Chief Compliance Officer

0001304229-20-000001.txt : 20200203 0001304229-20-000001.hdr.sgml : 20200203 20200203095522 ACCESSION NUMBER: 0001304229-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 EFFECTIVENESS DATE: 20200203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 20567224 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X209 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001304229 XXXXXXXX 12-31-2019 12-31-2019 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer 9082735085 Susan E. Boyd Summit NJ 02-03-2020 0 251 288184 false INFORMATION TABLE 2 4QTR2019.xml FOURTH QUARTER 2019 AT&T Inc. COM 00206R102 1563 40000 SH SOLE 40000 0 0 AbbVie Inc. COM 00287Y109 230 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 250 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 33 157 SH SOLE 157 0 0 Advance Auto Parts, Inc. COM 00751Y106 1116 6965 SH SOLE 6965 0 0 Agnico Eagle Miines Ltd COM 008474108 123 2000 SH SOLE 2000 0 0 Air Lease Corp CL A 00912X302 119 2500 SH SOLE 2500 0 0 Air Products & Chemicals Inc. COM 009158106 1517 6455 SH SOLE 6455 0 0 Alexander & Baldwin Inc. COM 014491104 2708 129195 SH SOLE 129195 0 0 Alibaba Group Holding Ltd-Sp A SPONSORED ADS 01609W102 127 601 SH SOLE 601 0 0 Allstate Corp COM 020002101 608 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 4145 3095 SH SOLE 3095 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 4340 3246 SH SOLE 3246 0 0 Amazon.Com, Inc. COM 023135106 506 274 SH SOLE 274 0 0 American International Group COM NEW 026874784 1650 32150 SH SOLE 32150 0 0 American Tower Corp COM 03027x100 46 200 SH SOLE 200 0 0 Amgen Inc COM 031162100 3103 12873 SH SOLE 12873 0 0 Anheuser-Busch InBev Spons ADR SPONSORED ADR 03524A108 8 100 SH SOLE 100 0 0 Annaly Capital Management Inc COM 035710409 2120 225060 SH SOLE 225060 0 0 Antero Resources Corp COM 03674x106 6 2000 SH SOLE 2000 0 0 Apple, Inc. COM 037833100 8471 28847 SH SOLE 28847 0 0 Aptiv PLC SHS G6095L109 368 3879 SH SOLE 3879 0 0 Ares Capital Corporation COM 04010L103 2038 109300 SH SOLE 109300 0 0 Arista Networks, Inc. COM 040413106 20 100 SH SOLE 100 0 0 Arthur J. Gallagher & Co. COM 363576109 816 8564 SH SOLE 8564 0 0 Axalta Coating Systems Ltd. COM G0750C108 1754 57682 SH SOLE 57682 0 0 Baidu, Inc. SPON ADR REP A 056752108 516 4082 SH SOLE 4082 0 0 Ball Corp. COM 058498106 94 1460 SH SOLE 1460 0 0 Bank of America Corp COM 060505104 4196 119129 SH SOLE 119129 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 5478 24185 SH SOLE 24185 0 0 Blackstone Group Inc. COM CL A 09260D107 67 1200 SH SOLE 1200 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 2951 79285 SH SOLE 79285 0 0 Booking holdings Inc. COM 09857L108 21 10 SH SOLE 10 0 0 Brighthouse Financial, Inc. COM 10922N103 1 36 SH SOLE 36 0 0 Bristol-Myers Squibb Company COM 110122108 165 2563 SH SOLE 2563 0 0 Broadcom Inc. COM 11135F101 1843 5832 SH SOLE 5832 0 0 Brookfield Asset Management In CL A LTD VT SH 112585104 113 1950 SH SOLE 1950 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 345 6904 SH SOLE 6904 0 0 Brookfield Property REIT, Inc. CL A 11282X103 18 1000 SH SOLE 1000 0 0 CF Industries Holdings Inc COM 125269100 3610 75617 SH SOLE 75617 0 0 CVS Corp COM 126650100 74 1000 SH SOLE 1000 0 0 Cal-Maine Foods, Inc. COM NEW 128030202 794 18580 SH SOLE 18580 0 0 Cardinal Health Inc COM 14149Y108 15 300 SH SOLE 300 0 0 Carnival Corp UNIT 99/99/9999 143658300 15 300 SH SOLE 300 