Chief Compliance Officer

0001304229-19-000007.txt : 20191022 0001304229-19-000007.hdr.sgml : 20191022 20191022091436 ACCESSION NUMBER: 0001304229-19-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 EFFECTIVENESS DATE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 191160680 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001304229 XXXXXXXX 09-30-2019 09-30-2019 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer 9082735085 Susan E. Boyd Summit NJ 10-22-2019 0 264 292856 false INFORMATION TABLE 2 3Q2019.xml 3QTR19 AT&T Inc. COM 00206R102 1649 43572 SH SOLE 43572 0 0 AbbVie Inc. COM 00287Y109 197 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 241 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 30 157 SH SOLE 157 0 0 Advance Auto Parts, Inc. COM 00751Y106 1298 7845 SH SOLE 7845 0 0 Agnico Eagle Miines Ltd COM 008474108 107 2000 SH SOLE 2000 0 0 Air Lease Corp CL A 00912X302 63 1500 SH SOLE 1500 0 0 Air Products & Chemicals Inc. COM 009158106 1625 7325 SH SOLE 7325 0 0 Alexander & Baldwin Inc. COM 014491104 3224 131537 SH SOLE 131537 0 0 Alibaba Group Holding Ltd-Sp A SPONSORED ADS 01609W102 101 601 SH SOLE 601 0 0 Allstate Corp COM 020002101 587 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 3865 3165 SH SOLE 3165 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 4949 4060 SH SOLE 4060 0 0 Altaba Inc. - PENDING FUTURE D COM 021346101 23 1200 SH SOLE 1200 0 0 Amazon.Com, Inc. COM 023135106 503 290 SH SOLE 290 0 0 American International Group COM NEW 026874784 1810 32500 SH SOLE 32500 0 0 American States Water Co. COM 029899101 216 2400 SH SOLE 2400 0 0 American Tower Corp COM 03027x100 44 200 SH SOLE 200 0 0 Amgen Inc COM 031162100 2987 15435 SH SOLE 15435 0 0 Anheuser-Busch InBev Spons ADR SPONSORED ADR 03524A108 10 100 SH SOLE 100 0 0 Annaly Capital Management Inc COM 035710409 2233 253780 SH SOLE 253780 0 0 Antero Resources Corp COM 03674x106 6 2000 SH SOLE 2000 0 0 Apple, Inc. COM 037833100 7753 34616 SH SOLE 34616 0 0 Aptiv PLC SHS G6095L109 378 4324 SH SOLE 4324 0 0 Ares Capital Corporation COM 04010L103 2313 124110 SH SOLE 124110 0 0 Arista Networks, Inc. COM 040413106 12 50 SH SOLE 50 0 0 Arthur J. Gallagher & Co. COM 363576109 798 8904 SH SOLE 8904 0 0 Axalta Coating Systems Ltd. COM G0750C108 1989 65972 SH SOLE 65972 0 0 Baidu, Inc. SPON ADR REP A 056752108 552 5368 SH SOLE 5368 0 0 Ball Corp. COM 058498106 106 1460 SH SOLE 1460 0 0 Bank of America Corp COM 060505104 4415 151361 SH SOLE 151361 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 5243 25205 SH SOLE 25205 0 0 Blackstone Group Inc. COM CL A 09260D107 59 1200 SH SOLE 1200 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 3341 93185 SH SOLE 93185 0 0 Booking holdings Inc. COM 09857L108 20 10 SH SOLE 10 0 0 Box, Inc. Cl A CL A 10316T104 66 4000 SH SOLE 4000 0 0 Brighthouse Financial, Inc. COM 10922N103 1 36 SH SOLE 36 0 0 Bristol-Myers Squibb Company COM 110122108 108 2133 SH SOLE 2133 0 0 Broadcom Inc. COM 11135F101 1696 6142 SH