0001209191-14-007966.txt : 20140206
0001209191-14-007966.hdr.sgml : 20140206
20140206154134
ACCESSION NUMBER: 0001209191-14-007966
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140204
FILED AS OF DATE: 20140206
DATE AS OF CHANGE: 20140206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celladon Corp
CENTRAL INDEX KEY: 0001305253
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 330971591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 12760 HIGH BLUFF DRIVE
STREET 2: SUITE 240
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-366-4288
MAIL ADDRESS:
STREET 1: 12760 HIGH BLUFF DRIVE
STREET 2: SUITE 240
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Enterprise Partners Management LLC
CENTRAL INDEX KEY: 0001504598
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36183
FILM NUMBER: 14579950
BUSINESS ADDRESS:
STREET 1: 2223 AVENIDA DE LA PLAYA
STREET 2: SUITE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037-3128
BUSINESS PHONE: (858) 731-0300
MAIL ADDRESS:
STREET 1: 2223 AVENIDA DE LA PLAYA
STREET 2: SUITE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037-3128
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-04
0
0001305253
Celladon Corp
CLDN
0001504598
Enterprise Partners Management LLC
2223 AVENIDA DE LA PLAYA, STE 104
LA JOLLA
CA
92037
0
0
1
0
Common Stock
2014-02-04
4
C
0
926621
A
1343880
I
By entities affiliated with Enterprise Partners
Common Stock
2014-02-04
4
C
0
459668
A
1803548
I
By entities affiliated with Enterprise Partne
Common Stock
2014-02-04
4
C
0
13553
8.00
A
1817101
I
By entities affiliated with Enterprise Partners
Common Stock
2014-02-04
4
P
0
133083
8.00
A
1950184
I
By entities affiliated with Enterprise Partners
Series A-1 Convertible Preferred Stock
2014-02-04
4
C
0
11573520
0.00
D
Common Stock
926621
0
I
By entities affiliated with Enterprise Partners
Junior Preferred Stock
2014-02-04
4
C
0
5741267
0.00
D
Common Stock
459668
0
I
By entities affiliated with Enterprise Partners
Convertible Promissory Notes
8.00
2014-02-04
4
C
0
13553
8.00
D
Common Stock
13553
0
I
By entities affiliated with Enterprise Partners
Series A-1 Preferred Warrants
0.449
2014-02-04
4
C
0
260859
0.00
D
2013-10-15
2018-10-15
Series A-1 Preferred Stock
260859
0
I
By entities affiliated with Enterprise Partners
Common Warrants
5.61
2014-02-04
4
C
0
20833
0.00
A
2013-10-15
2018-10-15
Common Stock
20833
20833
I
By entities affiliated with Enterprise Partners
Every 12.49 shares of Series A-1 Preferred Stock and Junior Preferred Stock automatically converted into 1 share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
Shares held as follows: 405,973 by Enterprise Partners Liquidating Trust V, L.P.; 510,034 by Enterprise Partners Liquidating Trust VI, L.P.; and 10,614 by Enterprise Partners Management, LLC.
Shares held as follows: 216,498 by Enterprise Partners Liquidating Trust V, L.P.; 233,366 by Enterprise Partners Liquidating Trust VI, L.P.; and 9,804 by Enterprise Partners Management, LLC.
Automatic conversion, in connection with the Issuer's initial public offering, of convertible promissory notes, including principal and accrued interest.
Shares held as follows: 5,569 by Enterprise Partners Liquidating Trust V, L.P.; 5,569 by Enterprise Partners Liquidating Trust VI, L.P.; and 2,415 by Enterprise Partners Management, LLC.
The shares were purchased at the Issuer's initial public offering.
Shares held as follows: 57,229 by Enterprise Partners Liquidating Trust V, L.P.; 57,229 by Enterprise Partners Liquidating Trust VI, L.P.; and 18,625 by Enterprise Partners Management, LLC.
Represents the automatic conversion of Series A-1 Preferred Warrants into Common Stock Warrants on a 1-for-12.49 basis upon the closing of the Issuer's initial public offering.
Consists of warrants to purchase shares of Series A-1 preferred stock as follows: 107,187 issued to Enterprise Partners Liquidating Trust V, L.Pl 107,187 issued to Enterprise Partners Liquidating Trust VI, L.P.; and 46,485 issued to Enterprise Partners Management, LLC.
Consists of warrants to purchase shares of Common stock as follows: 8,581 issued to Enterprise Partners Liquidating Trust V, L.Pl 8,581 issued to Enterprise Partners Liquidating Trust VI, L.P.; and 3,721 issued to Enterprise Partners Management, LLC.
/s/ Carlton J. Eibl, Managing Director
2014-02-06