0 0 Cenovus Energy Inc. COM 15135U109 51 5000 SH SOLE 5000 0 0 Chevron Corporation COM 166764100 164 1358 SH SOLE 1358 0 0 Chubb LTD COM H1467J104 8 53 SH SOLE 53 0 0 Cimpress NV SHS EURO G2143T103 813 6466 SH SOLE 6466 0 0 Cisco Systems Inc COM 17275R102 129 2700 SH SOLE 2700 0 0 Citigroup Inc. COM NEW 172967424 7757 97092 SH SOLE 97092 0 0 Coca-Cola Co. COM 191216100 44 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 433 6975 SH SOLE 6975 0 0 Colfax Corporation COM 194014106 813 22342 SH SOLE 22342 0 0 Colgate-Palmolive Company COM 194162103 72 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 2105 46819 SH SOLE 46819 0 0 Compass Minerals International COM 20451N101 4162 68281 SH SOLE 68281 0 0 Consolidated Edison, Inc. COM 209115104 48 533 SH SOLE 533 0 0 Copa Holdings SA - Class A CL A P31076105 22 200 SH SOLE 200 0 0 CoreLogic, Inc. COM 21871D103 2619 59920 SH SOLE 59920 0 0 Cornerstone Building Brands In COM 21925D109 1052 123604 SH SOLE 123604 0 0 Costco Wholesale Corp COM 22160k105 1245 4237 SH SOLE 4237 0 0 Covetrus, Inc. COM 22304C100 42 3200 SH SOLE 3200 0 0 Crispr Therapeutics AG NAMEN AKT H17182108 18 300 SH SOLE 300 0 0 Crown Castle Intl Corp COM 22822V101 3793 26682 SH SOLE 26682 0 0 Crown Holdings, Inc. COM 228368106 325 4483 SH SOLE 4483 0 0 D.R. Horton Inc COM 23331A109 26 500 SH SOLE 500 0 0 Deere & Company COM 244199105 2409 13906 SH SOLE 13906 0 0 Delta Air Lines Inc. COM NEW 247361702 23 400 SH SOLE 400 0 0 Diversified Healthcare Trust COM 25525P107 2579 305609 SH SOLE 305609 0 0 Dollar General COM 256677105 164 1052 SH SOLE 1052 0 0 Dollar Tree Stores, Inc. COM 256746108 721 7664 SH SOLE 7664 0 0 Dorian LPG Ltd. SHS USD Y2106R110 46 3000 SH SOLE 3000 0 0 Duke Energy Corp COM NEW 26441C204 24 266 SH SOLE 266 0 0 Eaton Corporation SHS G29183103 204 2150 SH SOLE 2150 0 0 Editas Medicine, Inc. COM 28106W103 6 200 SH SOLE 200 0 0 Enbridge Inc. COM 29250N105 108 2727 SH SOLE 2727 0 0 Energy Transfer, LP COM UT LTD PTN 29273V100 42 3307 SH SOLE 3307 0 0 Enterprise Products Partners L COM 293792107 1511 53640 SH SOLE 53640 0 0 Equinix Inc COM 29444U700 12 20 SH SOLE 20 0 0 Equity Residential SH BEN INT 29476L107 39 488 SH SOLE 488 0 0 Estee Lauder Cos., Inc. CL A 518439104 746 3610 SH SOLE 3610 0 0 Exelixis Inc COM 30161Q104 18 1000 SH SOLE 1000 0 0 Expedia, Inc. COM NEW 30212P303 819 7574 SH SOLE 7574 0 0 Exxon Mobil Corp. COM 30231G102 277 3974 SH SOLE 3974 0 0 Facebook Inc. Class A CL A 30303M102 74 360 SH SOLE 360 0 0 FedEx Corp. COM 31428X106 277 1830 SH SOLE 1830 0 0 Fox Corporation Class B CL B COM 35137L204 1067 29320 SH SOLE 29320 0 0 Frank's International NV COM N33462107 475 91820 SH SOLE 91820 0 0 GCI Liberty, Inc. Class A COM CLASS A 36164V305 915 12917 SH SOLE 12917 0 0 GDS Holdings Ltd. Spons ADR Cl SPONSORED ADS 36165L108 103 2000 SH SOLE 2000 0 0 GMS Inc. COM 36251C103 14 500 SH SOLE 500 0 0 Garrett Motion, Inc. COM 366505105 18 1837 SH SOLE 1837 0 0 General Electric COM 369604103 14 1266 SH SOLE 1266 0 0 Gilead Sciences, Inc. COM 375558103 1864 28683 SH SOLE 28683 0 0 Golar LNG Ltd. SHS G9456A100 7 500 SH SOLE 500 0 0 Golar LNG Partners LP COM UNIT LPI Y2745C102 53 6000 SH SOLE 6000 0 0 HDFC Bank Ltd SPONSORED ADS 40415F101 958 15122 SH SOLE 15122 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 354 9060 SH SOLE 9060 0 0 Hanesbrands, Inc. COM 410345102 3623 243953 SH SOLE 243953 0 0 Harley-Davidson, Inc. COM 412822108 2963 