SOLE 6142 0 0 Brookfield Asset Management In CL A LTD VT SH 112585104 104 1950 SH SOLE 1950 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 366 7384 SH SOLE 7384 0 0 Brookfield Property REIT, Inc. CL A 11282X103 20 1000 SH SOLE 1000 0 0 CF Industries Holdings Inc COM 125269100 2783 56572 SH SOLE 56572 0 0 CVS Corp COM 126650100 63 1000 SH SOLE 1000 0 0 Cal-Maine Foods, Inc. COM NEW 128030202 792 19822 SH SOLE 19822 0 0 Cardinal Health Inc COM 14149Y108 14 300 SH SOLE 300 0 0 Carnival Corp UNIT 99/99/9999 143658300 13 300 SH SOLE 300 0 0 Celgene Corporation COM 151020104 73 730 SH SOLE 730 0 0 Cenovus Energy Inc. COM 15135U109 47 5000 SH SOLE 5000 0 0 Chevron Corporation COM 166764100 161 1358 SH SOLE 1358 0 0 Chubb LTD COM H1467J104 9 53 SH SOLE 53 0 0 Cimpress NV SHS EURO N20146101 927 7029 SH SOLE 7029 0 0 Cisco Systems Inc COM 17275R102 133 2700 SH SOLE 2700 0 0 Citigroup Inc. COM NEW 172967424 7210 104370 SH SOLE 104370 0 0 Coca-Cola Co. COM 191216100 44 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 488 8105 SH SOLE 8105 0 0 Colfax Corporation COM 194014106 683 23512 SH SOLE 23512 0 0 Colgate-Palmolive Company COM 194162103 77 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 2142 47509 SH SOLE 47509 0 0 Compass Minerals International COM 20451N101 3912 69251 SH SOLE 69251 0 0 Consolidated Edison, Inc. COM 209115104 50 533 SH SOLE 533 0 0 Copa Holdings SA - Class A CL A P31076105 20 200 SH SOLE 200 0 0 CoreLogic, Inc. COM 21871D103 1331 28775 SH SOLE 28775 0 0 Cornerstone Building Brands In COM 21925D109 851 140607 SH SOLE 140607 0 0 Costco Wholesale Corp COM 22160k105 1288 4469 SH SOLE 4469 0 0 Covetrus, Inc. COM 22304C100 2 200 SH SOLE 200 0 0 Crispr Therapeutics AG COM H17182108 12 300 SH SOLE 300 0 0 Crown Castle Intl Corp COM 22822V101 4226 30404 SH SOLE 30404 0 0 Crown Holdings, Inc. COM 228368106 425 6433 SH SOLE 6433 0 0 D.R. Horton Inc COM 23331A109 26 500 SH SOLE 500 0 0 Deere & Company COM 244199105 3605 21371 SH SOLE 21371 0 0 Delta Air Lines Inc. COM 247361702 23 400 SH SOLE 400 0 0 Dollar General COM 256677105 167 1052 SH SOLE 1052 0 0 Dominion Energy, Inc. COM 25746U109 49 600 SH SOLE 600 0 0 Dorian LPG Ltd. SHS USD Y2106R110 31 3000 SH SOLE 3000 0 0 Duke Energy Corp COM NEW 26441C204 25 266 SH SOLE 266 0 0 Eaton Corporation SHS G29183103 243 2920 SH SOLE 2920 0 0 Editas Medicine, Inc. COM 28106W103 5 200 SH SOLE 200 0 0 Enbridge Inc. COM 29250N105 96 2727 SH SOLE 2727 0 0 Energy Transfer, LP COM UT LTD PTN 29273V100 43 3307 SH SOLE 3307 0 0 Enterprise Products Partners L COM 293792107 1634 57179 SH SOLE 57179 0 0 Equinix Inc COM 29444U700 12 20 SH SOLE 20 0 0 Equity Residential SH BEN INT 29476L107 42 488 SH SOLE 488 0 0 Estee Lauder Cos., Inc. CL A 518439104 796 4003 SH SOLE 4003 0 0 Exelixis Inc COM 30161Q104 18 1000 SH SOLE 1000 0 0 Expedia, Inc. COM NEW 30212P303 577 4292 SH SOLE 4292 0 0 Exxon Mobil Corp. COM 30231G102 345 4889 SH SOLE 4889 0 0 Facebook Inc. Class A CL A 30303M102 64 360 SH SOLE 360 0 