0001246360-20-001159.txt : 20200508 0001246360-20-001159.hdr.sgml : 20200508 20200508160711 ACCESSION NUMBER: 0001246360-20-001159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jolson Joseph A CENTRAL INDEX KEY: 0001398113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 20860555 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2020-05-06 false 0001302350 JMP GROUP LLC JMP 0001398113 Jolson Joseph A 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 true true true false CEO Common Shares 75000 I By Foundation Common Shares 36400 D Common Shares 1328210 I By Jolson 1996 Trust Common Shares 2020-05-06 4 P false 4000 2.5098 A 5187521 I By Jolson 1991 Trust Common Shares 2020-05-07 4 P false 2958 2.5944 A 5190479 I By Jolson 1991 Trust Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares. Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee. This transaction was executed in multiple trades at prices ranging from $2.45 to $2.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The common shares were purchased by the Joseph A. Jolson Trust, of which Mr. Jolson is a trustee This transaction was executed in multiple trades at prices ranging from $2.58 to $2.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The common shares were purchased by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee. Walter Conroy on behalf of Joseph A. Jolson 2020-05-08