0001246360-19-001154.txt : 20190402 0001246360-19-001154.hdr.sgml : 20190402 20190402164229 ACCESSION NUMBER: 0001246360-19-001154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiPietro David M CENTRAL INDEX KEY: 0001507607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 19725614 MAIL ADDRESS: STREET 1: 10 CHITTENDEN LANE CITY: OWINGS MILLS STATE: MD ZIP: 21117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-04-01 false 0001302350 JMP GROUP LLC JMP 0001507607 DiPietro David M 10 CHITTENDEN LANE OWINGS MILLS MD 21117 true false false false Common Shares 2019-04-01 4 M false 3658 0 A 97149 D Restricted Share Unit 0 2019-04-01 4 M false 3658 0 D 2019-04-01 2019-04-01 Common Shares 3658 10976 D Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 14, 2019. Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. Walter Conroy on behalf of David M. DiPietro 2019-04-02