0 FedEx Corp. COM 31428X106 107 735 SH SOLE 735 0 0 Fox Corporation Class B CL B COM 35137L204 485 15364 SH SOLE 15364 0 0 Frank's International NV COM N33462107 623 131060 SH SOLE 131060 0 0 GCI Liberty, Inc. Class A COM CLASS A 36164V305 1154 18589 SH SOLE 18589 0 0 GDS Holdings Ltd. Spons ADR Cl SPONSORED ADS 36165L108 40 1000 SH SOLE 1000 0 0 GMS Inc. COM 36251C103 14 500 SH SOLE 500 0 0 Garrett Motion, Inc. COM 366505105 22 2231 SH SOLE 2231 0 0 General Electric COM 369604103 11 1266 SH SOLE 1266 0 0 Gilead Sciences, Inc. COM 375558103 1517 23940 SH SOLE 23940 0 0 Golar LNG Ltd. SHS G9456A100 6 500 SH SOLE 500 0 0 Golar LNG Partners LP COM UNIT LPI Y2745C102 57 6000 SH SOLE 6000 0 0 Gray Television,Inc COM 389375106 16 1000 SH SOLE 1000 0 0 HDFC Bank Ltd SPONSORED ADS 40415F101 956 16752 SH SOLE 16752 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1261 32960 SH SOLE 32960 0 0 Halliburton Co. COM 406216101 21 1100 SH SOLE 1100 0 0 Hanesbrands, Inc. COM 410345102 3799 247953 SH SOLE 247953 0 0 Harley-Davidson, Inc. COM 412822108 2839 78931 SH SOLE 78931 0 0 Henry Schein Inc COM 806407102 44 700 SH SOLE 700 0 0 HollySys Automation Technologi SHS G45667105 1230 80953 SH SOLE 80953 0 0 Home Depot Inc. COM 437076102 3583 15442 SH SOLE 15442 0 0 Honeywell International Inc COM 438516106 3897 23034 SH SOLE 23034 0 0 Howard Hughes Corporation COM 44267D107 5860 45215 SH SOLE 45215 0 0 Huazhu Group Ltd. SPONSORED ADS 44332N106 1130 34224 SH SOLE 34224 0 0 Hubbell Inc. COM 443510607 4787 36432 SH SOLE 36432 0 0 ITT Inc. COM 45073V108 3168 51767 SH SOLE 51767 0 0 Int'l Bus Machines COM 459200101 8590 59069 SH SOLE 59069 0 0 Intel Corp Com COM 458140100 5 100 SH SOLE 100 0 0 Intellia Therapeutics, Inc. COM 45826J105 4 300 SH SOLE 300 0 0 InterXion Holding NV SHS N47279109 646 7925 SH SOLE 7925 0 0 Invesco Ltd. SHS G491BT108 8 500 SH SOLE 500 0 0 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 25 3000 SH SOLE 3000 0 0 J.P. Morgan Chase & Co. SPON ADR CL A 46625H100 4853 41236 SH SOLE 41236 0 0 JD.com, Inc ADR COM 47215p106 722 25584 SH SOLE 25584 0 0 Jefferies Financial Group Inc. COM 47233W109 567 30821 SH SOLE 30821 0 0 Jernigan Capital, Inc. COM 476405105 77 4000 SH SOLE 4000 0 0 Johnson & Johnson COM 478160104 16 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 3810 173806 SH SOLE 173806 0 0 Knot Offshore Partners LP COM UNITS Y48125101 38 2000 SH SOLE 2000 0 0 Kroger Co COM 501044101 1064 41274 SH SOLE 41274 0 0 Laredo Petroleum Inc. COM 516806106 10 4000 SH SOLE 4000 0 0 Lennar Corporation Cl. A CL A 526057104 76 1360 SH SOLE 1360 0 0 Liberty Broadband Corp. Class COM SER C 530307305 39 369 SH SOLE 369 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 979 41138 SH SOLE 41138 0 0 Liberty Latin America Ltd. Cla COM CL A G9001E102 0 14 SH SOLE 14 0 0 Liberty Latin America Ltd. Cla COM CL C G9001E128 1945 113786 SH SOLE 113786 0 0 Liberty Media Corp - Liberty F COM SER C FRMLA 531229854 823 19779 SH SOLE 19779 