0001654954-21-000164.txt : 20210105 0001654954-21-000164.hdr.sgml : 20210105 20210105194804 ACCESSION NUMBER: 0001654954-21-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210103 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPINDEL HOWARD CENTRAL INDEX KEY: 0001351559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50956 FILM NUMBER: 21508355 MAIL ADDRESS: STREET 1: 39 BROADWAY SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pharma-Bio Serv, Inc. CENTRAL INDEX KEY: 0001304161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 200653570 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: INDUSTRIAL ZONE STREET 1 STREET 2: LOT 14 CITY: DORADO STATE: PR ZIP: 00646 BUSINESS PHONE: 787-278-2709 MAIL ADDRESS: STREET 1: INDUSTRIAL ZONE STREET 1 STREET 2: LOT 14 CITY: DORADO STATE: PR ZIP: 00646 FORMER COMPANY: FORMER CONFORMED NAME: LAWRENCE CONSULTING GROUP INC DATE OF NAME CHANGE: 20040923 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2021-01-03 0001304161 Pharma-Bio Serv, Inc. PBSV 0001351559 SPINDEL HOWARD 7000 WEST PALMETTO PARK ROAD, SUITE 503 BOCA RATON FL 33433 true false false false Common Stock 2021-01-03 4 M false 20000 0.95 A 20000 D Common Stock 2021-01-03 4 F false 13103 1.45 D 6897 D Common Stock 2021-01-03 4 G false 6897 0 D 0 D Common Stock 2021-01-03 4 G false 6897 0 A 32207 I By Spouse Stock Option 0.95 2021-01-03 4 M false 20000 0 D 2021-01-10 Common Stock 20000 0 D Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise. This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. The option vested in two equal installments on July 10, 2016 and July 10, 2017. /s/ Howard Spindel 2021-01-05