28600 SH SOLE 0 0 28600 NICHOLAS FINANCIAL INC COM NEW 65373J209 621 100686 SH SOLE 0 0 100686 NOVARTIS A G SPONSORED ADR 66987V109 494 9634 SH SOLE 0 0 9634 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 212 14000 SH SOLE 0 0 14000 NUVEEN INSD MUN OPPORTUNITY COM 670984103 133 10000 SH SOLE 0 0 10000 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 339 25200 SH SOLE 0 0 25200 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 196 14635 SH SOLE 0 0 14635 NUVEEN QUALITY INCOME MUN FD COM 670977107 192 14200 SH SOLE 0 0 14200 ODYSSEY MARINE EXPLORATION I COM 676118102 528 97994 SH SOLE 0 0 97994 PENN WEST ENERGY TR TR UNIT 707885109 568 20300 SH SOLE 0 0 20300 PEPSICO INC COM 713448108 3401 47109 SH SOLE 0 0 47109 PFIZER INC COM 717081103 717 34264 SH SOLE 0 0 34264 PIMCO CORPORATE INCOME FD COM 72200U100 284 19870 SH SOLE 0 0 19870 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 576 48341 SH SOLE 0 0 48341 PRICE T ROWE GROUP INC COM 74144T108 233 4651 SH SOLE 0 0 4651 PROCTER & GAMBLE CO COM 742718109 3483 49707 SH SOLE 0 0 49707 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 159 21219 SH SOLE 0 0 21219 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 159 26120 SH SOLE 0 0 26120 QUALCOMM INC COM 747525103 211 5150 SH SOLE 0 0 5150 REGIONS FINANCIAL CORP NEW COM 7591EP100 551 27882 SH SOLE 0 0 27882 REPUBLIC FIRST BANCORP INC COM 760416107 192 38994 SH SOLE 0 0 38994 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 476 21250 SH SOLE 0 0 21250 SENIOR HSG PPTYS TR SH BEN INT 81721M109 976 41200 SH SOLE 0 0 41200 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 250 8600 SH SOLE 0 0 8600 SOUTHERN CO COM 842587107 355 9951 SH SOLE 0 0 9951 SPDR SERIES TRUST S&P METALS MNG 78464A755 293 4200 SH SOLE 0 0 4200 SPDR TR UNIT SER 1 78462F103 444 3366 SH SOLE 0 0 3366 STREETTRACKS GOLD TR GOLD SHS 863307104 289 3200 SH SOLE 0 0 3200 SUN COMMUNITIES INC COM 866674104 244 11900 SH SOLE 0 0 11900 SUPERIOR ENERGY SVCS INC COM 868157108 1463 36925 SH SOLE 0 0 36925 SYSCO CORP COM 871829107 685 23610 SH SOLE 0 0 23610 TECO ENERGY INC COM 872375100 488 30599 SH SOLE 0 0 30599 TEREX CORP NEW COM 880779103 269 4300 SH SOLE 0 0 4300 TRANSCANADA CORP COM 89353D107 1283 33290 SH SOLE 0 0 33290 TRANSOCEAN INC NEW SHS G90073100 736 5445 SH SOLE 0 0 5445 TRINITY INDS INC COM 896522109 362 13600 SH SOLE 0 0 13600 UNITED PARCEL SERVICE INC CL B 911312106 453 6200 SH SOLE 0 0 6200 US BANCORP DEL COM NEW 902973304 529 16333 SH SOLE 0 0 16333 VAN KAMPEN SENIOR INCOME TR COM 920961109 392 66500 SH SOLE 0 0 66500 VAN KAMPEN TR INVT GRADE MUN COM 920929106 206 15000 SH SOLE 0 0 15000 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2643 33827 SH SOLE 0 0 33827 VANGUARD INDEX FDS SML CP GRW ETF 922908595 486 7730 SH SOLE 0 0 7730 VANGUARD INDEX FDS STK MRK ETF 922908769 2391 18252 SH SOLE 0 0 18252 VANGUARD INDEX FDS SMALL CP ETF 922908751 2179 35343 SH SOLE 0 0 35343 VANGUARD INDEX FDS SM CP VAL ETF 922908611 436 7240 SH SOLE 0 0 7240 VANGUARD INDEX FDS MID CAP ETF 922908629 1577 23246 SH SOLE 0 0 23246 VANGUARD INDEX FDS GROWTH ETF 922908736 7921 136718 SH SOLE 0 0 136718 VANGUARD INDEX FDS VALUE ETF 922908744 7428 123630 SH SOLE 0 0 123630 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1547 16451 SH SOLE 0 0 16451 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 385 8416 SH SOLE 0 0 8416 WACHOVIA CORP NEW COM 929903102 232 8563 SH SOLE 0 0 8563 WAL MART STORES INC COM 931142103 1928 36606 SH SOLE 0 0 36606 WALGREEN CO COM 931422109 885 23229 SH SOLE 0 0 23229 WELLS FARGO & CO NEW COM 949746101 334 11470 SH SOLE 0 0 11470 WESTERN ASSET INCOME FD COM 95766T100 184 13850 SH SOLE 0 0 13850 WESTERN UN CO COM 959802109 351 16525 SH SOLE 0 0 16525 WINDSTREAM CORP COM 97381W104 659 55175 SH SOLE 0 0 55175
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