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 69 1653 SH SOLE 1653 0 0 Lowe's Cos Inc. COM 548661107 4798 43638 SH SOLE 43638 0 0 MFA Financial Inc COM 55272X102 2838 385635 SH SOLE 385635 0 0 MPLX LP COM UNIT REP LTD 55336V100 56 2000 SH SOLE 2000 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 1399 21113 SH SOLE 21113 0 0 Marathon Petroleum Corporation COM 56585A102 30 500 SH SOLE 500 0 0 Markel Corporation COM 570535104 82 69 SH SOLE 69 0 0 MasterCard, Inc. - Class A CL A 57636Q104 879 3237 SH SOLE 3237 0 0 McDonald's Corp. COM 580135101 191 890 SH SOLE 890 0 0 Merck & Co COM 58933Y105 3732 44333 SH SOLE 44333 0 0 MetLife Inc COM 59156R108 19 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 6450 46391 SH SOLE 46391 0 0 Mohawk Industries Inc COM 608190104 2381 19188 SH SOLE 19188 0 0 Monmouth Real Estate Investmen COM 609720107 14 1000 SH SOLE 1000 0 0 Myers Industries, Inc. COM 628464109 527 29836 SH SOLE 29836 0 0 NOW Inc. COM 67011P100 425 37033 SH SOLE 37033 0 0 NVR, Inc. COM 62944T105 37 10 SH SOLE 10 0 0 National Oilwell Varco Inc COM 637071101 4 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 2518 160560 SH SOLE 160560 0 0 Newell Brands, Inc. COM 651229106 2234 119347 SH SOLE 119347 0 0 Newmont Goldcorp Corporation COM 651639106 38 1000 SH SOLE 1000 0 0 Newtek Business Services Corp. COM NEW 652526203 23 1000 SH SOLE 1000 0 0 NextEra Energy, Inc. COM 65339F101 35 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 27 150 SH SOLE 150 0 0 Norwegian Cruise Line Holdings SHS G66721104 10 200 SH SOLE 200 0 0 PayPay Holdings, Inc. COM 70450Y103 694 6702 SH SOLE 6702 0 0 Pfizer Inc COM 717081103 2370 65946 SH SOLE 65946 0 0 Plains GP LTD PARTNR INT A 72651A207 7 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 1135 10724 SH SOLE 10724 0 0 Procter & Gamble Company COM 742718109 49 390 SH SOLE 390 0 0 Prudential Financial COM 744320102 63 700 SH SOLE 700 0 0 RPM International, Inc. COM 749685103 4775 69391 SH SOLE 69391 0 0 Regions Financial Corp. COM 7591EP100 3854 243634 SH SOLE 243634 0 0 Resideo Technologies, Inc. COM 76118Y104 52 3622 SH SOLE 3622 0 0 Royal Dutch Shell PLC - ADR A SPON ADR A 780259206 218 3700 SH SOLE 3700 0 0 SPX Corporation COM 784635104 2594 64845 SH SOLE 64845 0 0 Schlumberger N.V. COM 806857108 92 2686 SH SOLE 2686 0 0 Seagate Technology PLC SHS G7945M107 4702 87406 SH SOLE 87406 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 2268 245034 SH SOLE 245034 0 0 ServiceNow, Inc. COM 81762P102 54 213 SH SOLE 213 0 0 Simon Property Group, Inc. COM 828806109 16 100 SH SOLE 100 0 0 Simpson Manufacturing Co. Inc. COM 829073105 5337 76932 SH SOLE 76932 0 0 Spectrum Brands Holdings, Inc. COM 84790A105 829 15724 SH SOLE 15724 0 0 Spotify Technology SA SHS L8681T102 701 6147 SH SOLE 6147 0 0 Stanley Black & Decker, Inc. COM 854502101 365 2530 SH SOLE 2530 0 0 Starbucks Corp COM 855244109 27 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3241 133820 SH SOLE 133820 0 0 Steelcase, Inc. Class A CL A 858155203 