0000950157-20-001467.txt : 20201228 0000950157-20-001467.hdr.sgml : 20201228 20201228064520 ACCESSION NUMBER: 0000950157-20-001467 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20201228 FILED AS OF DATE: 20201228 DATE AS OF CHANGE: 20201228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 201414576 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6-k.htm REPORT OF FOREIGN ISSUER



 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
 
December 28, 2020
 
Commission File Number: 001-38159


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 


 



 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of December 24, 2020.
 

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1
  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated December 24, 2020.
 
 
Exhibit 2
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated December 24, 2020.
     
     

 
 
 
 
 
 
 

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
   
 
       
 
By:
/s/ Claire Dhokia
 
    Name: 
Claire Dhokia  
    Title:   
Deputy Company Secretary
 
       
 
Date:  December 28, 2020




EX-1 2 ex-1.htm PRESS RELEASE
Exhibit 1

British American Tobacco p.l.c.

Notification and Public Disclosure of Transactions by Persons Discharging Managerial Responsibilities and Persons Closely Associated With Them

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Marina Bellini
2
Reason for the notification
a)
Position/status
Director, Digital and Information
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
British American Tobacco p.l.c. American Depositary Shares ("ADSs")

US1104481072
b)
Nature of the transaction
Purchase of shares
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
$36.75
2,000
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
2,000
 
$36.75
e)
Date of the transaction
2020-12-23
f)
Place of the transaction
NYSE (XNYS)


Name of officer of issuer responsible for making notification: Claire Dhokia

Date of notification: 24 December 2020

EX-2 3 ex-2.htm PRESS RELEASE
Exhibit 2

British American Tobacco p.l.c. (the “Company”)

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Jeremy Fowden
2
Reason for the notification
a)
Position/status
Non-Executive Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
British American Tobacco p.l.c. American Depositary Shares (“ADSs”)
 
US1104481072
b)
Nature of the transaction
Transfer of ADSs from a nominee account in the joint names of Jeremy Fowden and Louise Fowden, into a nominee account in the sole name of Jeremy Fowden
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
$nil
10,00
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
10,000
 
$nil
e)
Date of the transaction
2020-12-23
f)
Place of the transaction
Outside a trading venue






1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Louise Fowden
2
Reason for the notification
a)
Position/status
Person Closely Associated with a person discharging managerial responsibilities; Jeremy Fowden, Non-Executive Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
British American Tobacco p.l.c. American Depositary Shares (“ADSs”)
 
US1104481072
b)
Nature of the transaction
Transfer of ADSs from a nominee account in the joint names of Jeremy Fowden and Louise Fowden, into a nominee account in the sole name of Jeremy Fowden
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
$nil
10,00
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
10,000
 
$nil
e)
Date of the transaction
2020-12-23
f)
Place of the transaction
Outside a trading venue

Name of officer of issuer responsible for making notification: Claire Dhokia
 
Date of notification: 24 December 2020