X0306 4 2021-11-15 true 0001302350 JMP GROUP LLC JMP 0001398113 Jolson Joseph A 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 true true true false CEO Common Shares 2021-11-15 4 D false 75000 7.5 D 0 I By Foundation Common Shares 2021-11-15 4 D false 36400 7.5 D 0 D Common Shares 2021-11-15 4 D false 5325926 7.5 D 0 I By Jolson 1991 Trust Common Shares 2021-11-15 4 D false 1328210 7.5 D 0 I By Jolson 1996 Trust Restricted Share Unit 2021-11-15 4 D false 125129 0 D Common Shares 125129 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest. Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares. Reflects common shares held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee. Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee. Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 19,558 restricted stock units of Citizens representing the right to receive 19,558 shares of common stock of Citizens, par value $0.01 per share. Zac Rosenberg on behalf of Joseph A. Jolson 2021-11-17