4451 241886 SH SOLE 241886 0 0 TE Connectivity Ltd. REG SHS H84989104 989 10619 SH SOLE 10619 0 0 TPG Specialty Lending, Inc. COM 87265K102 1316 62735 SH SOLE 62735 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADS 874039100 5820 125205 SH SOLE 125205 0 0 Talend SA Sponsored ADR ADS 874224207 20 600 SH SOLE 600 0 0 Tanger Factory Outlet Centers, COM 875465106 15 1000 SH SOLE 1000 0 0 Tapestry, Inc. COM 876030107 1379 52937 SH SOLE 52937 0 0 Teck Resources Ltd CL B 878742204 13 800 SH SOLE 800 0 0 Teekay Corporation COM BSV895641 40 10000 SH SOLE 10000 0 0 Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 96 7000 SH SOLE 7000 0 0 Tesla, Inc. COM 88160R101 0 1 SH SOLE 1 0 0 The Walt Disney Co. COM DISNEY 254687106 82 627 SH SOLE 627 0 0 Thermo Fisher Scientific COM 883556102 3571 12260 SH SOLE 12260 0 0 Unilever PLC Spon ADR SPON ADR NEW 904767704 48 800 SH SOLE 800 0 0 United Parcel Service, Inc Cl CL B 911312106 4251 35482 SH SOLE 35482 0 0 United Technologies Corp. COM 913017109 183 1338 SH SOLE 1338 0 0 Viacom Inc. - CL B CL B 92553P201 4 184 SH SOLE 184 0 0 Walgreens Boots Alliance, Inc. COM 931427108 22 400 SH SOLE 400 0 0 Wells Fargo Company COM 949746101 6 120 SH SOLE 120 0 0 Westinghouse Air Brake Technol COM 929740108 0 6 SH SOLE 6 0 0 Weyerhaeuser Company COM 962166104 4030 145502 SH SOLE 145502 0 0 Woodward, Inc. COM 980745103 86 800 SH SOLE 800 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 4 30 SH SOLE 30 0 0 iQIYI, Inc. Sponsored ADR Clas SPONSORED ADS 46267X108 418 25930 SH SOLE 25930 0 0 nVent Electric Plc SHS G6700G107 3152 143007 SH SOLE 143007 0 0 ClearBridge Energy MLP Fund COM 184692101 986 86655 SH SOLE 86655 0 0 ClearBridge Energy MLP Opportu COM 18469P100 919 105625 SH SOLE 105625 0 0 Eaton Vance Enhanced Equity In COM 278277108 214 12870 SH SOLE 12870 0 0 Franklin FTSE China ETF FTSE CHINA 35473P819 22 1000 SH SOLE 1000 0 0 India Fund, Inc. COM 454089103 558 27196 SH SOLE 27196 0 0 Invesco China Technology ETF CHINA TECHNLGY 46138E800 24 525 SH SOLE 525 0 0 Ishares Nasdaq Biotech Index F NASDAQ BIOTECH 464287556 50 500 SH SOLE 500 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 6 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 103 5412 SH SOLE 5412 0 0 ProShares Short Dow30 PSHS SHORT DOW30 74347B235 50 955 SH SOLE 955 0 0 ProShares Short S&P500 ETF SHORT S&P 500 NE 74347b425 488 18680 SH SOLE 18680 0 0 SPDR Gold Trust GOLD SHS 78463V107 72 520 SH SOLE 520 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 11 120 SH SOLE 120 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 223 2175 SH SOLE 2175 0 0 Short QQQ ProShares ETF SHORT QQQ NEW 74347B714 90 3250 SH SOLE 3250 0 0 Tekla Life Sciences SH BEN INT 87911K100 14 956 SH SOLE 956 0 0 The Global X China Consumer ET MSCI CHINA CNSMR 37950E408 20 1220 SH SOLE 1220 0 0 Tortoise MLP Fund, Inc. COM 89148B101 34 2740 SH SOLE 2740 0 0 VanEck Vectors ChinaAMC China CHINAAMC CHINA B 92189F379 22 1000 SH SOLE 1000 0 0 VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 