11-K 1 form11-k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 11-K


(Mark One)
⌧
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2020

OR

☐
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                      to                     

Commission file number: 001-38159

A.
Full title of the plans and the address of the plans, if different from that of the issuer named below:

RAI 401k Savings Plan

 
B.
Name of issuer of the securities held pursuant to the plans and the address of its principal executive office:

British American Tobacco p.l.c.
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom






REQUIRED INFORMATION

1.
Not applicable.
2.
Not applicable
3.
Not applicable
4.
The RAI 401k Savings Plan is subject to the requirements of the Employee Retirement Income Security Act of 1974, referred to as ERISA. A copy of the most recent audited financial statements and supplemental schedules, as required, of the RAI 401k Savings Plan, prepared in accordance with the financial reporting requirements of ERISA, is attached as Exhibit 99.1 to this report.



Exhibits:

Exhibit
Number
  
Description
 23.1
  
Consent of KPMG LLP.
 99.1
  
Audited financial statements and supplemental schedules of the RAI 401k Savings Plan for the years ended December 31, 2020 and 2019.
     







SIGNATURE

The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustee (or other persons who administer the employee benefit plans) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.


   
RAI 401k Savings Plan
       
Date: June 23, 2021
  
By:
 /s/ Alden H. Smith
     
Name: Alden H. Smith
     
Title: Secretary, RAI Employee Benefits Committee
       



EXHIBIT INDEX