0000950157-23-001166.txt : 20231124 0000950157-23-001166.hdr.sgml : 20231124 20231124113611 ACCESSION NUMBER: 0000950157-23-001166 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231124 FILED AS OF DATE: 20231124 DATE AS OF CHANGE: 20231124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 231435627 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6-k.htm REPORT OF FOREIGN PRIVATE ISSUER
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
 
November 24, 2023
 
Commission File Number: 001-38159

 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)

 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)

 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F ☒              Form 40-F ☐
 
 
 
 
 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of November 24, 2023.


EXHIBIT INDEX
 
Exhibit
 
Description
 


  

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
  
   
 
       
 
By:
/s/ Nancy Jiang
  
    Name: 
Nancy Jiang  
    Title:   
Senior Assistant Company Secretary
  
       
 
Date:  November 24, 2023



 EX-1 2 ex-1.htm PRESS RELEASE
Exhibit 1

British American Tobacco p.l.c. (the “Company”)

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

On 24 November 2023 the independent Trustee of the British American Tobacco Group Employee Trust released the following number of British American Tobacco p.l.c. 25p ordinary shares (the “Shares”) granted to the following person discharging managerial responsibilities under the 2016 Long-Term Incentive Plan (“2017 Award”). Subsequent sales of shares are also set out below.

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
James Murphy
2
Reason for the notification
a)
Position/status
Director, Research and Science
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
Transaction 1
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Exercise of options under the British American Tobacco Long-Term Incentive Plan (2017 Award)
c)
Price(s) and volume(s)
        
 
Price(s)
Volume(s)
  
 
£nil
896
  
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
896
 
£nil
e)
Date of the transaction
2023-11-24
f)
Place of the transaction
Outside a trading venue


Transaction 2
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Transfer of shares from options exercised under the Long-Term Incentive Plan (2017 Award)
c)
Price(s) and volume(s)
        
 
Price(s)
Volume(s)
  
 
£nil
474
  
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
474
 
£nil
e)
Date of the transaction
2023-11-24
f)
Place of the transaction
Outside a trading venue
Transaction 3
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options (2017 Award)
c)
Price(s) and volume(s)
        
 
Price(s)
Volume(s)
  
 
£25.545415
422
  
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
422
 
£10,780.17
e)
Date of the transaction
2023-11-24
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Nancy Jiang
Date of notification: 24 November 2023