0000950103-13-006935.txt : 20131127 0000950103-13-006935.hdr.sgml : 20131127 20131127192346 ACCESSION NUMBER: 0000950103-13-006935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131126 FILED AS OF DATE: 20131127 DATE AS OF CHANGE: 20131127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forest Holdings LLC CENTRAL INDEX KEY: 0001402597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131248878 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS (ERISA), L.P. CENTRAL INDEX KEY: 0001336205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131248879 BUSINESS ADDRESS: STREET 1: 667 MADISON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: Crestview Capital Partners Erisa L P DATE OF NAME CHANGE: 20050812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS (PF), L.P. CENTRAL INDEX KEY: 0001339026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131248881 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS LP STREET 2: 667 MADISON AVENUE 10TH FLR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS LP STREET 2: 667 MADISON AVENUE 10TH FLR CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: CRESTVIEW CAPITAL PARTNERS PF LP DATE OF NAME CHANGE: 20050916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. CENTRAL INDEX KEY: 0001303158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131248882 BUSINESS ADDRESS: STREET 1: 667 MADISON AVE 1OTH FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-703-2708 MAIL ADDRESS: STREET 1: 667 MADISON AVE 1OTH FL CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: Crestview Offshore Holdings Cayman L P DATE OF NAME CHANGE: 20040915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS, L.P. CENTRAL INDEX KEY: 0001303183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131248884 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-703-2708 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: Crestview Capital Partners LP DATE OF NAME CHANGE: 20040915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestview Partners GP, L.P. CENTRAL INDEX KEY: 0001402174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131248885 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW HOLDINGS (TE), L.P. CENTRAL INDEX KEY: 0001322690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131248880 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS GP LP STREET 2: 667 MADISON AVENUE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2129060700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS GP LP STREET 2: 667 MADISON AVENUE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: CRESTVIEW HOLDINGS TE LP DATE OF NAME CHANGE: 20050404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forest Holdings (ERISA) LLC CENTRAL INDEX KEY: 0001402596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131248883 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-26 0001371446 FBR & Co. FBRC 0001402174 Crestview Partners GP, L.P. 667 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10065 1 0 1 0 0001303183 CRESTVIEW PARTNERS, L.P. C/O CRESTVIEW PARTNERS GP, L.P. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001303158 CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. C/O CRESTVIEW PARTNERS GP, L.P. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001339026 CRESTVIEW PARTNERS (PF), L.P. C/O CRESTVIEW PARTNERS GP, L.P. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001322690 CRESTVIEW HOLDINGS (TE), L.P. C/O CRESTVIEW PARTNERS GP, L.P. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001336205 CRESTVIEW PARTNERS (ERISA), L.P. C/O CRESTVIEW PARTNERS GP, L.P. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001402597 Forest Holdings LLC C/O CRESTVIEW PARTNERS GP, L.P. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001402596 Forest Holdings (ERISA) LLC C/O CRESTVIEW PARTNERS GP, L.P. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 Common Stock, par value $0.001 per share ("Common Stock") 2013-11-26 4 S 0 1389480 25.75 D 0 I See footnotes. Common Stock 2013-11-26 4 M 0 61224 10.96 A 61224 I See footnote. Common Stock 2013-11-26 4 M 0 26108 14.52 A 87332 I See footnote. Common Stock 2013-11-26 4 S 0 87332 25.75 D 0 I See footnote. Option (Right to Buy) ("Option") 10.96 2013-11-26 4 M 0 61224 0 A 2013-06-05 2016-06-05 Common Stock 61224 0 I Through limited partnerships Option 14.52 2013-11-26 4 M 0 26108 0 A 2012-06-01 2015-06-01 Common Stock 26108 0 I Through limited partnerships This Form 4 is being filed by more than one reporting person. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Offshore Holdings (Cayman), L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P. and Crestview Partners (ERISA), L.P. Crestview Partners, L.P., Crestview Offshore Holdings (Cayman), L.P., Crestview Partners (PF), L.P. and Crestview Holdings (TE), L.P. are members of Forest Holdings LLC, which on November 26, 2013 sold 1,317,692 shares of common stock of the issuer and is no longer a record owner of any shares of common stock of the issuer following the reported transactions. Crestview Partners (ERISA), L.P. is the sole member of Forest Holdings (ERISA) LLC, which on November 26, 2013 sold 71,788 shares of common stock of the issuer and is no longer the record owner of any shares of common stock of the issuer following the reported transactions. Each reporting person disclaims beneficial ownership of the reported securities except and to the extent of its pecuniary interest therein. On November 26, 2013, Crestview Advisors, L.L.C., which provides investment advisory and management services to certain of the reporting persons, exercised 61,224 options to buy shares of common stock of the issuer at an exercise price of $10.96 per share and 26,108 options to buy shares of common stock of the issuer at an exercise price of $14.52 per share, and sold the shares underlying such options to the Company at a price of $25.75 per share. Each reporting person disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein, if any. Crestview Partners GP, L.P., By: Crestview, L.L.C., its General Partner by: /s/ Evelyn C. Pellicone, Chief Financial Officer 2013-11-27 Crestview Partners, L.P., By: Crestview Partners GP, L.P., its General Partner, By: Crestview, L.L.C., its General Partner, by:/s/ Evelyn C. Pellicone, Chief Financial Officer 2013-11-27 Crestview Offshore Holdings (Cayman), L.P., By: Crestview Partners GP, L.P., its General Partner, By: Crestview, L.L.C., its General Partner, by: /s/ Evelyn C. Pellicone, Chief Financial Officer 2013-11-27 Crestview Partners (PF), L.P., By: Crestview Partners GP, L.P., its General Partner, by: Crestview, L.L.C., its General Partner, By:/s/ Evelyn C. Pellicone, Chief Financial Officer 2013-11-27 Crestview Holdings (TE), L.P., By: Crestview Partners GP, L.P., its General Partner, by: Crestview, L.L.C., its General Partner, By: /s/ Evelyn C. Pellicone, Chief Financial Officer 2013-11-27 Forest Holdings LLC, by: /s/ Evelyn C. Pellicone, Chief Financial Officer 2013-11-27 Crestview Partners (ERISA), L.P., By: Crestview Partners GP, L.P., its General Partner, By: Crestview, L.L.C., its General Partner, by /s/ Evelyn C. Pellicone, Chief Financial Officer 2013-11-27 Forest Holdings (ERISA) LLC, by: /s/ Evelyn C. Pellicone, Chief Financial Officer 2013-11-27 EX-99 2 dp42262_ex9901.htm Unassociated Document
Exhibit 99.1

