0001246360-19-001215.txt : 20190410 0001246360-19-001215.hdr.sgml : 20190410 20190410175611 ACCESSION NUMBER: 0001246360-19-001215 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190312 FILED AS OF DATE: 20190410 DATE AS OF CHANGE: 20190410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jolson Joseph A CENTRAL INDEX KEY: 0001398113 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 19742453 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4/A 1 form.xml PRIMARY DOCUMENT X0306 4/A 2019-03-12 2019-03-12 false 0001302350 JMP GROUP LLC JMP 0001398113 Jolson Joseph A 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 true true true false CEO Common Shares 2019-03-12 4 P false 3150 4.047 A 4960730 I By Jolson 1991 Trust Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person. The original Form 4, filed on March 12, 2019, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on March 12, 2019 as a total of 3,510 shares purchased when in fact 3,150 shares of the Issuer's common shares were purchased. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 360 shares. Reflects common shares held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee. Walter Conroy on behalf of Joseph A. Jolson 2019-04-10