0001127602-13-034231.txt : 20131210 0001127602-13-034231.hdr.sgml : 20131210 20131210162607 ACCESSION NUMBER: 0001127602-13-034231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131209 FILED AS OF DATE: 20131210 DATE AS OF CHANGE: 20131210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND INC. CENTRAL INDEX KEY: 0001305014 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 200865835 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41012 BUSINESS PHONE: 859-815-3483 MAIL ADDRESS: STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41012 FORMER COMPANY: FORMER CONFORMED NAME: New EXM Inc. DATE OF NAME CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS J KEVIN CENTRAL INDEX KEY: 0001575329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32532 FILM NUMBER: 131268680 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-09 0001305014 ASHLAND INC. ASH 0001575329 WILLIS J KEVIN 50 E. RIVERCENTER BLVD. COVINGTON KY 41011 1 Chief Financial Officer Common Stock 2013-12-09 4 S 0 1012 95.00 D 1199 D Common Stock 14114 I 401(k) Common Stock 887 I LESOP The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2013. Based on Employee Savings Plan information as of December 9, 2013, the latest date for which such information is reasonably available. Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of December 9, 2013. /s/ Jennifer I. Henkel, Attorney-in-Fact 2013-12-10