0001209191-16-107373.txt : 20160309 0001209191-16-107373.hdr.sgml : 20160309 20160309165544 ACCESSION NUMBER: 0001209191-16-107373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001305294 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201643718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 888-828-9768 MAIL ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacCarrick Timothy J CENTRAL INDEX KEY: 0001441571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34803 FILM NUMBER: 161495152 MAIL ADDRESS: STREET 1: C/O QLIK TECHNOLOGIES INC., STREET 2: 150 N. RADNOR CHESTER ROAD CITY: RADNOR STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-07 0 0001305294 QLIK TECHNOLOGIES INC QLIK 0001441571 MacCarrick Timothy J C/O QLIK TECHNOLOGIES INC., 150 N. RADNOR CHESTER ROAD RADNOR PA 19087 0 1 0 0 CFO Employee Stock Option (Right to Buy) 26.19 2016-03-07 4 A 0 83400 0.00 A 2026-03-07 Common Stock 83400 83400 D Restricted Stock Unit 2016-03-07 4 A 0 34400 0.00 A Common Stock 34400 34400 D On February 26, 2016, the Compensation Committee of the Issuer's Board of Directors approved this grant which was issued on the 5th trading day of the month following such approval pursuant to the Issuer's equity grant policy. This grant represents the reporting person's 2016 annual long-term incentive award approved as part of the Issuer's annual performance review cycle. Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on March 7, 2017 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in four (4) equal annual installments beginning March 7, 2017, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. Not applicable. /s/ Deborah C. Lofton, Attorney-in-Fact for Timothy J. MacCarrick 2016-03-09