79670 SH SOLE 79670 0 0 Henry Schein Inc COM 806407102 47 700 SH SOLE 700 0 0 HollySys Automation Technologi SHS G45667105 1323 80593 SH SOLE 80593 0 0 Home Depot Inc. COM 437076102 3534 16183 SH SOLE 16183 0 0 Honeywell International Inc COM 438516106 3514 19854 SH SOLE 19854 0 0 Howard Hughes Corporation COM 44267D107 5601 44170 SH SOLE 44170 0 0 Hubbell Inc. COM 443510607 4302 29102 SH SOLE 29102 0 0 ITT Inc. COM 45073V108 2571 34782 SH SOLE 34782 0 0 Int'l Bus Machines COM 459200101 7540 56255 SH SOLE 56255 0 0 Intel Corp Com COM 458140100 6 100 SH SOLE 100 0 0 Intellia Therapeutics, Inc. COM 45826J105 4 300 SH SOLE 300 0 0 InterXion Holding NV SHS N47279109 418 4989 SH SOLE 4989 0 0 Invesco Ltd. SHS G491BT108 9 500 SH SOLE 500 0 0 Iron Mountain, Inc. COM 46284V101 733 23010 SH SOLE 23010 0 0 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 27 3000 SH SOLE 3000 0 0 J.P. Morgan Chase & Co. COM 46625H100 4925 35331 SH SOLE 35331 0 0 JD.com, Inc ADR SPON ADR CL A 47215p106 809 22964 SH SOLE 22964 0 0 Jefferies Financial Group Inc. COM 47233W109 611 28591 SH SOLE 28591 0 0 Jernigan Capital, Inc. COM 476405105 77 4000 SH SOLE 4000 0 0 Johnson & Johnson COM 478160104 18 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 3255 145956 SH SOLE 145956 0 0 Knot Offshore Partners LP COM UNITS Y48125101 40 2000 SH SOLE 2000 0 0 Kroger Co COM 501044101 1110 38275 SH SOLE 38275 0 0 Laredo Petroleum Inc. COM 516806106 11 4000 SH SOLE 4000 0 0 Lennar Corporation Cl. A CL A 526057104 76 1360 SH SOLE 1360 0 0 Liberty Broadband Corp. Class COM SER C 530307305 46 369 SH SOLE 369 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 718 32923 SH SOLE 32923 0 0 Liberty Latin America Ltd. Cla COM CL A G9001E102 0 14 SH SOLE 14 0 0 Liberty Latin America Ltd. Cla COM CL C G9001E128 2076 106664 SH SOLE 106664 0 0 Liberty Media Corp - Liberty F COM SER C FRMLA 531229854 819 17819 SH SOLE 17819 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 80 1653 SH SOLE 1653 0 0 Lowe's Cos Inc. COM 548661107 4621 38587 SH SOLE 38587 0 0 MFA Financial Inc COM 55272X102 2592 338800 SH SOLE 338800 0 0 MPLX LP COM UNIT REP LTD 55336V100 51 2000 SH SOLE 2000 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 1233 19605 SH SOLE 19605 0 0 Marathon Petroleum Corporation COM 56585A102 30 500 SH SOLE 500 0 0 Markel Corporation COM 570535104 79 69 SH SOLE 69 0 0 MasterCard, Inc. - Class A CL A 57636Q104 923 3092 SH SOLE 3092 0 0 McDonald's Corp. COM 580135101 176 890 SH SOLE 890 0 0 Merck & Co COM 58933Y105 3971 43663 SH SOLE 43663 0 0 MetLife Inc COM 59156R108 20 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 6373 40410 SH SOLE 40410 0 0 Mohawk Industries Inc COM 608190104 2283 16743 SH SOLE 16743 0 0 Monmouth Real Estate Investmen CL A 609720107 14 1000 SH SOLE 1000 0 0 NOW Inc. COM 67011P100 340 30257 SH SOLE 30257 0 0 NVR, Inc. COM 62944T105 38 10 SH SOLE 10 0 0 National Oilwell Varco Inc COM 637071101 4 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 2235 138745 SH SOLE 138745 0 0 Newell Brands, Inc. COM 651229106 2229 115997 SH SOLE 115997 0 0 Newmont Goldcorp Corporation COM 651639106 43 1000 SH SOLE 1000 0 0 Newtek Business Services Corp. COM NEW 652526203 23 1000 SH SOLE 1000 0 0 NextEra Energy, Inc. COM 65339F101 36 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 29 150 SH SOLE 150 0 0 Norwegian Cruise Line Holdings SHS G66721104 12 200 SH SOLE 200 0 0 PayPay Holdings, Inc. COM 