Joint Filer Information

Joint Filer Information

Each of the following joint filers has designated Crestview Partners GP, L.P. as the “Designated Filer” for purposes of the attached Form 4:
 
 
1. 
Crestview Partners, L.P.
c/o Crestview Partners GP, L.P.
667 Madison Avenue
New York , NY 10065

 
2. 
Crestview Offshore Holdings (Cayman), L.P.
c/o Crestview Partners GP, L.P.
667 Madison Avenue
New York , NY 10065

 
3. 
Crestview Partners (PF), L.P.
c/o Crestview Partners GP, L.P.
667 Madison Avenue
New York , NY 10065

 
4. 
Crestview Holdings (TE), L.P.
c/o Crestview Partners GP, L.P.
667 Madison Avenue
New York , NY 10065

 
5. 
Crestview Partners (ERISA), L.P.
c/o Crestview Partners GP, L.P.
667 Madison Avenue
New York , NY 10065


 
6. 
Forest Holdings LLC
c/o Crestview Partners GP, L.P.
667 Madison Avenue
New York , NY 10065

 
7. 
Forest Holdings (ERISA) LLC
c/o Crestview Partners GP, L.P.
667 Madison Avenue
New York , NY 10065

Issuer and Ticker Symbol: FBRC

Date of Event Requiring Statement: November 26, 2013
  
 
 
 
 
 

Crestview Partners, L.P.
Crestview Partners (PF), L.P.
Crestview Partners (ERISA), L.P.
Crestview Holdings (TE), L.P.
Crestview Offshore Holdings (Cayman), L.P.


By: Crestview Partners GP, L.P., as General Partner
By: Crestview, L.L.C., as General Partner
 
By:
/s/ Evelyn C. Pellicone
  
 
Name:
Evelyn C. Pellicone
  
 
Title:
Chief Financial Officer
  
 
Forest Holdings LLC
 
By:
/s/ Evelyn C. Pellicone
  
 
Name:
Evelyn C. Pellicone
  
 
Title:
Chief Financial Officer
  


Forest Holdings (ERISA) LLC
 
By:
/s/ Evelyn C. Pellicone
  
 
Name:
Evelyn C. Pellicone
  
 
Title:
Chief Financial Officer
  

Date:                      November 27, 2013