200 7500 SH SOLE 7500 0 0 VanEck Vectors Junior Gold Min JR GOLD MINERS E 92189F791 73 2000 SH SOLE 2000 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 19 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 7 61 SH SOLE 61 0 0 Vanguard Total Stock Mkt Index TOTAL STK MKT 922908769 21 281 SH SOLE 281 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 Vanguard Value Index Fund Admi VALUE ETF 922908744 69 1594 SH SOLE 1594 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 367 7270 SH SOLE 7270 0 0 iShares MSCI Mexico Index Fund MSCI MEXICO ETF 464286822 72 1690 SH SOLE 1690 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 366 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 39 259 SH SOLE 259 0 0 iShares S&P Latin American 40 LATN AMER 40 ETF 464287390 9 292 SH SOLE 292 0 0 iShares S&P U.S. Preferred Sto PFD AND INCM SEC 464288687 24 645 SH SOLE 645 0 0 AllianceBernstein Global High COM 01879R106 1307 108995 SH SOLE 108995 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 2055 131475 SH SOLE 131475 0 0 DoubleLine Income Solutions COM 258622109 32 1630 SH SOLE 1630 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 137 22390 SH SOLE 22390 0 0 Invesco Bond Fund COM 46132L107 910 46055 SH SOLE 46055 0 0 Invesco BulletShares 2019 HYCo BULSHS 2019 HY 46138J403 538 22505 SH SOLE 22505 0 0 Invesco Total Return Bond ETF TOTAL RETURN 46090A804 144 2645 SH SOLE 2645 0 0 Invesco Ultra Short Duration ULTRA SHRT DVR 46090A887 146 2905 SH SOLE 2905 0 0 Invesco Variable Rate Preferre VAR RATE PFD 46138G870 1928 75855 SH SOLE 75855 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 588 5895 SH SOLE 5895 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 1741 17110 SH SOLE 17110 0 0 SPDR Bloomberg Barclays Inv Gr BLOMBERG BRC INV 78468R200 1228 39930 SH SOLE 39930 0 0 SPDR DoubleLine Total Return T SPDR TR TACTIC 78467V848 1256 25515 SH SOLE 25515 0 0 SPDR Portfolio Short Term Corp PORTFOLIO SHORT 78464A474 2567 83195 SH SOLE 83195 0 0 TCW Strategic Income Fund Inc. COM 872340104 1409 248040 SH SOLE 248040 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2912 36050 SH SOLE 36050 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 2635 32505 SH SOLE 32505 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 9 2000 SH SOLE 2000 0 0 iShares 0-5 YearHigh Yield Cor 0-5YR HI YL CP 46434V407 3319 71385 SH SOLE 71385 0 0 iShares 3-7 Year Treasury Bond 3 7 YR TREAS BD 464288661 294 2320 SH SOLE 2320 0 0 iShares Aaa - A Rated Corporat A RATE CP BD ETF 46429B291 4749 86655 SH SOLE 86655 0 0 iShares Barclays 1-3 Yr Treas 1 3 YR TREAS BD 464287457 4885 57592 SH SOLE 57592 0 0 iShares Barclays Short Treas B SHORT TREAS BD 464288679 45 410 SH SOLE 410 0 0 iShares Broad USD Inv Gr Corp USD INV GRDE ETF 464288620 2711 46510 SH SOLE 46510 0 0 iShares Short Maturity Bond ET SHT MAT BD ETF 46431W507 1506 29915 SH SOLE 29915 0 0 iShares Short-Term Corporate B SH TR CRPORT ETF 464288646 4767 88815 SH SOLE 88815 0 0