0001209191-15-079367.txt : 20151111 0001209191-15-079367.hdr.sgml : 20151111 20151110175335 ACCESSION NUMBER: 0001209191-15-079367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151107 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001305294 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201643718 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 888-828-9768 MAIL ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deighton Anthony CENTRAL INDEX KEY: 0001496286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34803 FILM NUMBER: 151220013 MAIL ADDRESS: STREET 1: C/O QLIK TECHNOLOGIES INC. STREET 2: 275 GROVE ST., SUITE 2-400 CITY: AUBURNDALE STATE: MA ZIP: 02466 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-07 0 0001305294 QLIK TECHNOLOGIES INC QLIK 0001496286 Deighton Anthony C/O QLIK TECHNOLOGIES INC. 150 N. RADNOR CHESTER ROAD RADNOR PA 19087 0 1 0 0 CTO and SVP, Products Common Stock 2015-11-07 4 M 0 775 A 7133 D Common Stock 2015-11-09 4 S 0 376 32.1141 D 6757 D Common Stock 2015-11-09 4 S 0 350 32.8671 D 6407 D Restricted Stock Unit 2015-11-07 4 M 0 775 D Common Stock 775 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2014, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.73 to $32.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. The RSUs vest in four equal annual installments beginning November 7, 2012, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The RSUs have no expiration date. /s/ Deborah C. Lofton, Attorney-in-Fact for Anthony Deighton 2015-11-10