0001127602-15-032365.txt : 20151123 0001127602-15-032365.hdr.sgml : 20151123 20151123184348 ACCESSION NUMBER: 0001127602-15-032365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151119 FILED AS OF DATE: 20151123 DATE AS OF CHANGE: 20151123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND INC. CENTRAL INDEX KEY: 0001305014 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 200865835 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41012 BUSINESS PHONE: 859-815-3483 MAIL ADDRESS: STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41012 FORMER COMPANY: FORMER CONFORMED NAME: New EXM Inc. DATE OF NAME CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silverman Keith C CENTRAL INDEX KEY: 0001600587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32532 FILM NUMBER: 151250800 MAIL ADDRESS: STREET 1: 1005 ROUTE 202/206 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-19 0001305014 ASHLAND INC. ASH 0001600587 Silverman Keith C 1005 ROUTE 202/206 BRIDGEWATER NJ 08807 1 Vice President Common Stock 2015-11-19 4 M 0 3100 70.37 A 4692 D Common Stock 2015-11-19 4 F 0 365 111.89 D 4327 D Common Stock 2015-11-19 4 F 0 2367 111.89 D 1960 D Common Stock 2015-11-19 4 S 0 733 111.89 D 1227 D Common Stock 418 I 401(k) Stock Appreciation Right 70.37 2015-11-19 4 M 0 3100 0 D 2013-11-14 2022-12-14 Common Stock 3100 0 D Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in Form 4 filed 11-20-2015. Includes 358 shares of unvested Restricted Stock. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below. Based on Employee Savings Plan information as of November 18, 2015, the latest date for which such information is reasonably available. Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. /s/ Jennifer I. Henkel, Attorney-in-Fact 2015-11-23