70450Y103 654 6047 SH SOLE 6047 0 0 Pfizer Inc COM 717081103 2267 57861 SH SOLE 57861 0 0 Plains GP LTD PARTNR INT A 72651A207 6 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 1083 9931 SH SOLE 9931 0 0 Procter & Gamble Company COM 742718109 49 390 SH SOLE 390 0 0 Prudential Financial COM 744320102 65 700 SH SOLE 700 0 0 RPM International, Inc. COM 749685103 5262 68556 SH SOLE 68556 0 0 Regions Financial Corp. COM 7591EP100 4136 241004 SH SOLE 241004 0 0 Resideo Technologies, Inc. COM 76118Y104 35 2968 SH SOLE 2968 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 138 2345 SH SOLE 2345 0 0 SPX Corporation COM 784635104 2097 41218 SH SOLE 41218 0 0 Schlumberger N.V. COM 806857108 92 2286 SH SOLE 2286 0 0 Seagate Technology PLC SHS G7945M107 5146 86486 SH SOLE 86486 0 0 ServiceNow, Inc. COM 81762P102 60 213 SH SOLE 213 0 0 Simon Property Group, Inc. COM 828806109 15 100 SH SOLE 100 0 0 Simpson Manufacturing Co. Inc. COM 829073105 4740 59082 SH SOLE 59082 0 0 Spectrum Brands Holdings, Inc. COM 84790A105 966 15019 SH SOLE 15019 0 0 Spotify Technology SA SHS L8681T102 817 5464 SH SOLE 5464 0 0 Stanley Black & Decker, Inc. COM 854502101 419 2530 SH SOLE 2530 0 0 Starbucks Corp COM 855244109 26 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 2884 116025 SH SOLE 116025 0 0 Steelcase, Inc. Class A CL A 858155203 4139 202296 SH SOLE 202296 0 0 TE Connectivity Ltd. REG SHS H84989104 995 10387 SH SOLE 10387 0 0 TPG Specialty Lending, Inc. COM 87265K102 1126 52455 SH SOLE 52455 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADS 874039100 6192 106572 SH SOLE 106572 0 0 Talend SA Sponsored ADR ADS 874224207 23 600 SH SOLE 600 0 0 Tanger Factory Outlet Centers, COM 875465106 15 1000 SH SOLE 1000 0 0 Tapestry, Inc. COM 876030107 2307 85537 SH SOLE 85537 0 0 Teck Resources Ltd CL B 878742204 14 800 SH SOLE 800 0 0 Teekay Corporation COM Y8564W103 53 10000 SH SOLE 10000 0 0 Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 202 13000 SH SOLE 13000 0 0 Tesla, Inc. COM 88160R101 0 1 SH SOLE 1 0 0 The Walt Disney Co. COM DISNEY 254687106 91 627 SH SOLE 627 0 0 Thermo Fisher Scientific COM 883556102 3536 10884 SH SOLE 10884 0 0 Unilever PLC Spon ADR SPON ADR NEW 904767704 46 800 SH SOLE 800 0 0 United Parcel Service, Inc Cl CL B 911312106 4093 34967 SH SOLE 34967 0 0 United Technologies Corp. COM 913017109 200 1338 SH SOLE 1338 0 0 ViacomCBS Inc. Class B CL B 92556H206 5 109 SH SOLE 109 0 0 W.P. Carey, Inc. REIT COM 92936U109 2236 27939 SH SOLE 27939 0 0 Walgreens Boots Alliance, Inc. COM 931427108 24 400 SH SOLE 400 0 0 Wells Fargo Company COM 949746101 6 120 SH SOLE 120 0 0 Westinghouse Air Brake Technol COM 929740108 0 6 SH SOLE 6 0 0 Weyerhaeuser Company COM 962166104 4341 143740 SH SOLE 143740 0 0 Woodward, Inc. COM 980745103 95 800 SH SOLE 800 0 0 iQIYI, Inc. Sponsored ADR Clas SPONSORED ADS 46267X108 374 17695 SH SOLE 17695 0 0 nVent Electric Plc SHS G6700G107 3923 153367 SH SOLE 153367 0 0 ClearBridge Energy MLP Fund COM 184692101 702 62305 SH SOLE 62305 0 0 ClearBridge Energy MLP Opportu COM 18469P100 702 83445 SH SOLE 83445 0 0 Eaton Vance Enhanced Equity In COM 278277108 16 870 SH SOLE 870 0 0 Franklin FTSE China ETF FTSE CHINA 35473P819 25 1000 SH SOLE 1000 0 0 India Fund, Inc. COM 454089103 547 27196 SH SOLE 27196 0 0 Invesco China Technology ETF CHINA TECHNLGY 46138E800 28 525 SH SOLE 525 0 0 Ishares Nasdaq Biotech Index F NASDAQ BIOTECH 464287556 60 