0001209191-14-007966.txt : 20140206 0001209191-14-007966.hdr.sgml : 20140206 20140206154134 ACCESSION NUMBER: 0001209191-14-007966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140204 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celladon Corp CENTRAL INDEX KEY: 0001305253 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 330971591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 12760 HIGH BLUFF DRIVE STREET 2: SUITE 240 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-366-4288 MAIL ADDRESS: STREET 1: 12760 HIGH BLUFF DRIVE STREET 2: SUITE 240 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Enterprise Partners Management LLC CENTRAL INDEX KEY: 0001504598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36183 FILM NUMBER: 14579950 BUSINESS ADDRESS: STREET 1: 2223 AVENIDA DE LA PLAYA STREET 2: SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92037-3128 BUSINESS PHONE: (858) 731-0300 MAIL ADDRESS: STREET 1: 2223 AVENIDA DE LA PLAYA STREET 2: SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92037-3128 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-04 0 0001305253 Celladon Corp CLDN 0001504598 Enterprise Partners Management LLC 2223 AVENIDA DE LA PLAYA, STE 104 LA JOLLA CA 92037 0 0 1 0 Common Stock 2014-02-04 4 C 0 926621 A 1343880 I By entities affiliated with Enterprise Partners Common Stock 2014-02-04 4 C 0 459668 A 1803548 I By entities affiliated with Enterprise Partne Common Stock 2014-02-04 4 C 0 13553 8.00 A 1817101 I By entities affiliated with Enterprise Partners Common Stock 2014-02-04 4 P 0 133083 8.00 A 1950184 I By entities affiliated with Enterprise Partners Series A-1 Convertible Preferred Stock 2014-02-04 4 C 0 11573520 0.00 D Common Stock 926621 0 I By entities affiliated with Enterprise Partners Junior Preferred Stock 2014-02-04 4 C 0 5741267 0.00 D Common Stock 459668 0 I By entities affiliated with Enterprise Partners Convertible Promissory Notes 8.00 2014-02-04 4 C 0 13553 8.00 D Common Stock 13553 0 I By entities affiliated with Enterprise Partners Series A-1 Preferred Warrants 0.449 2014-02-04 4 C 0 260859 0.00 D 2013-10-15 2018-10-15 Series A-1 Preferred Stock 260859 0 I By entities affiliated with Enterprise Partners Common Warrants 5.61 2014-02-04 4 C 0 20833 0.00 A 2013-10-15 2018-10-15 Common Stock 20833 20833 I By entities affiliated with Enterprise Partners Every 12.49 shares of Series A-1 Preferred Stock and Junior Preferred Stock automatically converted into 1 share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date. Shares held as follows: 405,973 by Enterprise Partners Liquidating Trust V, L.P.; 510,034 by Enterprise Partners Liquidating Trust VI, L.P.; and 10,614 by Enterprise Partners Management, LLC. Shares held as follows: 216,498 by Enterprise Partners Liquidating Trust V, L.P.; 233,366 by Enterprise Partners Liquidating Trust VI, L.P.; and 9,804 by Enterprise Partners Management, LLC. Automatic conversion, in connection with the Issuer's initial public offering, of convertible promissory notes, including principal and accrued interest. Shares held as follows: 5,569 by Enterprise Partners Liquidating Trust V, L.P.; 5,569 by Enterprise Partners Liquidating Trust VI, L.P.; and 2,415 by Enterprise Partners Management, LLC. The shares were purchased at the Issuer's initial public offering. Shares held as follows: 57,229 by Enterprise Partners Liquidating Trust V, L.P.; 57,229 by Enterprise Partners Liquidating Trust VI, L.P.; and 18,625 by Enterprise Partners Management, LLC. Represents the automatic conversion of Series A-1 Preferred Warrants into Common Stock Warrants on a 1-for-12.49 basis upon the closing of the Issuer's initial public offering. Consists of warrants to purchase shares of Series A-1 preferred stock as follows: 107,187 issued to Enterprise Partners Liquidating Trust V, L.Pl 107,187 issued to Enterprise Partners Liquidating Trust VI, L.P.; and 46,485 issued to Enterprise Partners Management, LLC. Consists of warrants to purchase shares of Common stock as follows: 8,581 issued to Enterprise Partners Liquidating Trust V, L.Pl 8,581 issued to Enterprise Partners Liquidating Trust VI, L.P.; and 3,721 issued to Enterprise Partners Management, LLC. /s/ Carlton J. Eibl, Managing Director 2014-02-06