0001437749-18-008570.txt : 20180503
0001437749-18-008570.hdr.sgml : 20180503
20180503181047
ACCESSION NUMBER: 0001437749-18-008570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180501
FILED AS OF DATE: 20180503
DATE AS OF CHANGE: 20180503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 18805359
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP Investment Holdings LLC
CENTRAL INDEX KEY: 0001631823
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 18805358
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harvest Capital Credit Corp
CENTRAL INDEX KEY: 0001559909
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 25TH FLOOR
CITY: New York
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-906-3500
MAIL ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 25TH FLOOR
CITY: New York
STATE: NY
ZIP: 10017
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-05-01
0001559909
Harvest Capital Credit Corp
HCAP
0001302350
JMP GROUP LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001631823
JMP Investment Holdings LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
Common Stock
2018-05-01
4
P
0
1999
10.2238
A
969967
I
See Footnote
Common Stock
2018-05-02
4
P
0
3302
10.2101
A
973269
I
See Footnote
Common Stock
2018-05-03
4
P
0
214
10.1403
A
973483
I
See Footnote
Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC.
Reflects securities owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.
/s/ Walter Conroy, Authorized Person of JMP Group LLC
2018-05-03
/s/ Walter Conroy, Authorized Person of JMP Investment Holdings LLC
2018-05-03