8-K 1 turv-8k_081517.htm CURRENT REPORT

 

 

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of 

the Securities Exchange Act of 1934

 

Date of Report  (Date of earliest event reported) August 15, 2017
 
TWO RIVERS WATER & FARMING COMPANY
(Exact name of registrant as specified in charter)
 
Colorado
(State or other jurisdiction of incorporation)
 
000-51139   13-4228144
(Commission File Number)   (IRS Employee Identification No.)
 
3025 South Parker Rd., Aurora, CO   80222
(Address of principal executive offices)   (Zip Code)
 
Registrant’s telephone number, including area code (303) 222-1000
   
Not Applicable
(Former name or former address, if changed since last report)
             

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): 

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

☐ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   

 

 
 

 

SECTION 7 – REGULATION FD DISCLOSURE

 

ITEM 7.01

Regulation FD Disclosure

 

Press Release

 

The information in this Item 7.01 of this Current Report is furnished pursuant to Item 7.01 and shall not be deemed "filed" for any purpose, including for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that Section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act regardless of any general incorporation language in such filing.

 

Two Rivers Water & Farming released the financial results for its 2017 fiscal second quarter and first half.

 

The text of the press release is attached herewith as Exhibit 99.1.

 

 

SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

Item 9.01

Financial Statements and Exhibits

 

 

(d) Exhibits. The following is a complete list of exhibits filed as part of this Report. Exhibit numbers correspond to the numbers in the exhibit table of Item 601 of Regulation S-K.

 

Exhibit Number  

 

Description

     
99.1  

Press Release Issued by Two Rivers Water & Farming Company on August 15, 2017

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  TWO RIVERS WATER & FARMING COMPANY
  (Registrant)
   
   
Dated:  August 15, 2017 By: /s/ Bill Gregorak  
    Bill Gregorak, Chief Financial Officer

 

 
 

 

 

EXHIBIT INDEX

 

Exhibit Number  

 

Description

     
99.1  

Press Release Issued by Two Rivers Water & Farming Company on August 15, 2017