The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | 46,016 | 843,093 | SH | OTR | 1 | 843,093 | 0 | 0 | |
| ENPRO INDS INC | COM | 29355X107 | 107,806 | 1,473,560 | SH | OTR | 1 | 1,473,560 | 0 | 0 | |
| HORSEHEAD HLDG CORP | COM | 440694305 | 28,091 | 1,538,400 | SH | OTR | 1 | 1,538,400 | 0 | 0 | |
| LUXFER HLDGS PLC | SPONSORED ADR | 550678106 | 22,244 | 1,173,815 | SH | OTR | 1 | 1,173,815 | 0 | 0 | |
| MANNKIND CORP | COM | 56400P201 | 68,024 | 6,206,570 | SH | OTR | 1 | 6,206,570 | 0 | 0 | |
| RUBICON MINERALS CORP | COM | 780911103 | 41,842 | 28,261,042 | SH | OTR | 1 | 28,261,042 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 322,703 | 1,648,800 | SH | Put | OTR | 1 | 1,648,800 | 0 | 0 |
| TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 | 38,978 | 277,936 | SH | OTR | 1 | 277,936 | 0 | 0 | |