0001246360-21-001015.txt : 20211117 0001246360-21-001015.hdr.sgml : 20211117 20211117150721 ACCESSION NUMBER: 0001246360-21-001015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slaughter Staci CENTRAL INDEX KEY: 0001832826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 211420403 MAIL ADDRESS: STREET 1: 3022 WASHINGTON STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2021-11-15 true 0001302350 JMP GROUP LLC JMP 0001832826 Slaughter Staci 3022 WASHINGTON STREET SAN FRANCISCO CA 94115 true false false false Common Shares 2021-11-15 4 D false 9257 7.5 D 0 D Restricted Share Unit 2021-11-15 4 D false 2048 0 D Common Shares 2048 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest. Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 320 restricted stock units of Citizens representing the right to receive 320 shares of common stock of Citizens, par value $0.01 per share. Zac Rosenberg on behalf of Staci Slaughter 2021-11-17