500 SH SOLE 500 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 6 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 103 5172 SH SOLE 5172 0 0 ProShares Short S&P500 ETF SHORT S&P 500 NE 74347b425 113 4700 SH SOLE 4700 0 0 SPDR Gold Trust GOLD SHS 78463V107 74 520 SH SOLE 520 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 12 120 SH SOLE 120 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 234 2175 SH SOLE 2175 0 0 Tekla Life Sciences SH BEN INT 87911K100 17 956 SH SOLE 956 0 0 The Global X China Consumer ET MSCI CHINA CNSMR 37950E408 23 1220 SH SOLE 1220 0 0 Tortoise MLP Fund, Inc. COM 89148B101 30 2740 SH SOLE 2740 0 0 VanEck Vectors ChinaAMC China CHINAAMC CHINA B 92189F379 22 1000 SH SOLE 1000 0 0 VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 220 7500 SH SOLE 7500 0 0 VanEck Vectors Junior Gold Min JR GOLD MINERS E 92189F791 85 2000 SH SOLE 2000 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 19 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 8 61 SH SOLE 61 0 0 Vanguard Total World Stock ETF IT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 391 7270 SH SOLE 7270 0 0 iShares MSCI Mexico Index Fund MSCI MEXICO ETF 464286822 76 1690 SH SOLE 1690 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 404 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 43 259 SH SOLE 259 0 0 iShares S&P Latin American 40 LATN AMER 40 ETF 464287390 10 292 SH SOLE 292 0 0 iShares S&P U.S. Preferred Sto PFD AND INCM SEC 464288687 24 645 SH SOLE 645 0 0 AllianceBernstein Global High COM SHS 01879R106 1247 102825 SH SOLE 102825 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 1886 115055 SH SOLE 115055 0 0 DoubleLine Income Solutions COM 258622109 32 1630 SH SOLE 1630 0 0 Invesco Bond Fund COM 46132L107 881 42365 SH SOLE 42365 0 0 Invesco Total Return Bond ETF TOTAL RETURN 46090A804 143 2645 SH SOLE 2645 0 0 Invesco Ultra Short Duration ULTRA SHRT DUR 46090A887 146 2905 SH SOLE 2905 0 0 Invesco Variable Rate Preferre VAR RATE PFD 46138G870 1900 73575 SH SOLE 73575 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 599 6005 SH SOLE 6005 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 1765 17375 SH SOLE 17375 0 0 SPDR Bloomberg Barclays Inv Gr BLOMBERG BRC INV 78468R200 1227 39930 SH SOLE 39930 0 0 SPDR DoubleLine Total Return T SPDR TR TACTIC 78467V848 1181 24105 SH SOLE 24105 0 0 SPDR Portfolio Short Term Corp PORTFOLIO SHORT 78464A474 2597 84210 SH SOLE 84210 0 0 TCW Strategic Income Fund Inc. COM 872340104 1424 246795 SH SOLE 246795 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2918 36195 SH SOLE 36195 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 2655 32765 SH SOLE 32765 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 10 2000 SH SOLE 2000 0 0 iShares 0-5 YearHigh Yield Cor 0-5YR HI YL CP 46434V407 3084 66425 SH SOLE 66425 0 0 iShares 3-7 Year Treasury Bond 3 7 YR TREAS BD 464288661 282 2240 SH SOLE 2240 0 0 iShares Aaa - A Rated Corporat A RATE CP BD ETF 46429B291 4214 77100 SH SOLE 77100 0 0 iShares Barclays 1-3 Yr Treas 1-3 YR TREAS BD 464287457 4087 48292 SH SOLE 48292 0 0 iShares Barclays Short Treas B SHORT TREAS BD 464288679 45 410 SH SOLE 410 0 0 iShares Broad USD Inv Gr Corp USO INV GRDE ETF 464288620 2733 46885 SH SOLE 46885 0 0 iShares Short Maturity Bond ET SHT MAT BD ETF 46431W507 1525 30350 SH SOLE 30350 0 0 iShares Short-Term Corporate B SH TR CRPORT ETF 464288646 4579 85390 SH SOLE 85390 0 0