0001246360-21-001015.txt : 20211117
0001246360-21-001015.hdr.sgml : 20211117
20211117150721
ACCESSION NUMBER: 0001246360-21-001015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211115
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Slaughter Staci
CENTRAL INDEX KEY: 0001832826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36802
FILM NUMBER: 211420403
MAIL ADDRESS:
STREET 1: 3022 WASHINGTON STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2021-11-15
true
0001302350
JMP GROUP LLC
JMP
0001832826
Slaughter Staci
3022 WASHINGTON STREET
SAN FRANCISCO
CA
94115
true
false
false
false
Common Shares
2021-11-15
4
D
false
9257
7.5
D
0
D
Restricted Share Unit
2021-11-15
4
D
false
2048
0
D
Common Shares
2048
0
D
Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 320 restricted stock units of Citizens representing the right to receive 320 shares of common stock of Citizens, par value $0.01 per share.
Zac Rosenberg on behalf of Staci Slaughter
2021-11-17