0001179110-15-000522.txt : 20150106
0001179110-15-000522.hdr.sgml : 20150106
20150106173247
ACCESSION NUMBER: 0001179110-15-000522
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150102
FILED AS OF DATE: 20150106
DATE AS OF CHANGE: 20150106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AV Homes, Inc.
CENTRAL INDEX KEY: 0000039677
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 231739078
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8601 N. SCOTTSDALE RD.
STREET 2: SUITE 225
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
BUSINESS PHONE: 4802147400
MAIL ADDRESS:
STREET 1: 8601 N. SCOTTSDALE RD.
STREET 2: SUITE 225
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
FORMER COMPANY:
FORMER CONFORMED NAME: AVATAR HOLDINGS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GAC CORP /DE/
DATE OF NAME CHANGE: 19801023
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL ACCEPTANCE CORP
DATE OF NAME CHANGE: 19710208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnett Paul D
CENTRAL INDEX KEY: 0001305502
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07395
FILM NUMBER: 15511183
MAIL ADDRESS:
STREET 1: C/O ODYSSEY INVESTMENT PARTNERS, LLC
STREET 2: 280 PARK AVENUE, WEST TOWER, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2015-01-02
0
0000039677
AV Homes, Inc.
AVHI
0001305502
Barnett Paul D
C/O ULYSSES MANAGEMENT, LLC
ONE ROCKEFELLER PLAZA 20TH FLOOR
NEW YORK
NY
10020
1
0
0
0
Stock Units
2015-01-02
4
A
0
471
14.57
A
Common Stock
471
11646.2384
D
The units convert to Common Stock of the issuer on a 1-for-1 basis.
The units, which represent a deferral of a portion of a director's fees payable to the Reporting Person, are fully vested at all times and are convertible into shares of Issuer's Common Stock at the earlier of a date specified by the Reporting Person or the date on which the Reporting Person no longer serves as a director of the Issuer.
Represents the most recent closing price of Issuer's Common Stock prior to the date of grant, which closing price represents the denominator for purposes of determining the number of Stock Units attributable to the Reporting Person's deferral account.
Gary Shullaw, attorney-in-fact for Paul D. Barnett
2015-01-06
EX-24
2
barnepoa.txt
POWER OF ATTORNEY
I, Paul D. Barnett, hereby authorize and designate each of Roger Cregg, Mike
Burnett and Gary Shullaw signing singly, as my true and lawful
attorney-in-fact to:
(1) prepare and execute for and on my behalf, in my capacity as an officer
and/or director of AV Homes, Inc. (the "Company"), a Form ID and Forms 3, 4
and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934
(the "Exchange Act") and the rules and regulations promulgated thereunder and
other forms or reports on my behalf as may be required to be filed in
connection with my ownership, acquisition, or disposition of securities of the
Company, including Form 144;
(2) do and perform any and all acts for and on my behalf that may be
necessary or desirable to complete and execute any such Form ID, Form 3, 4 or
5 or Form 144, and any amendments to any of the foregoing, and timely file any
such form with the Securities and Exchange Commission and any stock exchange
or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be to my
benefit, in my best interest, or legally required of me, it being understood
that the statements executed by such attorney-in-fact on my behalf pursuant to
this Power of Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such attorney-in-fact's
discretion.
I hereby further grant to each such attorney-in-fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as I might or could do if
personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted. I hereby acknowledge that the foregoing attorneys-in-fact, in serving
in such capacity at my request, are not assuming, nor is the Company assuming,
any of my responsibilities to comply with Section 16 of the Exchange Act or
Rule 144 under the Securities Act of 1933, as amended (the "Securities Act").
This Power of Attorney shall remain in full force and effect until I am no
longer required to file Form ID or Forms 3, 4 and 5 or Form 144 with respect to
my holdings of and transactions in securities issued by the Company, unless
earlier revoked by me in a signed writing delivered to the foregoing
attorneys-in-fact. Notwithstanding the foregoing, if any such attorney-in-fact
hereafter ceases to be an employee of the Company, this Power of Attorney shall
be automatically revoked solely as to such individual, immediately upon such
cessation, without any further action on my part.
I hereby revoke all previous Powers of Attorney that have been granted by me in
connection with my reporting obligations, if any, under Section 16 of the
Exchange Act and Rule 144 under the Securities Act with respect to my holdings
of and transactions in securities issued by the Company.
IN WITNESS WHEREOF, I have caused this Power of Attorney to be duly executed as
of this 26th day of December, 2014.
/s/ Paul D. Barnett