Note 13 - ASC 606 Revenue from Contracts with Customers

3 Months Ended

Mar. 31, 2019

Notes to Financial Statements

Revenue from Contract with Customer [Text Block]

13.

ASC

606

Revenue from contracts with customers

The following tables represent the Company's total revenues from contracts with customers, disaggregated by major business activity, for the

three

months ended

March 31, 2019

and

March 31, 2018,

respectively.

	Three Months Ended March 31, 2019
	Broker -Dealer		Asset Management				Total Asset Management		Corporate Costs		Eliminations			Total
			Asset Management Fee Income		Investment Income
Total revenues from contracts with customers
Equity and debt origination	$	6,789	$	-	$	-	$	-	$	-	$	-		$	6,789
Strategic advisory and private placements		5,090		-		-		-		-		-			5,090
Total investment banking revenues		11,879		-		-		-		-		-			11,879
Commissions		3,299		-		-		-		-		-			3,299
Research payments		1,209		-		-		-		-		-			1,209
Net trading gains		27		-		-		-		-		-			27
Total brokerage revenues		4,535		-		-		-		-		-			4,535
Base management fees		-		2,704		-		2,704		-		(1,007	)		1,697
Incentive management fees		-		6		-		6		-		-			6
Total asset management fees		-		2,710		-		2,710		-		(1,007	)		1,703
Total revenues from contracts with customers	$	16,414	$	2,710	$	-	$	2,710	$	-	$	(1,007	)	$	18,117

	Three Months Ended March 31, 2018
	Broker -Dealer			Asset Management				Total Asset Management		Corporate Costs		Eliminations			Total
				Asset Management Fee Income		Investment Income
Total revenues from contracts with customers
Equity and debt origination	$	11,862		$	-	$	-	$	-	$	-	$	-		$	11,862
Strategic advisory and private placements		8,800			-		-		-		-		-			8,800
Total investment banking revenues		20,662			-		-		-		-		-			20,662
Commissions		3,892			-		-		-		-		-			3,892
Research payments		985			-		-		-		-		-			985
Net trading losses		(213	)		-		-		-		-		-			(213	)
Total brokerage revenues		4,664			-		-		-		-		-			4,664
Base management fees		-			4,006		-		4,006		-		(946	)		3,060
Incentive management fees		-			80		3,285		3,365		-		-			3,365
Total asset management fees		-			4,086		3,285		7,371		-		(946	)		6,425
Total revenues from contracts with customers	$	25,326		$	4,086	$	3,285	$	7,371	$	-	$	(946	)	$	31,751