0000950157-19-000596.txt : 20190516 0000950157-19-000596.hdr.sgml : 20190516 20190515215029 ACCESSION NUMBER: 0000950157-19-000596 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 19830462 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6-k.htm REPORT OF FOREIGN ISSUER




 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
May 15, 2019
 
Commission File Number: 001-38159


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 


 



 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. to its shareholders, as of May 15, 2019
 

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1
  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated May 15, 2019.
Exhibit 2 
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated May 15, 2019. 
Exhibit 3
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated May 15, 2019.
Exhibit 4
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated May 15, 2019.

 
 
 
 
 
 
 

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
       
       
 
By:
/s/ Sophie Kerr  
    Name: 
Sophie Kerr
 
    Title:   
Assistant Secretary
 
       
 
Date:  May 15, 2019






EX-1 2 ex-1.htm
Exhibit 1


British American Tobacco p.l.c. (the “Company”)

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Holly Keller Koeppel
2
Reason for the notification
a)
Position/status
Non-Executive Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
 
 
 
Identification code
Deferred Stock Units (“DSUs”) tracking the value of British American Tobacco p.l.c. American Depositary Shares (“ADSs”) in accordance with the terms of the Reynolds American Inc. (“RAI”) Amended and Restated Deferred Compensation Plan.
 
N/A because the transaction relates to financial instruments linked to the issuer's ADSs
b)
Nature of the transaction
Credit of additional DSUs by reference to the value of dividends declared on the ADSs underlying the DSUs.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
$Nil
386.64
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
386.64
 
$Nil
e)
Date of the transaction
2019-02-12
f)
Place of the transaction
Outside a trading venue

 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 15 February 2019
 

EX-2 3 ex-2.htm
Exhibit 2


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of reinvestment by ISA Manager of income received.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£28.45
4
 
           
d)
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
4
 
 
£28.45
e)
Date of the transaction
2019-05-13
f)
Place of the transaction
London Stock Exchange (XLON)

 
Name of officer of issuer responsible for making notification: Sophie Kerr
 
Date of notification: 15 May 2019
 


EX-3 4 ex-3.htm
Exhibit 3


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Pei Chung Davy
2
Reason for the notification
a)
Position/status
Person closely associated with a person
discharging managerial responsibilities;
Alan Davy, Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
Transaction 1
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£28.45
167
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
167
 
£28.45
e)
Date of the transaction(s)
2019-05-13
f)
Place of the transaction(s)
London Stock Exchange (XLON)
Transaction 2
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by ISA Manager.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£28.45
8
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8
 
£28.45
e)
Date of the transaction(s)
2019-05-13
f)
Place of the transaction(s)
London Stock Exchange (XLON)

 
Name of officer of issuer responsible for making notification: Sophie Kerr
 
Date of notification: 15 May 2019
 

EX-4 5 ex-4.htm
Exhibit 4


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Maria Oberlander
2
Reason for the notification
a)
Position/status
Person closely associated with a person
discharging managerial responsibilities; Ricardo Oberlander, President and CEO, Reynolds American Inc.
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£28.22
491
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
491
 
£28.22
e)
Date of the transaction
2019-05-08
f)
Place of the transaction
London Stock Exchange (XLON)

 
Name of officer of issuer responsible for making notification: Sophie Kerr
 
Date of notification: 15 May 2019