0001567619-19-020091.txt : 20191028 0001567619-19-020091.hdr.sgml : 20191028 20191028202353 ACCESSION NUMBER: 0001567619-19-020091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191028 DATE AS OF CHANGE: 20191028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Martin I CENTRAL INDEX KEY: 0001302874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 191174243 MAIL ADDRESS: STREET 1: C/O ACCENTURE STREET 2: 161 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc1.xml FORM 4 X0306 4 2019-09-30 0 0001535379 Cloudera, Inc. CLDR 0001302874 Cole Martin I C/O CLOUDERA, INC. 395 PAGE MILL ROAD PALO ALTO CA 94306 1 0 0 0 Common Stock 2019-09-30 4 M 0 216389 A 281466 D Common Stock 2019-09-30 4 F 0 81924 8.79 D 199542 D Common Stock 50000 I By Cole Family Holdings, LLLP Restricted Stock Units (RSUs) 2019-09-30 4 M 0 216389 0 D Common Stock 216389 360646 D Vesting and release of RSUs granted to the reporting person on July 31, 2019. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Shares directly held by the Cole Family Holdings, LLLP, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares. The RSUs vest quarterly on the last day of each of the full three (3) month periods (the "Quarterly Vesting Date") following July 31, 2019 at the rate of 37.50% for the first Quarterly Vesting Period, 31.50% for the second Quarterly Vesting Period and 15.50% for each of the third and fourth Quarterly Vesting Periods, subject to reporting person's continued service. /s/Jay Wedge, Attorney-in-Fact 2019-10-28