0001437749-18-009486.txt : 20180510 0001437749-18-009486.hdr.sgml : 20180510 20180510191319 ACCESSION NUMBER: 0001437749-18-009486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180509 FILED AS OF DATE: 20180510 DATE AS OF CHANGE: 20180510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00985 FILM NUMBER: 18824542 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMP Investment Holdings LLC CENTRAL INDEX KEY: 0001631823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00985 FILM NUMBER: 18824541 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Credit Corp CENTRAL INDEX KEY: 0001559909 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 25TH FLOOR CITY: New York STATE: NY ZIP: 10017 BUSINESS PHONE: 212-906-3500 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 25TH FLOOR CITY: New York STATE: NY ZIP: 10017 4 1 rdgdoc.xml FORM 4 X0306 4 2018-05-09 0001559909 Harvest Capital Credit Corp HCAP 0001302350 JMP GROUP LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001631823 JMP Investment Holdings LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 Common Stock 2018-05-09 4 P 0 3000 10.1802 A 988626 I See Footnote Common Stock 2018-05-10 4 P 0 2235 10.0591 A 990861 I See Footnote Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC. Reflects securities owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. /s/ Walter Conroy, Authorized Person of JMP Group LLC 2018-05-10 /s/ Walter Conroy, Authorized Person of JMP Investment Holdings LLC 2018-05-10