0000891804-18-000376.txt : 20180807 0000891804-18-000376.hdr.sgml : 20180807 20180807122058 ACCESSION NUMBER: 0000891804-18-000376 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 EFFECTIVENESS DATE: 20180807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND CENTRAL INDEX KEY: 0001305197 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21652 FILM NUMBER: 18996991 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Fiduciary/Claymore MLP Opportunity Fund DATE OF NAME CHANGE: 20041005 N-PX 1 gug74382fmo-npx.txt FMO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21652 --------- Fiduciary/Claymore MLP Opportunity Fund --------------------------------------- (Exact name of registrant as specified in charter) 227 West Monroe Street ---------------------- Chicago, IL 60606 ----------------- (Address of principal executive offices) (Zip code) Amy Lee ------- 227 West Monroe Street ---------------------- Chicago, IL 60606 ----------------- (Name and address of agent for service) Registrant's telephone number, including area code: 312-827-0100 ------------ Date of fiscal year end: November 30 ----------- Date of reporting period: July 1, 2017 - June 30, 2018 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. Item 1. Proxy Voting Record. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21652 Reporting Period: 07/01/2017 - 06/30/2018 FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND =================== FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND ==================== ARCHROCK PARTNERS, L.P. Ticker: APLP Security ID: 03957U100 Meeting Date: APR 25, 2018 Meeting Type: SPECIAL Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement FOR FOR Management 2 Approve Motion to Adjourn Meeting FOR FOR Management -------------------------------------------------------------------------------- BUCKEYE PARTNERS, L.P. Ticker: BPL Security ID: 118230101 Meeting Date: JUN 05, 2018 Meeting Type: ANNUAL Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors FOR FOR Management 1 Election of Directors FOR FOR Management 1 Election of Directors FOR FOR Management 2 Amend Articles-Board Related FOR FOR Management 3 Ratify Appointment of Independent FOR FOR Management Auditors 4 14A Executive Compensation FOR FOR Management -------------------------------------------------------------------------------- GOLAR LNG PARTNERS LP Ticker: GMLP Security ID: Y2745C102 Meeting Date: SEP 27, 2017 Meeting Type: ANNUAL Record Date: AUG 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors (Majority Voting) FOR FOR Management 1 Election of Directors (Majority Voting) FOR FOR Management -------------------------------------------------------------------------------- KNOT OFFSHORE PARTNERS LP (KNOP) Ticker: KNOP Security ID: Y48125101 Meeting Date: AUG 09, 2017 Meeting Type: ANNUAL Record Date: JUL 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors (Majority Voting) FOR FOR Management 2 Tax Act for Norway Residents. TAKE NO AGAINST Management Non-Norway Residents vote No. ACTION Against=No. -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS,L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 26, 2018 Meeting Type: ANNUAL Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors FOR FOR Management 1 Election of Directors FOR FOR Management 1 Election of Directors FOR FOR Management 2 14A Executive Compensation FOR FOR Management 3 Ratify Appointment of Independent FOR FOR Management Auditors -------------------------------------------------------------------------------- NAVIOS MARITIME MIDSTREAM PARTNERS L.P. Ticker: NAP Security ID: Y62134104 Meeting Date: DEC 15, 2017 Meeting Type: ANNUAL Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors FOR FOR Management 1 Election of Directors FOR FOR Management 2 Ratify Appointment of Independent FOR FOR Management Auditors 3 Miscellaneous Corporate Actions FOR FOR Management -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 23, 2018 Meeting Type: ANNUAL Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A. Election of Directors (Majority Voting) FOR FOR Management 1B. Election of Directors (Majority Voting) FOR FOR Management 1C. Election of Directors (Majority Voting) FOR FOR Management 1D. Election of Directors (Majority Voting) FOR FOR Management 1E. Election of Directors (Majority Voting) FOR FOR Management 1F. Election of Directors (Majority Voting) FOR FOR Management 1G. Election of Directors (Majority Voting) FOR FOR Management 1H. Election of Directors (Majority Voting) FOR FOR Management 1I. Election of Directors (Majority Voting) FOR FOR Management 1J. Election of Directors (Majority Voting) FOR FOR Management 2 Ratify Appointment of Independent FOR FOR Management Auditors 3 Approve Stock Compensation Plan FOR FOR Management 4 14A Executive Compensation FOR FOR Management -------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Ticker: PAA Security ID: 726503105 Meeting Date: MAY 15, 2018 Meeting Type: ANNUAL Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors FOR FOR Management 1 Election of Directors FOR FOR Management 2 Ratify Appointment of Independent FOR FOR Management Auditors 3 14A Executive Compensation FOR FOR Management 4 14A Executive Compensation Vote 1 YEAR 1 Year Management Frequency -------------------------------------------------------------------------------- TALLGRASS ENERGY PARTNERS LP Ticker: TEP Security ID: 874697105 Meeting Date: JUN 26, 2018 Meeting Type: SPECIAL Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement FOR FOR Management -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 24, 2018 Meeting Type: ANNUAL Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Election of Directors (Majority Voting) FOR FOR Management 1.2 Election of Directors (Majority Voting) FOR FOR Management 1.3 Election of Directors (Majority Voting) FOR FOR Management 2 Ratify Appointment of Independent FOR FOR Management Auditors 3 14A Executive Compensation FOR FOR Management ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Fiduciary/Claymore MLP Opportunity Fund --------------------------------------- By: /s/ Brian Binder ------------------------------------- Name: Brian Binder ------------------------------------- Title: President and Chief Executive Officer ------------------------------------- Date: August 7, 2018 -------------------------------------