0001127602-14-017113.txt : 20140512 0001127602-14-017113.hdr.sgml : 20140512 20140512154058 ACCESSION NUMBER: 0001127602-14-017113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140509 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND INC. CENTRAL INDEX KEY: 0001305014 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 200865835 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41012 BUSINESS PHONE: 859-815-3483 MAIL ADDRESS: STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41012 FORMER COMPANY: FORMER CONFORMED NAME: New EXM Inc. DATE OF NAME CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS J KEVIN CENTRAL INDEX KEY: 0001575329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32532 FILM NUMBER: 14833279 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-05-09 0001305014 ASHLAND INC. ASH 0001575329 WILLIS J KEVIN 50 E. RIVERCENTER BLVD. COVINGTON KY 41011 1 Chief Financial Officer Common Stock 2014-05-09 4 S 0 2377 103.79 D 15915 D Common Stock 14329 I 401(k) Common Stock 887 I LESOP The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2014. Includes 15,915 shares of unvested Restricted Stock. Based on Employee Savings Plan information as of May 2, 2014, the latest date for which such information is reasonably available. Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of May 2, 2014. /s/ Jennifer I. Henkel, Attorney-in-Fact 2014-05-12