0001246360-20-001159.txt : 20200508
0001246360-20-001159.hdr.sgml : 20200508
20200508160711
ACCESSION NUMBER: 0001246360-20-001159
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200506
FILED AS OF DATE: 20200508
DATE AS OF CHANGE: 20200508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jolson Joseph A
CENTRAL INDEX KEY: 0001398113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36802
FILM NUMBER: 20860555
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2020-05-06
false
0001302350
JMP GROUP LLC
JMP
0001398113
Jolson Joseph A
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
true
true
true
false
CEO
Common Shares
75000
I
By Foundation
Common Shares
36400
D
Common Shares
1328210
I
By Jolson 1996 Trust
Common Shares
2020-05-06
4
P
false
4000
2.5098
A
5187521
I
By Jolson 1991 Trust
Common Shares
2020-05-07
4
P
false
2958
2.5944
A
5190479
I
By Jolson 1991 Trust
Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
This transaction was executed in multiple trades at prices ranging from $2.45 to $2.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The common shares were purchased by the Joseph A. Jolson Trust, of which Mr. Jolson is a trustee
This transaction was executed in multiple trades at prices ranging from $2.58 to $2.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The common shares were purchased by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee.
Walter Conroy on behalf of Joseph A. Jolson
2020-05-08